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HomeMy WebLinkAbout89-085.r , COUNTY OF BUTTE, CALIFpC~RNIA RESOLUTION N0. 89- RESOLUTION OF THE BOARD OF SUPERVISORS OF THE COUNTY OF BUTTE, CALIFORNIA, AUTHORIZING THE ISSUANCE OF TAB AND REVENUE ANTICIPATION NOTES TO PAY 1989-90 OPERATING AND OTHER EBPENSES OF THE BUTTE COMMUNITY COLLEGE DISTRICT, PROVIDING FOR THE PAYMENT OF SUCH NOTES, AND MAKING OTHER DETERMINATIONS IN CONNECTION THEREWITH. ae..; ~~z WHEREAS pursuant to Article 7.6, Chapter 4, Part 1, Division 2, Title 5 of the Government Code of the State of California {the "Code"}, the Butte Community College District (the "District"}, in the County of Butte (the "County"). California, is authorized to borrow money to pay budgeted expenses, including current aperating and other expenses and obligations, prior to the receipt of certain anticipated moneys as authorized by Section 53852 of the Code, through the issuance in the name of the District by the Board of Supervisors of the County (the "County Board") of tax and revenue anticipation notes; and WHEREAS, the District anticipates that such borrowing in a principal amount not to exceed $3,500,000 will be required by the District in order to pay such expenses prior to the receipt of taxes, income, revenue, cash receipts and ather moneys by the District anticipated to be received in its 1989-90 fiscal year, and the District, acting through its Board of Trustees, has by resolution {the "District Resolution") requested the County Board to issue notes of the District for such purposes; {1) NOW, THEREFORE, BE TT RESOLVED, BY THE BOARD OF SUPERVISORS OF THE COUNTY OF BUTTE by the favorable vote of not less than a majority of all the members of said Board, AS FOLLOWS: Section 1. The County Board hereby authorizes the issuance, in the name of the District, of Tax and Revenue Anticipation Notes {the "Notes"} in a principal amount not to exceed $3~,500,D00 to pay current operating and other expenses and obligations of the District for the 1989-9D fiscal year in anticipation of the receipt of revenues anticipated to be received in such fiscal year. Said Notes shall be dated as of their date of issuance and shall mature, without option of prior redemption, not more than one year from their dated date. The Notes shall be designated "Tax and Revenue Anticipation Notes- 1989/1990", shall be numbered consecutively from one {1} upwards, and shall be in denominations of $5,000 or integral multiples thereof. The Notes sha11 bear interest from their date, computed on a 30-day month, 350-day year basis, at an interest rate not to exceed the legal maximum rate of twelve per centum {12%) per annum, in accordance with the Contract of Purchase (as hereinafter defined). Both the principal of and interest on the Notes shall be payable at maturity, upon the surrender thereof, in lawful money of the United States of America, at Security Pacific National Trust Company (New York), 2 Rector Street, New York, New York (the "Paying Agent"}. Said Notes shall be issued in bearer form without coupons, and shall not be registrable as (2) to either principal or interest, and shall be in substantially the form attached hereto as Appendix A and hereby made a part hereof . Section 2. The Notes shall be issued in anticipation of the receipt of unrestricted moneys to be received or accrued during the District's 19$9-90 fiscal year, including taxes, income, revenues, cash receipts, and other moneys intended as receipts for the General Fund of the District and which are generally available for the payment of current expenses and other obligations of the District (the "Unrestricted Moneys"}. Section 3. In the District Resolution, the District has pledged to the payment of the principal of the Notes the certain Unrestricted Moneys expected to be received as follows: the first $1,750,000 thereof in January, 1990; the first $1,750,000 thereof in April, 1990; and from the first $420,000 in June, 1990, the amount sufficient to pay interest on the Notes {all of said portions of the Unrestricted Moneys pledged to pay the principal of and interest on the Notes hereinafter referred to as the "Pledged Revenues"}. In the event Notes are issued in an aggregate amount of less than $3,500,000, the amount of Pledged Revenues designated in each month shall be reduced proportionately. As of the date hereof, the District has not received any of the Pledged Revenues hereinabove described, and has not pledged any of said Pledged Revenues to the payment of any other notes, bonds, certificates or other obligations of the District. The principal of the Notes and the interest thereon {3} shall constitute a first lien and charge against the Pledged Revenues and shall be payable from the first moneys received by the District from such Pledged Revenues. All of said Pledged Revenues as and when received shall be subject to such lien and charge. Said Notes shall be general obligations of the District and, to the extent not paid from the Pledged Revenues, shall be paid with interest thereon from any other moneys of the District lawfully available therefor. Each Note shall be secured by the Pledged Revenues ratably according to the amount of principal and interest due thereon. Section 4. All Pledged Revenues as and when received and any other lawfully available funds of the District as appropriated or allocated for the payment of the Notes, shall be deposited by the Treasurer-Tax Collector in a special fund to be applied only to the payment of the Notes and the interest thereon. Such fund is hereby established and designated: "Butte Community College District Tax and Revenue Anticipation Note- 19B9/1990 Payment Fund" (the "Note Payment Fund" or the "Fund"). In the event that in any month the Unrestricted Moneys received by the District are insufficient to permit the deposits into the Note Payment Fund of the full amount of Pledged Revenues expected to be received and deposited in such month, then the amount of any deficiency in such deposits shall be satisfied and made up by the last business day of such month, from any other moneys of the District lawfully available for the payment of the Notes and ~4) interest thereon. The Fund will be held by and maintained with the Treasurer-Tax Collector of the County. All Pledged Revenues and any other moneys deposited in the Fund shall be held in trust for the benefit of the holders of the Notes, and shall be applied only upon the maturity of the Notes to pay the principal thereof and the interest thereon. Moneys deposited in the Fund may not be used for any other purpose. Moneys in the Fund, to the greatest extent possible, shall be invested at the direction of the District by the Treasurer-Tax Callector in investment securities permitted by applicable California law, provided such investments mature at such times and in such principal amounts as to permit the timely disbursement from the Fund as herein provided. All investment earnings 5ha11 be retained in the Fund, Any of such investments and all investment income shall be considered Pledged Revenues in the Fund. At such time when the amount in the Fund is sufficient to pay all principal and interest on the Notes at maturity, no further deposits therein, and any excesses may, upon written request by the District, be withdrawn from the Fund and applied by the District for any lawful purpose. On the Business Day immediately preceding the maturity date of the Notes, the Treasurer-Tax Collector shall, by wire transfer or by such other means to permit the Paying Agent to have received immediately available money by 3:Oa o'clock p.m. 4Prevailing Eastern Time) on such Business Day, transfer moneys in the Fund to the Paying Agent. Business Day shall mean any day (5) that both the offices of the Treasurer-Tax Collector and the Paying Agent are open for customary business. On the maturity date of the Notes, the moneys in the Fund transferred to the Paying Agent shall be used to pay the principal of and interest on the Notes, Section 5. The principal amount of the Notes, together with the interest thereon, pursuant to Article 7.6, Chapter 4, Part 1, Division 2, Title 5 of the Cade., does not exceed 85~ of the estimated amount of the uncollected income, revenue, cash receipts, and other moneys of the District which wi11 be available for the payment of the principal of the Notes, and the interest thereon. Section 6. The proceeds of the Notes shall be deposited in the District's General Fund, and may be expended for the purposes for which the Unrestricted Moneys are to be received. Section 7. The Notes shall be executed by the facsimile signature of the Treasurer-Tax Collector of the County and shall be countersigned by the facsimile signature of the Clerk of the County Board, and the seal of the County shall be affixed, imprinted, or otherwise reproduced an each of said Notes. The Notes shall be manually authenticated by the Paying Agent. Section 8. The Contract of Purchase ("Contract of Purchase") for the Notes, in the farm attached hereto as Appendix B and hereby made a part hereof, be and the same hereby is approved. The Treasurer-Tax Collector, or designated deputy thereof, is hereby authorized, after consultation with and at the (5} direction of the Superintendent of the District, or his designee, to determine the amount of Notes to be sold, the interest rate, the dates of issuance and maturity of the Notes, and to approve the sale of the Notes to Ehrlich Bober & Co., Inc., the Underwriter, on the terms and conditions set forth in the Contract of Purchase, and is hereby authorized and directed to execute the Contract of Purchase for and in the name of the District with such changes, insertions and omissions as he may approve, said execution being conclusive evidence of such approval. Section 9. It is hereby covenanted and warranted by the County that all recitals and representations contained in this resolution are true and correct, and that the County, acting through its appropriate officers, has taken or will take all steps necessary to be taken, for the District to be and remain eligible to collect, and to collect the Pledged Revenues described herein in the amounts and at the times anticipated in accordance with all applicable laws and regulations, in order to provide for the prompt payment of the Notes authorized herein and to comply with the provisions of this resolution. Section lD. This resolution shall take effect immediately. (7) Regularly passed and adopted this ~z day of 1989. AYES and in favor of said resolution: Supervisors: Supervisor Dolan Supervisor McInturf Supervisor Mc~aughlin Supervisor Vercruse Chairman Fulton NOES and against said resolution: Supervisors: None Absent Supervisors: None C xr of t e rd of Supervisors County of Butte State of California ATTES ; erk of the Board of Supervisors iav°°as9Ro ..,ti~+ ~° 4 a• ~~'~a .~7° a wli 4. ~ 1 .=~6 ~ ~ *i sW~ A sv~C~~~~~e+ ~8~ MINUTES + .*r~rrrrgyr.~T~~. .~ O~ S UpE }~~~' ~ • ~~ ~ • Q~ i `` ~ • ~ r~ ^~: :U~+ r ~ *^ ^*^ ^ w .: ~~ i ~~ ~1! +* ~ • ~~~ arr BOARD OF SUPERVISORS - LEN 1=ULTbN, 5th District, Chairman HASKEL A- MGINTURF, 1st District JANE pOLAN, 2nd District KAREN VERCRU51=, 3rd District ED McLAUGHLIN, 4th District June 6 }.989 Ca11 to order -- Board of Supervisors room.. County Administration Building, 25 County Center Drive, oroville. Supervisors Mclnturf, McLaughlin, Vercruse and Chairman Fulton present. Supervisor Dolan not present. William H. Randolph, chief administrative officer; Neil McCabe, deputy county counsel; and Caral Roach, assistant clerk of the Board. Pledge of allegiance to the- Flag of the United States- of- America. 89-250 Items -removed from the Consent Agenda for Board considerati-on ~ - •~ and action. 1. Budget transfers -..action -requested - APPROVE BUDGET TRANSFERS 8-191 (PERSONNEL),-B-].95~(SUPERIOR COURT), B- 196 (DU~?LICATING} , B""~-'~7 - {LIBRARY) ,-- ~ B--198 - - {PUBLIC HEALTH), 8-199 (SUPERIOR COURT), B~-200 {AIR POLLUTION CONTROL DISTRICT),- H-201 {DISTRICT ATTORNEY)., 8--202 (BUILDING INSPECTION), B-203 (MENTAL HEALTH-ALCOHOL), AND $-204 (MENTAL HEAhTH-DRUG). MOTION: MOVE TO APPROVE- THE. BUDGET TRANSFERS WITH 'THE REMOVAL' OF B-203 {MENTAL HEALTH-ALCOHOL}-AND-B-204 (MENTAL HEALTH-DRUG).. S M VOTE : 1 Y 2 . AB- : 3 Y 4 Y 5 'Y (Unanimously Carried ). -- ~ : ~ :. -- 2. Abandonment of a_.pnrtion of-Elm Avenue, Palermo .Citrus Tract Addition No. 1, located 630-feet north of Ophir. Raced, on both the east and west sides of Carmel Avenue, property identified as AP ~ 36-28-60 and - 62; - -Palermo -- -- action. requested..-.. ADOPT: RESOLUTION SETTING A PUBLIC HEARxNG FOR JULY 11, 19 8 9 AT 11~: 00 A . M .- -- - - .. .. -- Page ~Z55 - June 5, 2989 June 6 1989 .. _.__.._ _.__ ----_-- MOTION: MOVE TO' ADOPT RESOLUTION 89-0$2 SETTING A PUBLIC -- ----- ~ -- ~~-~--HEARING FOR JULY 11, 1989 AT 10:00 A.M. S M ., VOTE: l Y 2 AB 3 Y 4 Y 5 Y (Unanimously Carried} ......_ . .. ~ ~ { SUPERVTS.OR DOLAN PRESENT) _ ..- __ W ..,.3... ._Safety retirement for prosecutors --- S$ 6~8 {Davis) -~- _ ~- - - - ~ - ~ proposes to mandate safety retirement under PERS and the 1937 Act Retirement Systems which has historically been -~- ~ - - -~--- - - ~~ reserved for police and fire employees who are involved _ :.-_ .:. - _in emergency. response and, required to~-have a high level _.. of phys~.cal fitness for the d~,strict attorney and deputy district attorneys - action requested - AUTHORIZE THE CHAIRMAN TO SIGN LETTERS IN OPPOSITION OF SB 54$ {DAVIS) _._ __.-.. .__ TO STATE LLECTED~-OFFICIALS. - {HOLD FOR APPEARANCE OF DISTRICT ATTORNEY) 4. Designation of the East Fork of the Carson River as Wild - - -- -. - - - -- - : ,and- Scenic with no twelve._year w~,ndow._-_ the Alpine County Board of supervisors has requested Board support of the - - ~_. state's. designation - action requested.- AUTHORIZE THE "" ---CHAIRMAN TO SIGN A LETTER IN SUPPORT OF THE DESIGNATION. ... -: :..:: - . ___ (NO' ACTION TAKEN) I58} Consent Agenda 89-251 I.. Approval of minutes - action requested.- APPROVE MINUTES OF MAY 16, 1989 AND MAY 23, 1989. ._ 2. Determination whether public necessity, health, safety __ _ ... or. welfare require the formation of an underground utility district on the Midway and Durham~Dayton Highwray in the Durham area - action requested - ADOPT RESOLUTION $9-4$3 SETTING A PUBLIC HEARING FOR JULY 11, 1989 AT 10:40 A.M. 3. County library donations - in accordance with Government Code Section 25355, donations have been received for the Butte County Library Trust of $250 from Melvin R. Hoffman, 5950 from Chita Friends of the Library, $7.00 from Soroptimist International of Oroville, $7.00 from American Legion Auxiliary, and for the purchase of books 51,004 from Paradise Friends of the Library and $200 from Paradise Lodge #2960 - Ladies Auxiliary, Fraternal Order of Eagles - action requested - ACCEPT DONATIONS AND AUTHORIZE LETTERS OF APPRECIATION. Page 156 June 6, 1989 t -~ ~ June 6_, 1389 4. Appointment to Private .Industry Council - action requested - REAPPOINT PAT ZINN (BUSINESS) TO SERVE UNTIL JUNE 14, 1992. 5. Final Map - Lynn Hardy Subdivision - the developer has provided a cash deposit to guarantee maintenance of facilities for a period of one year commencing May 22, 1989 an the .six lot subdivision. AP 56-41-23, 24, 25, 26, 27 and 28, property located on both sides of Platt Mountain Road, 700 feet east of Highway 32, Forest Ranch area - action requested - APPROVE THE FINAL MAP, NOTE THAT PLATT MOUNTAIN ROAD AS OFFERED FOR DEDICATION IS NOT ACCEPTED AT THIS TIME, AND AUTHORIZE THE CHAIRMAN TO SIGN THE SUBDIVISION AGREEMENT, 6 . Final Map - Pearman Court Subdivision -- the developer has provided a Letter _of Credit and cash deposit to guarantee construction of improvements within a one year period on eight lots, AP 42-37-69, property located on the northerly side of Linda Channel and the southwest side of Alamo Avenue, Chico area - action requested - APPROVE FINAL MAP; ACCEPT EASEMENTS .AS~GRANTED IN-ITEM 2 OF THE OWNER'S STATEMENT ON BEHALF OF THE PUBLIC; ACCEPT GRANT - IN FEE SIMPLE PEARMAN COURT-AND ALAMO AVENUE AS OFFERED IN ITEM 1.OF THE OWNER`S STATEMENT;--AND AUTHORIZE. THE '. CHAIRMAN TO SIGN THE-5UBDIVISTON AGREEMENT. 7. Magalia Reservoir Watershed/United States Forest Service Land Exchange - action requested - APPROVE LETTER TO PARADISE IRRIGATION DISTRrCT SUPPORTING EFFORTS TD EXPLORE AND PURSUE THE RECOMMENDED LAND EXCHANGE OPTION. $. Elbert L. Cunningham, Jr., Chico f~:les a claim in the amount of :$5D,000 as a result of alleged injuries and damagres sustained on ar about February 11, 1989 while incarcerated in the Butte County jail - action __~- requested - REJECT CLAIM AND REFER TO COUNTY COUNSEL AND RISK MANAGEMENT, 9. David A. Offutt, attorney- at law, on behalf of. Chris-~ Garcia and Cotton Joseph Tidwell. - files a-claim in the amount of $ZD0,000 as a result of alleged injuries and damages sustained in an automobile accident an~~ar about-' November 3. .1988 on Pennington Road, Gridley area - action requested - REJECT--CLAIM AND REFER TO COUNTY COUNSEL AND RISIt MANAGEMENT. __ .. Page 157 June 6, 1989 __ June 6,1989 10. Distr~Vt attorney - Board authorization is requested to -- - purchase ~-facsimile machine in the amount of $3,89fl.4~- _-~~_.:. -. .. - . _.-.Budget. transfer B- -201 -has -been prepared to provide the. necessary appropriation - action requested - AUTHORIZE PURCHASE OF FIXED ASSET ITEM. ~. 11. Mental Health Department - Board authorization is requested to purchase a small couch and recliner- for _- __-- -_-__-._ --. hypnotherapy: in: the- -amount- af---$634: - The funds were ' ---- - ~ previously- .allocated in the budget for two desks which. are na longer needed - action requested - AUTHORIZE PURCHASE OF FIXED ASSET ITEMS. .12. Public Health - Board authorization is requested to ... purchase a laser printer in the amount of $1,300. Budget transfer B-198 has been prepared to provide the necessary -- appropriation.- action requested - AUTHORIZE PURCHASE OF FIXED ASSET ITEM. - 13. Superior Court.:-_{Court Reporter budget) - Board ~----, --- authorization is requested for the purchase of four workstations in the amount of $2,470 with existing fixed :. asset_f.unds - action requested - AUTHORIZE PURCHASE OF WFIXED ASSET ITEMS. 14. Superior Court -_Board authoriza.tion.is requested for the -. -- ..._- . - ..purchase of ;two personal- computers . at a cost of $4 , 208 _.._:-: _ and two workstations- at a- cost of_ $1,245 with existing 1988/89 trial court funding - action requested - AUTHORIZE PURCHASE OF FIXED ASSET. ITEMS. . _ -_ _ ___ _- . 15. Mental- .Health {Drug -budget) - ~-- -Board authorization is requested far the purchase of . a microcomputer and related . _ peripheral -equipment. and saf tware, a VCR, and a television in the estimated amount of $4.636.44. Budget transfer B-284.has been prepared to provide the necessary appropriation - action requested - AUTHORIZE PURCHASE OF FIXED ASSTS. 16. Tax and Revenue Anticipation Nate Issues for 1989-90 - resolutians have been prepared authorizing the maximum issuance of $4,450,000 for the County and $3,500.000 far Butte Community College - action requested - ADOPT RESOLUTIONS 89-884 and 89-085 AND AUTHORIZE THE CHAIRMAN TO SIGN. 17. North County Municipal Court - the Clerk of the Court requests relief from accountability pursuant to Government Cade Section 25257 for delinquent fines in the amount of $70,059.75 - action requested - APPROVE RELIEF FROM ACCOUNTABILITY. Page 158 June 6, 1989 ,dune 5 1989 18. Salary ordinance amendment - reclassification of account clerk position in the Sheriff's Department to senior account clerk - action requested - WAIVE THE SECOND READING AND ADOPT ORDINANCE 2751. 19. Salary ordinance amendment - Trial Court Funding implementation - an ordinance has been prepared implementing various new positions and x-eclassi~ications far fiscal year 1989/90 - action requested - WAIVE THE FIRST READING OF THE ORDINANCE. 20. Salary ardinance amendment -- the Public Health Department has requested the establishment of two health education assistant I/xI positions and one typist clerk I,II, III for the passenger safety program, which is 100 percent State funded - action requested - WAIVE THE FIRST READING OF THE ORDINANCE. 21. Salary ardinance amendment - the Building Inspection Department proposes to use restricted fee revenue to add two building inspector II ,positions and. a typist-.clerk . I position, and ~ purchase . -associated equipment- . of --two . .: . sedans with two-way radios -and a desit, -chair ~and _ -- typewriter - action_requested_-_WAIVE THE FIRST~~READING~=~~ ---~. OF THE ORDINANCE AND_ APPROVE THE PURCHASE OF FIXED ASSETS. 22. County Victim/Witness Assistance.-Program - a resolution has been prepared continu~:ng funding of Joint Powers money by the State Board of Control to the Butte County Victim/Witness Assistance Program far verification of victim claims during fiscal year 1989/90- - ADOPT . RESOLUTION 89-086 AUTHORIZING THE CHIEF PROBATION OFFICER TO S IGN THE AGREEMENT ON BEHALF OF THE COUNTY . ~ - ~ -- - - - -- -- 23. County Victim/Witness Assistance Program - a resolution has been prepared - continuing-~- -funding- -~ ~-of-- .- the~•- Victim/Witness Program by the office of Criminal 3ustice Planning - action requested --..ADOPT .RESOLUTION 89-087 AUTHORIZING THE CHIEF PROBATION. OFFICER TO SUBMIT APPLICATION. - 24. Mileage of maintained "County xoads - in-accordancewith Section 2121 of the.. Streets and' Highways Code, a resolution has been prepared- verifying _.to. California_ Department of Transportation the current maintained mileage of County roads -of 1,378.59 miles - action requested - ADOPT. RESOLUTION 89-088 -AND AUTHORIZE THE CHAIRMAN TO SIGN. Page-155 3une 6, 1989 June.. 6. 1.989 25. Federal Challenge Grant Funds - the County is eligible .. - __-__.__ _ ..___ _ - - to _ teas-ive- ~$15; 408= -from the- federal government {publ~.c. . law 98473} for fiscal year 1989/90 at no cast to the County to enhance local. child abuse prevention efforts - -~- -- _-- -~ ~ - -action requested- - AUTHORIZE THE -CHAIRMAN TO EXECUTE THE- , _. _~- __-__.__. _. W._ APPLICATIONS/ASSURANCES- FORM,. AND-.AUTHORIZE THE AUDITOR _ _ ___-__ _ __ __ ._ TO__ES.TABLISH..A -FEDERAL CHALLENGE =GRANTS- FUNDS BUDGET .UNIT _... - .... - . ___ - -_-...- T - WITHIN THE WELFARE DEPARTMENT.. ~- 26. AB 2372 {Hannigan) - allocates penalties on delinquent property taxes to all taxing agencies resulting ~.n __._ -. ___~_.._ _ .... ap.pr.oximaGtely _. $400., OOA to Butte.. .County - action - requested.- AUTHORIZE THE~CHAIRMAN TO SIGN LETTERS IN SUPPORT OF AS 2372 {HANNIGAN?. .- - .-~27..W SB -895_..-.(Vuic1~) - provides _ that'commencing •].990/91 an additional share of existing property taxes to the County ' --~- based on. "non-county cost shortfall"~ calculation to help ~~ - cover the-~ County --cost of assessing ~- collecting and _~ ~ _ allocating= property taxes. -Preliminary calculations --- - ~ - - - ~i:ndicate $500, Q00~ tom- $x.;000, 000' -additional revenue to _ - . -.-_ _:- .Butte County -- action-requested -AUTHORIZE THE CHAIRMAN -TO SIGN LETTERS IN SUPPORT 4F SB 895 {VUiGH}. - ~ ~ 2$. Advanced-..step<hiring -the-South-County Municipal Court --. - - - _. -- . _ .. quested --the-_ hir.ing._ of .- a deputy court cleric II at has =_ re __- _.._ . _.--:- -- w step :~ °E." -_o£--- the salary.. _range... - .-action requested - - ~ ~_ - - AUTHORIZS~ ADVANCED STiSP HIRING . - I~40TION:. MOVE TO APPROVE=THE CONSENT AGENDA WITH REMOVAL OF ITEM3 3'.02, 3.04, 3.28 AND 3.31. - ' S M -.- VOTE:-_ _ 1 Y .2 Y 3 Y..._ 4 Y-.,~ 5 Y- (Unanimously Carried? Re~ular_AQ~nda 89-252 Appointments - commissions and committees. a. Appointments to committee vacancies. {104) {NONE) b. South Paradise Advisory Committee for a General Plan Amendment establishing an urban reserve - the Planning Commission requests the establishment of a citizens advisory committee consisting of not less than five, nor more than nine members, who are property owners in the affected area to advise the. Commission on the development of urban reserve policies for the South Paradise area - action requested - ESTABLISH COMMITTEE. {1,31} 7~lE F~EGC~fNG lMSTRUMENf !S A CORRi=C~a~'Y~ Tf-ff ORiGlNRL ON FILE ANE3 GF RfCQRD !ice! ti-Il C)F~ iCiW AT7~5T D~iT!_1 '~~~ ~" ~ ~~~~ ;Cd~vEc Qf fhs ~oarrS o~ 5u~en•isors ~t~3+1 . f1ftO~S ; i„ end for':;f;e Ca_mt~r of Butte - `;- of California. . p~ Df~PUiY June b, 1989 CLERK OF THE BOARD'S CERTIFICATE I, WILLIAM H. RANDOLPH, Clerk of the Board of Supervisors of the County of Butte, State of California, HEREBY CERTIFY that the foregoing annexed extract from the minutes of a meeting of the Board of Supervisors of said county duly called and held on June 6, 1989 has been compared by me with the original minutes as officially recorded in my office in the minute book of said Board of Supervisors and zs a true, complete and correct copy thereof and of the whole of said original minutes so far as the same relate to the subject matters referred to in said extract. _.. IN WITNESS WHEREOF, I have hereunto set my hand and affixed the seal of said County this 6th day of June, 1989. ~ , + `f ~~ C1,erk, Board of Supervisors APPENDIX A FORM 0~' NOTE No. United States of America $ State of California BUTTE COMMUNITY COLLEGE DISTRICT TAg AND REVENUE ANTICIPATION NOTE-19B9/1990 FOR VALUE RECEIVED, the Butte Community College District {the "District"}, duly created and existing under the laws of the State of California, promises to pay to the bearer hereof, the Sum of DDLLARS {$ } on the 6th day of July, 1990, together with interest thereon from the date hereof at the rate of per centum { ~} per annum, payable at maturity. Both principal of and interest on this Note will be paid in lawful money of the United States of America, upon surrender of this Note at Security Pacific National Trust Company (New York}, 2 Rector Street, in New York, New York, Attn: Corporate Trust Division (the "Paying Agent"}. This Note is one of an authorized issue of $3,800,000, the Notes of which are of like tenor except as to number, and is issued pursuant to Article 7.6, Chapter 4, Part I, Division 2, Title 5 of the Government Code of the State of California, and a resolution duly adopted by the Board of Supervisors of the County of Butte on May 16, 1989 (the "Resolution"}. (1} Payment of the principal of and interest on this Note is secured by a pledge of unrestricted moneys expected to be received by the District including taxes, income, revenue, cash receipts, and other moneys intended as receipts for the General Fund of the District and which are generally available for the payment of current operating and other expenses and obligations of the District during its 1989-90 fiscal year (the "Unrestricted Moneys"). The District has pledged to the payment of the principal of the Notes the certain Unrestricted Moneys expected to be received as follows: the first $1,750,000 thereof in January, 1990; the first $1,750,000 thereof in April, 2990; and from the first $420,000 in June, 1990, the amount sufficient to pay interest on the Notes; all as more particularly described in the Resolution. The Notes and the interest thereon shall be a first lien and charge against, and shall be payable from, the first moneys received by the District from said pledged moneys. The Notes are general obligations of the District, and, to the extent not paid from said pledged moneys, the Notes shall be paid with interest thereon from any other moneys of the District lawfully available therefor, This Note is not subject to call or redemption prior to maturity. This Note shall not be valid or become obligatory for any purpose until the Certificate of Authentication hereon shall have been duly executed by the Paying Agent. (2? This Note has been designated by the District as a "qualified tax-exempt obligation" pursuant to Section 265 of the Internal Revenue Code of 1986, as amended. IT IS HEREBY CERTIFIED, RECITED AND DECLARED that all acts, conditions and things required by law to exist, happen and be performed precedent to and in the issuance of this Note have existed, happened and been performed in due time, form and manner as required by law, and that the amount of this Note, together with all other indebtedness of the District, does not exceed any debt limit prescribed by the laws or Constitution of the State of California. IN WITNESS WHEREOF, the~County of Butte, California, has caused this Note to be signed by the facsimile signature of its Treasurer-Tax Collector and countersigned by the facsimile signature of its Clerk of the Board of Supervisors and its corporate seal {or a facsimile thereof), to be printed, engraved, stamped or otherwise placed hereon and has caused this Note to be dated the 5th day of July, 1989. {Facsimile Seal) (Facsimile Signature) Countersigned: Treasurer-Tax Collector of the County of Butte, California (Facsimile Signature) Clerk of the Board of Supervisors of the County of Butte, California (3) CERTIFICATE QF AUTHENTICATION It is hereby certified that this Note is one of the duly authorized issue of Notes referred to herein. SECURITY PACIFIC NATIONAL TRUST COMPANY {NEW YORK) Paying Agent By Authorized Signature {~) COUNTY OF BUTTE, CALTFORNTA Tax and Revenue Anticipation Notes-1989/1990 of Butte Community College District CONTRACT OF PURCHASE Oroville, California Mr. Dick Puelicher June 15, 1989 Treasurer-Tax Collector County of Butte 25 County Center Drive Oroville, California 95965 Dear Mr. Puelicher; The undersigned (the "Underwriter") offers to enter into this agreement with the County of Butte, California (the "County"} which, upon the County's acceptance hereof, will be binding upon the County and upon the Underwriter. This offer is made subject to the written acceptance of this Contract of Purchase by the County and the delivery of such acceptance to the Underwriter at or prior to X4:00 o'clock P.M. California time, on the date hereof. 1. Upon the terms and conditions and upon the basis of the representations and warranties hereinafter set forth, the Underwriter hereby purchases from the County for reoffering to the public, and the County hereby sells to the Underwriter for such purpose, all (but not less than all} of $ {or such lesser amount as shall actually be issued in accordance with the provisions of the resolution as hereinafter defined), principal amount of Butte Community College District (the "District") Tax and Revenue Anticipation Notes--1989/1990 dated July 6, 1989 and due July 6, 1990 (the "Notes") bearing interest at the rate of per centum { ~) per annum, at a purchase price of $ plus accrued z merest, if any, from July 6, 1989, to the date of the Closing (as hereinafter defined). 2. The Notes shall be as described in the Resolution adopted by the Board of Supervisors of the County on May 16, 1989, authorizing the issuance of the Notes (the "Resolution"), and shall be issued under the provisions of the Constitution and laws of the State of California {the "State"). 3. At the time of or before the County's acceptance hereof, the District shall deliver to the Underwriter an Official (1} Statement of the District, dated June 15, 1989, relating to the Notes (which, together with all appendices thereto and with such changes therein and supplements thereto which are consented to in writing by the Underwriter, is herein called the "Official Statement"), in a form satisfactory to the Underwriter and duly executed by the District. The District has authorized the use and reproduction of the Official Statement in connection with the offering and sale of the Notes by the Underwriter. The District also has approved of the use and reproduction by the Underwriter prior to the date of the Official Statement of a Preliminary Official Statement of the District relating to the Notes (which, together with all appendices thereto, is herein called the "Preliminary Official Statement"} in connection with the offering of the Notes. 4. The Underwriter agrees to make a bona fide public offering of all the Notes at the initial public offering price as set forth on the cover page of the Official Statement. Subsequent to such initial public offering, the Underwriter reserves the right to change the public offering price as it may deem necessary in connection with the marketing of the Notes, 5. At 10:00 o'clock A.M., New York City time, on July 6, 1989, or at such other time or on such later business day as shall have been mutually agreed upon by the County and the Underwriter (the "Closing"}, the County will deliver to the Underwriter at the offices of Ehrlich Bober & Co., Inc., 101 Park Avenue, New York, New York, or at such other place as the County and the Underwriter may mutually agree upon, the Notes in definitive form duly executed, together with the other documents hereinafter mentioned; and the Underwriter will accept such delivery and pay the purchase price as set forth in paragraph 1 hereof by check or wire in "Federal Reserve Funds" (same day funds) to the order of the District. The Notes will be made available in Los Angeles, California or New York, New York for checking and packaging and will be delivered to the Underwriter in escrow at least one business day prior to the Closing. 6. The County represents and warrants to the Underwriter that: {A} The County is validly existing under the laws of the State, including the State Constitution, with right and power to sell the Notes as of the date hereof and to hereafter issue the Notes and to execute, deliver and perform its obligations under this Contract of Purchase and the Resolution. (B} (i} At or prior to the Closing, the County will have taken all action required to be taken by it to authorize the issuance and delivery of the Notes and the performance of its (2} obligations under the Resolution, (ii) the County has, and at the date of the Closing will continue to have, full legal right, power and authority to enter into this Contract of Purchase and, at the date of the Closing, will have full legal right, power and authority to issue and deliver the Notes to the Underwriter and to perform its obligations as provided in the Resolution and this Contract of Purchase; at or prior to the Closing, the execution and delivery of, and the performance by the County of its obligations contained in this Contract of Purchase shall have been duly authorized; (iii} this Contract of Purchase has been duly executed and delivered and constitutes a valid and legally binding obligation of the County; and {iv) the County has duly authorized the consummation by it of all transactions contemplated by this Contract of Purchase. (C} The County agrees that it will not issue any additional notes on behalf of the District secured by a pledge of the revenues pledged to pay the Notes. (D) There are no present conditions or determinations of which the County is aware which will prevent the receipt of and application by the County or the District of the revenues pledged to pay the Notes. {E} The issuance of the NOteS, the execution, delivery and performance of this Contract of Purchase, the performance of the County's obligations under the Resolution and compliance with the provisions hereof and thereof by the County, do not and will not conflict with or constitute on the part of the County a breach of, or a default under, any existing law, ordinance, regulation, decree, order or resolution, or (to the best knowledge of the County. after due investigation} any agreement, indenture, mortgage, lease or other instrument, to which the County is subject or by which it is bound. {E) All authorizations, consents or approvals of, or filings or registrations, if any, with any Governmental Authority or court necessary for the valid issuance by the County of, and performance by the District o€ its obligations under, the Notes will have been duly obtained or made prior to the issuance of the Notes (and disclosed to the Underwriter}. As used herein, the term "Governmental Authority" refers to any legislative body or governmental official, department, commission, board, bureau, agency, instrumentality, body or public benefit corporation. (G} As of the time of acceptance hereof and as of the Closing, no action, suit, proceeding or investigation is pending or {to the best knowledge of the County) threatened (3} against the County or {to the best knowledge of the County. no independent investigation having been made) any other person in any court or before any Governmental Authority seeking to restrain or enjoin the issuance or delivery of any of the Notes or in any way contesting yr affecting the validity of the Resolution, the Notes, this Contract of Purchase, or the receipt or application of the revenues pledged to pay the Notes or the payment of principal of and interest on the Notes, ar contesting the powers of the County to issue the Notes. {H} A copy of the Resolution has been delivered to the Underwriter and such Resolution will not be amended without the consent of the Underwriter which consent will not be unreasonably withheld. 7. The Underwriter has entered into this Contract of Purchase in reliance upon the representations and warranties of the County contained herein, the Resolution, and the performance by the County of its obligations hereunder, as of the date hereof and as of the date of the Closing. The Underwriter's obligations under this Contract of Purchase are and shall be subject to the following further conditions as of the Closing: (A) The representations and warranties of the County contained herein shall not be materially inaccurate at the date hereof and at and as of the Closing, as if made at and as of the Closing; and the County shall be in compliance with each of the agreements made by it in this Contract of Purchase (unless such agreements are waived by the Underwriter}. (B) At the time of the Closing this Contract of Purchase shall be in full force and effect; the Resolution and this Contract of Purchase shall not have been amended, modified or supplemented except as may have been agreed to in writing by the Underwriter; all actions which, in the opinion of Hawkins, Delafield & Wood, New York, New York, Bond Counsel to the District, (the "Bond Counsel"}, shall be necessary in connection with the transactions contemplated hereby shall have been duly taken and shall be in full force and effect; and the County shall perform or have performed all of its obligations required under or specified in the Resolution or this Contract of Purchase to be performed at or prior to the Closing. (C) The provisions of law governing the payment of the revenues pledged to pay the Notes shall be in full force and effect and shall not have been amended in any respect that would materially adversely affect the prospects that such revenues will be received in the amounts and by the (4) respective dates indicated in the Resolution and the Official Statement. (D} Except as disclosed in the Official Statement, no decision, ruling or finding shall have been entered by any court or Governmental Authority since the date of this Contract of Purchase {and not reversed on appeal or otherwise set aside) {i} which has any of the effects described in Section 6{G), or {ii} which declares this Contract of Purchase to be invalid ar unenforceable in whole or in material part. (E} In recognition of the desire of the County and the Underwriter to effect a successful public offering of the Notes, and in view of the potential adverse impact of any of the following events on a public offering, the Underwriter shall have the right to cancel its obligations to acquire the Notes, by written notice from the Underwriter to the County, if between the date hereof and the Closing: (i) the Official Statement shall have been amended, modified or supplemented without the consent in writing of the Underwriter, unless such consent was unreasonably witheld or iii) any event shall occur which, in the reasonable professional judgment of the Underwriter, makes untrue any statement of a material fact set forth in the Official Statement or results in an omission to state a material fact necessary to make the statements therein, in the light of the circumstances under which they are made, not misleading; or {iii) the market for the Notes or the ability of the Underwriter to enforce contracts for the sale of the Notes shall have been materially and adversely affected, in the reasonable professional judgment of the Underwriter, by {a) legislation enacted by the Congress of the United States, or passed by either House of the Congress, or recommended to the Congress for passage by the President of the United States, or favorably reported for passage to either House of the Congress by a committee of such House to which such legislation has been referred for consideration, or a decision rendered by a court of the United States or by the United States Tax Court, or a ruling, order, official statement, or regulation (final, temporary or proposed) made by the Treasury Department of the United States or the Internal Revenue Service, with respect to Federal taxation upon interest received on obligations of the general character of the Notes or which would have the effect of changing, directly or indirectly, the Federal income tax consequences of interest on obligations of the general character of the Notes in the hands of the holders thereof, or (b} any new outbreak of hostilities or other national or international calamity or crisis or an event of fiscal default by a city, municipality, district or authority located in the State, the effect of such outbreak, calamity, (5) crisis or default being such as would cause a major disruption in the municipal bond market, or (c) a general suspension of trading on the New York Stock Exchange, or fixing of minimum or maximum prices for trading or maximum ranges for prices for securities on the New York Stack Exchange, whether by virtue of a determination by that Exchange or by order of the Securities and Exchange Commission or any other governmental authority having jurisdiction, or (d} a general banking moratorium declared by either Federal or State authorities having jurisdiction, or (e) any action, suit, proceding or investigation described in Section 6(G} hereof or any decision described in Section 7(D) hereof, or (f} any default by the County, the District, the State or by any state public benefit corporation or other city or state governmental agency (except an industrial development agency} existing under the laws of California. (F) At or prior to the Closing, the Underwriter shall receive the following documents each dated on and as of the date of the Closing; (1} Unqualified approving opinion of Bond Counsel, as to the validity and tax-exempt status of the Notes. {2) An opinion of the County Counsel, substantially in the form attached hereto as Exhibit B. (3) A certificate of the Superintendent of the District, or his designee, substantially in the form attached hereto as Exhibit C. (g} An Arbitrage and Use of Proceeds Certificate, satisfactory in form and substance to Bond Counsel. (S} Customary Signature and No Litigation Certificates executed by applicable officers of the County and the District. (6) Evidence that any rating on the Notes heretofore obtained has not been changed or withdrawn, (7) Such additional legal opinions, certificates, proceedings, instruments and other documents as the Underwriter or Band Counsel may reasonably request to evidence compliance by the County and the District with legal requirements, the accuracy, as of the time of Closing, of the County's representations herein contained and the due performance or satisfaction by the County and the District at or prior to such time of all agreements then to be performed and all conditions then to be satisfied by the County and the District. (6} if the County shall be unable to satisfy the conditions to the Underwriter's obligations contained in this Contract of Purchase or if the Underwriter's obligations shall be terminated for any reason permitted by this Contract of Purchase, this Contract of Purchase shall terminate and neither the County nor the Underwriter shall have any further obligation hereunder, except that the obligations of the Underwriter and the District, to pay certain expenses as provided in Section 9 herein shall continue in full force and effect. 8. The performance by the County of its obligations is conditioned upon (i} the performance by the Underwriter of its obligations hereunder; and (ii) receipt by the County and the Underwriter of opinions and certificates required to be delivered at the Closing. 9. (a) Whether or not the Notes are issued as contemplated by this Contract of Purchase, neither the County nor the Underwriter shall be under any obligation to pay, and the District shall pay, all expenses incident to the performance of the County's and District's obligations, including, but not limited to (i) the fees and disbursements of the accountants, financial advisers and any other experts, consultants or advisers to the District and retained on such basis by the District; and {ii) any other expenses and costs of the County and the District incident to the performance of their obligations in connection with the authorization, issuance and sale of the Notes to the Underwriter. (b) The Underwriter shall pay (i) the cost of preparation and reproduction of this Contract of Purchase, the Preliminary Official Statement and the final Official Statement, and the cost of printing the Notes; {ii} fees of the California Debt Advisory Commission, the Paying Agent, and of any rating agencies rating the Notes; (iii) the fees and disbursements of Bond Counsel; and (iv) other expenses incurred by it in connection with the offering and distribution of the Notes. 10. Any notice or other communication to be given to the County under this Contract of Purchase may be given by delivering the same in writing to the County Treasurer-Tax Collector, or to such other person as he may designate in writing, and to Hawkins, Delafield & Wood, 57 Wall Street, New York, New York, or at such other address or to such other firm as the County shall hereafter advise the Underwriter in writing, and any notice or other communication to be given to the Underwriter under this Contract of Purchase (other than the acceptance hereof as specified in the first paragraph hereof) may be given by delivering the same in writing to Ehrlich Bober & Co., Inc., 12424 Wilshire Boulevard, Suite 1400, Los Angeles, California 90025, Attention: Investment Banking Division. (7) 11. This Contract of Purchase when accepted by the County in writing as heretofore specified shall constitute the entire agreement between the County and the Underwriter and is made solely for the benefit of the County and the Underwriter (including the successors or assigns of the Underwriter?. No other person shall acquire or have any right hereunder or by virtue hereof. 12. This Contract of Purchase may be executed simultaneously in several counterparts each of which shall be an original and all of which shall constitute but one and the same instrument. 13. This Contract shall be construed and enforceable in accordance with the laws of the State of California. Very truly yours, EHRLICH BOBER & CO., INC. By Underwriter Accepted; County of Butte By Treasurer-Tax Collector EBHIBIT A to the Contract of Purchase (Letterhead of County Counsel) July 6, 19$9 Honorable Board of Supervisors County of Butte 25 County Center Drive Oroville, California Ehrlich Bober & Co,, Inc. 401 Wilshire Boulevard Suite 1250 Santa Monica. California Dear Gentlemen: Reference is made to a Contract of Purchase dated June 15, 1989 {"Contract of Purchase"), between the County of $utte, California {the "County") and Ehrlich Bober & Co., Inc., for the Notes of Butte Community College District, in connection with which you have requested my opinion as to the matters set forth below. All terms used herein have the definitions set forth in the Contract of Purchase. I have examined such portions of the Constitution of the United States of America, the Constitution and Statutes of the State of California {the "State") and such applicable court decisions as I deemed necessary or relevant for purposes of the opinions set forth below, and made such further inquiries and investigations as I•deemed necessary or appropriate for purposes of such opinions. Based on the foregoing, I advise you that in my opinion: 1. There is no litigation of any nature pending or threatened to restrain or enjoin the issuance, sale, execution or delivery of the Contract of Purchase, the Notes or any of the proceedings taken with respect to the issuance and sale of the Notes, the application of moneys to the payment of the Notes or in any manner questioning the proceedings and authority under which the Notes were authorized or affecting the validity of the Notes, the existence or boundaries of the County or the title of officials of the County who have acted with respect to the proceedings for the issuance and sale of the Notes to their respective offices, and no authority or proceedings for the issuance and sale of the Notes have been repealed. revoked or rescinded; 2. The issuance of the Notes and the execution, delivery and performance of the Contract of Purchase, do not and will not conflict with or constitute on the part of the County a breach of, or a default under any agreement, indenture, mortgage, lease or other instrument, to which the County is subject or by which it is bound. Very truly yours, E%HIBIT B to the Contract of Purchase CERTIFICATE OF THE SUPERINTENDENT-PRESIDENT OF THE BUTTE COMMUNITY COLLEGE DISTRICT, IN THE COUNTY OF BUTTE Superintendent-President of Butte Community College District, County of Butte, California (the "District"), hereby certify on behalf of the District as fO110W5: 1. I am the official of the District having overall responsibility for the financial operations of the District. 2, The District's Official Statement, dated June 15, 1989, (the "Official Statement"} relating to the sale of $ of the District's Tax and Revenue Anticipation Notes-1989/1990 (the "Notes"}, delivered pursuant to the Contract of Purchase, dated June 15, 1989 between the District and the Underwriter {the "Contract of Purchase"} (excluding from such Official Statement the "Prices" on the cover page and the information under the caption "Underwriting"} as of the date hereof does not contain any untrue statement of a material fact or omit any statement of a material fact necessary to make the statements therein, in the light of the circumstances under which they were made, not misleading. 3. The Notes being delivered on the date hereof to the Underwriter under the Contract of Purchase and the sources of payment thereof conform to the descriptions thereof contained in the District's Official Statement delivered to such Underwriter, 4. There has been no material adverse change in the financial condition or results of operatians of the District from the date of the Official Statement to the date hereof. IN WITNESS WHEREOF, I have hereunto set my hand this 6th day of July, 1989. BUTTE COMMUNITY COLLEGE DISTRICT By Superintendent-President