HomeMy WebLinkAbout89-151BOARD QF SUPERVISORS
COUNTY OF' BUTTE, STATE OF CALIFORNIA
Resolution No. s9-151
RESOLUTION APPROVING AND AUTHORIZING 'THE DIRECTOR
OF PUBLIC WORKS TO SIGN THE COMMUNITY DEVELOPMENT
BLOCK GRANT AGREEMENT FOR THE VILLA VERONA SEWER PROJECT
(Contract No. 88-STBG-358)
WHEREAS, pursuant to Section 7050 to 7124 of the California Administrative
Code, the California Department of Housing and Community Development (hereinafter
referred to as the State) is administering the 1988/89 Community Development
Block Grant Program for the State of California; and
WHEREAS, the State has notified the County of Butte (hereinafter referred
to as the County), a local public agency organized under the statutes of the State
of California, of a Community Development Block Grant award in the amount of
$500,000.00 for the Villa Verona Sewer Project; and
WHEREAS, the State requires that the Grant Agreement attached hereto
be signed by a County official designated by a resolution of the Board of Supervisors
in order to receive these grant funds;
NOW, THEREFORE, BE TT RESOLVED that the County.'is hereby authorized to
enter into this Community Development Block Crant Agreement; thereby assuming
responsibility for compliance with the terms and conditions of the Grant Agreement
and Federal, State and Local laws that apply to the expenditure of Community
Development Block Grant Funds; and
BE IT FURTHER RESOLVED that the Director of Public Works is authorized
to sign the Grant Agreement on behalf of the County.
PASSED AND ADOPTED by the Butte County Board of Supervisors this
3rd day of October 1989, by the following vote:
AYES: Supervisors Dolan, McInturf, McLaughlin, Vercruse and Chairman Fulton
NOES: None
ABSENT: None
NOT VOTING: None
Chai n, Boar o up rvisors
Coun y of Butte, State of California
ATTEST:
William H. Randolph, Chief Administrative
Officer and Clerk f the Board
By ~
Clerk/Deputy
_~
..STATE '.:F CALIFORNIA CONTRACT r cR AM. Np,
• STANDARD AGREEMENT -~- A3--rORIVi=OY GENERAL 89-5'I'BG-358
gry-p, Z IREV. 7/ggi GONTRACTOR'9 STATE i.D. NVMBER
~~~~ r~ ~~~~li~ ~~Q
THIS AGREEMENT, made and entered into this 30th day of dune , 19 $9 ,
• in the State of California, by and between State of California, through its duly elected or appointed,
qualified and acting
OF
Director
AGENCY
and
0
CQNTRAGTOR
STATE AGENCY
DEPT. QF GEN. SEF
GONTROLL.ffR
hereafter called the State, and
(or the Grantee as appropriate within the content of this-•Agreement)., hereafter called the Contractor.
WITNESSETH: That the Contractor for and in consideration of the covenants, conditions, agreements, and stipulakions of the State
hereinafter expressed, does hereby agree to furnish to the State services and materials, as Follows:
(Set forth service to be rendered by Contractor, amount to be paid Contractor, time for performance or completeon, and attach plans and specifications, if any.)
This agreement will provide official notification of the grant award under the State's
administration of the Housing and Community Development Block Grant Program for
Non-entitlement jurisdictions pursuant to the provisions of 42 U.S.C. 5301 et sec ., 24 CFR b,,,
Part 570, Subpart I, and 25 California Administrative Code Sections 7050 through 7124.
xn accepting this grant award, the Grantee agrees to comply with the terms and conditions
of this agreement and all attachments hereto, the representations contained in the
Grantee's application {hereinafter "the Application") which is hereby incorporated by
reference as if set forth in foil, and the requirements of the authorities,~t d ve___, \
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CONTINUED ON SHEETS, EACM BEARING NAME OF CONTRACTOR AND CONTRACT NUMBER.
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The provisions on the reverse side hereof constitute a Bart of this agreement.
IN WITNESS WHEREOF, this agreement has been executed by the parties hereto, upon the date first above written.
STATE OF CALIFORNIA CONTRACTOR
AGENCY CONTRACTOR t!r OTHER YNAN AN INO[VIDVAL STATH FYISETHER A GdiPdRAl70N.
Department of Housing & Community Development pARTH~~H[P• ~~~ -County o£ Butte
BY
BY
X X
PRINTED NAM@ OF PERSON SIGNENG PRIN D NAME AND TITLE OF PERSON NG
Linda A. Powell William Cheff, Director of Public Works
TiT+-~ ADaRESs
Chief, Administration Division ~ 7 County Ctr Dr., 4rovFlle, CA 95965
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AMOUNT ENCUMBERED BY
TH[5 DOCUMENT
~ PROGgAM/CATEGORY [CODE AND T]TLE) FUND TITLE
20 Community Affairs FTF
Department afGeneral Services
500 000 Use Onl
~ toa•no~y~~ y
PR10q AMOUNT ENCUMBERED
FOR THIS CONTRACT Lt/U Y~
40434-$500,000 FCN 14.228012
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en
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ATE 013J6GT OF EXPENDITURE tGODE AND T3Ti.E) e
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I hereby certif y upon my own personal knowledge that budgeted funds are
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available for the period and purpose of the expenditure stated above.
SIGNATURE OF ACCOVNTING OFFICER DATE
Nov a ~ X989
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County of Butte ~ Page 3 of 7
#89-STBG-35$
8. Work to be Performed
The Grantee agrees to fully perform the work described in Attachment A, Section
1, (hereinafter "the Work") and more fully described in the Application.
=~~!
9. Grant Amount
For the purposes of performing the Work, the State agrees to pay to Grantee the
amount specified in Attachment A, Section 3. In no instance shall the State be
liable for any costs for the Work in excess of this amount, nor for any unauthorized
ar ineligible costs. Payment will be made following receipt and approval of the
Program Activity Report. Grantee agrees to administer this grant in accordance
with the provisions of Section 7098 through, and including, Section 7124 of Title 25
of the California Administrative Code.
10. S ecial Conditions
The Grantee agrees to comply with the special conditions, if any, contained in
Attachment B.
11. Method of Pa ent
To receive payment for the Work performed, ar to receive an operating advance,
the Grantee shall submit, in triplicate and on forms provided by the State, a duly
executed Program Activity Report. The Grantee shall submit all Program Activity
Reports to the Department of Housing and Community Development, Community
Development Program,-1800 Third Street, P.O. Box 952054, Sacramento, California
94252-2054, or any other address of which the Grantee has been notified in writing.
The State shall not authorize payments unless it determines that the Work has been
performed in compliance with the terms of this agreement and its attachments.
12. Commencement and Term
This agreement is effective on June 30, 1989. However, Grantee agrees that Work
shall not commence prior to execution of this agreement by the State, unless
expressly authorized in writing to do so. This agreement shall terminate on the
date set forth in Attachment A and Grantee agrees that the Work shall be
complete by the date speciled in Attachment A, unless a written request for an
extension is approved in advance and in writing by the State. _
13. Grant Termination
A. The State may terminate this agreement at any time for cause by giving 14
days written notice to the Grantee. Cause shall consist of violations of any
terms and/or Special Conditions of this agreement; upon the request of
HUD; or withdrawal of the State's expenditure authority. Upon termination
of this agreement, unless otherwise approved in writing by the State, any
unexpended funds received by the Grantee shall be returned to the State
within 14 days of the Notice of Termination.
~~
County of Butte.
#89-STBG-358
Page 4 of 7
B. It is mutually understood between the parties that this agreement may have
been written before ascertaining the availability of congressional
appropriation of funds, for the mutual benefit of both parties in order to
avoid program and fiscal delays which would occur if the agreement were
executed after the determination was made.
C. This agreement is valid and enforceable only if sufficient funds are made
available to the State by the United States Government far the federal fiscal
year 1989 for the purposes of this program. In addition, this agreement is
subject to any additional restrictions, limitations, or conditions enacted by the
Congress or State Legislature or any statute enacted by the Congress or the
State Legislature which may affect the provisions, terms or funding of this
agreement in any manner.
D. It is mutually agreed that if the Congress does not appropriate sufficient
funds for the program, this agreement shall be amended to reflect any
reductions in funds.
E. The State has the option to terminate this agreement under the 14day
cancellation clause or to amend the agreement to reflect any reduction of
funds.
14. Contractors and Subcontractors
A. The Grantee shall not enter into any agreement, written or oral, with any
contractor without the prior determination by the State of the contractor's
eligibility. A contractor or subcontractor is not eligible to receive grant funds
if the contractor is not licensed in good standing in California, or is listed on
the federal Consolidated List of Debarred, Suspended, and Ineligible
Contractors.
B. The Agreement between the Grantee and any contractor shall require the
contractor and its subcontractors, if any, to: -
1) Perform the Work in accordance with federal, State and local housing
and building codes as are applicable.
2) Comply with the Labor Standards described in Attachment C of this
agreement as are applicable. In addition to the requirements of
Attachment C, all contractors and subcontractors must comply with
the provisions of the California Labor Cade as are applicable.
3) Comply with the applicable Equal Opportunity Requirements,
described in Attachment D of this agreement.
4) Maintain at least the minimum State-required Worker's Compensation
Insurance for those employees who will perform the Work or any part
of it.
County of Butte,
#89-STBG-358
Page S of 7
5) Maintain, if so required by law, unemployment insurance, disability
insurance and liability insurance in an amount to be determined by
the State which is reasonable to compensate any person, firm, or
corporation who may be injured or damaged by the contractor or any
subcontractor in performing the Work or any part of it.
C. Pursuant to Section 7120(c) of Title 25 of the California Administrative
Code, the Department reserves the right of pre-award review and approval
of all proposed contracts and related procurement documents, such as
requests far proposals and invitations far bids, where the contract amount
exceeds $10,00(] and only one bid or proposal is received, ar a "brand name"
product is specified, or the contract is to be awarded sole source.
15. Inspections
A. Grantee shall inspect any Work performed hereunder to ensure that the
Work is being and has been performed in accordance with the applicable
federal, State and/or local requirements, and this agreement.
B. The State reserves the right to inspect any Work performed hereunder to
see that the Work is being and has been performed in accordance with the
applicable federal, State and/or local requirements, and this agreement.
C. 'The Grantee agrees to require that all Work found by such inspections not
to conform to the applicable requirements be corrected, and to withhold
payment to the contractor or subcontractor until it is so corrected.
16. Records
A. All records, accounts, documentation and all other materials relevant to a
fiiscal audit or examination, as specified by the State, shall be retained by the
Grantee for a period of not less than three (3) years from the date of
termination of this agreement.
B. If so directed by the State upon termination of this agreement, the Grantee
shall cause all records, accounts, documentation and all other materials
relevant to the Work to be delivered to the State as depository.
C. All contracts of $10,000 or mare between Grantee and its contractors shall
contain a provision which indicates that the contracting parties shall be
subject to the examination and audit of the Auditor General far period of
three (3) years after the final payment under the contract.
17. Audit
A. All records, accounts, documentation and other matenaIs deemed relevant
to the Work by the Department shall be accessible at any time to the
authorized representatives of the State or federal government, on reasonable
prior notice, for the purpose of examination or audit.
County of Butte
#89-STBG-358
Page 6 of 7
B. An expenditure which is not authorized by this agreement or which cannot
be adequately documented shall be disallowed and must be reimbursed to
the State or its designee by the Grantee. Expenditures for Work not
descn~bed in Attachment A shaIl be deemed authorized if the performance
of such Work is approved in writing by the State prior to the commencement
of such Work.
C. Absent fraud or mistake on the part of the State, the determination by the
State of the allowability of any expenditures shall be final.
D. Pursuant to OMB Circular A-128, Grantee shall perform an annual audit at
the close of each fiscal year in which this agreement is in effect, The costs
of the CDBG related portion of the audit may be charged to the program
in accordance with Public Law 9$-502, OMB Circular A-128 and 25
California Administrative Code 7122.
E. The audit shall be performed by a qualified State, local ar independent
auditor. Grantee shall notify the State of the auditor's name and address
immediately after the selection has been made. The contract for audit shall
include a clause which permits access by the State to the independent
auditor's working papers.
F. Three copies of all required audit reports shall be submitted to the State
Controller's Office within six months of the close of the required audit
period.
G. The State shall not approve any expenditures for audit prior to receiving an
acceptable audit report.
1$. Compliance with State Law and Re lgu ations
The Grantee agrees to comply with all State laws and regulations that pertain to
construction, health and safety, labor, fair employment practices, equal opportunity
and all other matters applicable to the Grantee, its subgrantees, contractors, or
subcontractors, and the Wark.
19. Environmental Requirements
This agreement is subject to the provisions of the California Environmental Quality
Act (CEQA). Grantee assumes responsibility to fully comply with CEQA's
requirements regarding the Work. In addition, the Grantee shall comply with the
provisions of the National Environmental Policy Act (NEPA) by following the
procedures contained in 24 CFR Part 58. The release, by the State, of program
implementation funds is hereby conditioned upon compliance with CEQA and
NEPA.
20. Com Iiance with Federal Laws and Re lotions
The Grantee agrees to comply with all federal laws and regulations applicable to
the CDBG Program and to the Work, and with the required federal provisions set
forth in Attachment E.
County of Butte Page 7 of 7
#84-STBG-358
21. State Coordinator
The coordinator of this agreement for the State is the Program Manager of the
Community Development Program, Division of Community Affairs, or the Program
Manager's designee.
22. Purchase of Equipment
Prior to the drawdown of funds for purchase of any data processing equipment or
any other equipment or fixtures with a useful life of one year and a cost of at least
$300, Grantee shall submit a detailed justification of the need for the equipment
or fixtures for review and approval by the Department.
23. Certified Resolution
This agreement shall be accompanied by a certified resolution from the Grantee's
governing body authorizing its execution.
24. Waivers
No waiver of any breach of this agreement shall be held to be a waiver of any prior
or subsequent breach. The failure of the Department to enforce at any time the
provisions of this agreement or to require at any time performance by the
Contractor of these provisions, shall in no way be construed to be a waiver of such
provisions nor to affect the validity of this agreement or the right of the
Department to enforce these provisions.
25. Litigation
a. If any provision of this agreement, or an underlying obligation, is held invalid
by a court of competent jurisdiction, such invalidity, at the sole discretion of
the Department, shall not affect. any other provisions of this agreement and
the remainder of this agreement shall remain in full force and effect.
Therefore, the provisions of this agreement are, and shall be, deemed
severable.
b. The Grantee shall notify the Department immediately of any claim or action
undertaken by or against it which affects or may affect this agreement or the
Department, and shall take such action with respect to the claim or action
- as is consistent with the terms of this agreement and the interests of the
State.
25. NLRB Certification
The Contractor warrants by execution of this Agreement and does swear under
penalty of perjury that no more than one final unappealable finding of contempt
of court by a Federal Court has been issued against the Contractor within the
immediately preceding two-year period because of the Contractor's failure to comply
with an order of a Federal Court which orders the Contractor to comply with an
order of the National Labor Relations Board.
County of Butte
#89-STBG-358
Section 1 -Work Description
ATTACHMENT A
Page 1 of 1
A. Grantee shall perform the Work as described in the approved Application, which
is an file at the Department of Housing and Community Development, Division of
Community Affairs, 180[? Third Street, Third Floor, Sacramento, California. All
written materials or alterations submitted from time to time as addenda to the
original Application and which are approved by the State prior to the award are
hereby incorporated as part of the Application.
B. The work shall consist of:
1. Payment of sewer lateral hookup costs far 175 Targeted Income Group
households and the septic tank costs of 36 Targeted Income Group
households in the Villa Verona Community of Butte County.
2. Payment of sewer assessment costs far 294 Targeted Income Group
occupants in the Villa Verona Community in Butte County.
3. General Administration.
C. Notwithstanding Section 6 of this Standard Agreement, Grantee shall request written
approval from the State when a program or budget revision is needed as required
by Section 7114, Title 25 of the California Administrative Cade. Na alteration or
variation of the terms of this agreement shall be valid unless requested in writing
and approved in writing by the State, or at the State's discretion signed by both
parties in the form of a Grant Amendment. No oral understanding ar agreement
not incorporated herein, shall be binding on any of the parties hereto.
Section 2 -Completion Dates
A. All Work shall be completed by January 31, 1992 in accordance with the approved
milestones in the Application. Milestones may be adjusted by written consent of
the State and do not require amendment of this Agreement.
B. Close-out shall commence by February 28, 1992.
C. This Agreement shall expire on April 30, 1992.
Section 3 -Grant Amount and Operating Budget
A. Specifics of the operating budget shall be agreed upon by the State and Grantee
prior to drawdown of any funds.
B. The grant of $500,000 consists of:
$ 92,846 - Sewer Laterals
377,154 - Assessments
30,000 - General Administration
' County of Butte.
89-STBG-358
Special Conditions
ATTACI-IlbIENT B
Page 1 of 2
1. Pursuant to 25 Cai. Admin. Cade Section 7056{b}(1}, as a condition of drawing
down any CDBG funds, the Grantee shall have submitted to the Department a
draft or a final and adopted revised housing element as required by Article 10.6
(commencing with Section b5580} of the Government Code. Upon submittal of a
draft housing element, the Grantee may draw down a portion of the administrative
funds for the purpose of completing the adoption of a revised housing element in
compliance with State Law. As a condition of drawing down any program
implementation funds, the Grantee shall adapt a housing element revision in
compliance with the substantive requirements in Article 10.6, and submit a
certification, on forms provided by the Department, that such housing element
complies with the substantive requirements of Article 10.6.
2. Federal Relocation, Displacement and Acquisition rules governing the CDBG
program, 24 CFR 570,496a {interim rule), require that tenants who are displaced
from housing units demolished or converted as a result of CDBG funded activities
be provided with relocation assistance. Members of the Targeted Income Group
who are renter households in dwelling units rehabilitated with funds from this grant
who, within a 5 year period after the completion of the work, are required to pay
rents which are more than the higher of 30% of their monthly gross income; ar
their pre-rehabilitation rents are considered to be displaced persons entitled to
relocation assistance. Tenants who are required to relocate temporarily, but are
not reimbursed for his/her reasonable out-of-packet expenses, are also considered
to be displaced persons if he/she moves from the property permanently.
The Grantee shall plan and budget .far the relocation of tenants displaced by
housing rehabilitation activities which result in the loss of low or moderate income
rental units due to demolition or increased rents charged to tenants of the targeted
income group. '
]n order to meet this requirement, the Grantee shall either: (a) include these
provisions within a Rental Limitation Agreement with the property owner landlord,
or, {b} offer to any targeted income group tenant whose rents are raised within a
five year period the financial displacement assistance specified in either 24 CFR
570.496a, or the Uniform Relocation Act, 24 CFR Part 24, at the election of the
tenant.
County of Butte
89-STBG-358
ATTACHMENT B
Page 2 of 2
Prior to the drawdown of program activity funds the Grantee shall file with the
Department a "Residential Antidispiacement and Relocation Assistance Plan" as
required by 24 CFR 570.496a. The plan must be on forms provided by the
Department and contain: (a) the requirement to replace all low-moderate income
dwelling units that are demolished or converted to a use other than low-moderate
income housing; and (b) a relocation assistance component which discusses both the
provision of temporary and permanent relocation assistance to person displaced as
a result of CDBG funded activities.
In addition to the above requirements, the provisions of the Uniform Relocation
Act, 24 CFR Part 24, apply to the use of funds in this program.
3. In order to comply with the provisions of the Housing and Urban Rural Economic
Recovery, Act of 1983 (HR 1), the Grantee shall not attempt to recover any capital
costs of the public improvement assisted by CDBG funds by assessing any amount
against properties owned and occupied by targeted income group households,
unless: (1) CDBG funds are used to pay the assessment for the targeted income
group households, or (2) the CDBG funds are used to pay the assessment for the
lowest targeted income group households (50% of the County median income or
below} and the Grantee certifies to the State that it lacks sufficient CDBG funds
to pay the assessment of alI targeted income group households {above 50% of
median).
4. The Grantee will report on the value of other contributions included as a leverage
to the activity on a quarterly basis. Required contributions to be reported on, as
descn'bed in the application are:
EPA $2,164,8b6
SWRCB 1,b77,843
FmHA {loan) _,., 412,800 {loan}
TOTAL $4,255,509
5. No time extensions of this contract will be allowed.
• County of Butte ~ ATTACHMENT C
#89-STBG-358 Page 1 of 1
Labor Standards
1. State Labor Standards Provisions
All contractors and subcontractors shall give the foIlowing certification to the
Grantee and forward this certification to the Grantee within 14 days after the
execution of any contract or subcontract.
A. "I am aware of the provisions of Section 1720 et sec . of the California Labor
Code which requires that the State prevailing wage rate shall be paid to
employees where this rate exceeds the federal wage rate."
B. "I am aware of the provisions of Section 37{}0 of the Labor Code which
requires every employer to be insured against liability for workers'
compensation or to undertake self-insurance in accordance with the
provisions of that Code, and I will comply with such provisians before
commencing the performance of the Work of this contract."
C. "It is further agreed that, except as may be provided in Section 1815 of the
California Labor Code, the maximum hours a worker is to be employed is
limited to eight hours a day and 40 hours a week and the subcontract shall
forfeit, as a penalty, $25 for each worker employed in the execution of the
subcontract for each calendar day during which a worker is required or
permitted to labor more than eight hours in any calendar day or mare than
40 hours in any calendar week and is not paid overtime."
2. Federal Labor Standards Provisions (Davis-Bacon and Related Acts)
Except with respect to the rehabilitation of residential property designed far
residential use for less than eight families, the Grantee and alI
contractors/subcontractors of the Grantee engaged under contracts in excess of
$2,000 for the construction, prosecution, completion or repair of any building or
work financed in whole or in part with assistance provided under this Agreement,
shall comply with HUD requirements pertaining to such contracts -and the
applicable requirements of the regulations of the Department of Labor under 29
CFR Parts 3, 5 and 5a, governing the payment of wages and the ratio of
apprentices and trainees to journeymen; Provided, that if wage rates higher than
those required under such regulations are imposed by State or local law, nothing
hereunder is intended to relieve the Grantee or any contractor/subcontractor of
their obligation, if any, to require payment of the higher rates. The Grantee shall
cause or require to be inserted in full, in aiI such contracts -subject to such
regulations, provisions meeting the requirements of 29 CFR 5.5 and, for such
contracts in excess of $10,000, 29 CFR Sa.3.
County of Butte_ ATTACHMENT D
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Equal Opportunity
1. The Civil Rights, HCD Age Discrimination, and Rehabilitation Acts Assurance:
During the performance of this Agreement, the Grantee assures that no otherwise
qualified person shall be excluded from participation or employment, denied
program benefits, ar be subjected to discrimination based on race, color, national
origin, sex, age, or handicap, under any program ar activity funded by this contract,
as required by Title VI of the Civil Rights Act of 1954, Title I of the Housing and
Community Development Act of 1974, as amended, the Age Discrimination Act of
1975, and the Rehabilitation Act of 1973, and all implementing regulations.
2. The Traini
a) The work to be performed under- this Agreement is on a project assisted
under a program providing direct federal financial assistance from the
Department of Housing and Urban Development and is subject to the
requirements of Section 3 of the Housing and Urban Development Act of
1958, as amended, 12 U.S.C. 1701u. Section 3 requires that to the greatest
extent feasible, opportunities for training and employment be given lower
income residents of the project area and contracts for Wark in connection
with the project be awarded to business concerns which are located in, ar
owned in substantial part by persons residing in the area of the project.
b) The parties to this Agreement will comply with the provisions of said Section
3 and the regulations issued pursuant thereto by the Secretary of Housing
-and Urban Development set forth in 24 CFR Part 135, and all applicable
rules and orders of the Department issued thereunder prior tb the execution
of #his contract. The parties to this contract certify and agree that they are
under no contractual ar other disability which would prevent them from
complying with these requirements.
c) The Grantee will send to each labor organization or representative of
workers with which he has a collective bargaining agreement ar other
contract ar understanding, if any, a notice advertising the said labor
organization or worker's representative of his commitments under this Section
3 clause and shall post copies of the notice in conspicuous places available
to employees and applicants far employment or training.
d} The Grantee will include these Section 3 clauses in every contract and
subcontract for Work in connection with the project and will, at the direction
of the State, stake appropriate action pursuant to the contract upon a finding
that the Grantee or any contractor or subcontractor is in violation of
regulations issued by the Secretary of Housing and Urban Development, 24
CFR Part 135 and, will not let any contract unless the Grantee ar contractor
or subcontractor has first provided it with a preliminary statement of ability
to comply with the requirements of these regulations.
County of Butte
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ATTACHMENT D
Page2of2
e} Compliance with the provisions of Section 3, the regulations set forth in 24
CFR Part 135, and all applicable rules and orders of the Department issued
thereunder prior to the execution of the Agreement shall be a condition of
the federal financial assistance provided to the project, binding upon the
Grantee, its successors, and assigns. Failure to fulfill these requirements shall
subject the Grantee, its contractors and subcontractors, its successors, and
assigns to those sanctions specified by the grant or contract through which
federal assistance is provided, and to such sanctions as are specified by 24
CFR Part 135.
3. State Nondiscrimination Clause:
a) During the performance of this contract, the recipient, contractor and its
subcontractors shaIl not deny the contract's benefits to any person on the
basis of religion, color, ethnic group identification, sex, age, physical or
mental disability, nor shall they discriminate unlawfully against any employee
or applicant for employment because of race, religion, color, national origin,
ancestry, physical handicap, mental disability, medical condition, marital
status, age or sex. Contractor shall ensure that the evaluation and treatment
of employees and applicants for employment are free of such discrimination.
b) Contractor shall comply with the provisions of the Fair Employment and
Housing Act (Government Code Section 12904 et secs.), the regulations
promulgated thereunder (California Administrative Code, Title 2, Section
" 7285.0 et sec .), the provisions of Article 9.5, Chapter 1, Part 1, Division 3,
Title 2 of the Government Cade (Government Code Sections 11135-11139.5)
and the regulations or standards adapted by the awarding State agency to
implement such article. "
c) Recipient, contractor and its subcontractors shall give written notice of their
obligations under this clause to labor organizations with which they have a
collective bargaining or other agreement.
d) The contractor shall include the nondiscrimination and compliance provisions
of this clause in all subcontracts to perform work under the contract.
4. Assurance of Compliance with Requirements Placed on Construction Contracts of
$10,040 or more:
Grantee hereby agrees to place in every contract and subcontract for construction
exceeding $10,000 the Notice of Requirement for Affirmative Action to ensure
Equal Employment Opportunity (Executive Order 11246), the Standard Equal
Employment Opportunity, Construction Contract Specifications. Grantee
furthermore agrees to insert the appropriate Goals and Timetables issued by the
U.S. Department of Labor in such contracts and subcontracts. Grantee shall refer
to Chapter V of the State CDBG Grant Management Manual ar shall contact the
State for further guidance regarding compliance with this requirement.
County of Butte
##89-STBG-358
Other Required Federal Provisions
1. Flood Disaster Protection:
I'TACHMENT E
Page 1 of 3,
This Agreement is subject to the requirements of the Flood Disaster Protection Act
of 1973 {P.L. 93-234). No portion of the assistance provided under this Agreement
is approved for acquisition or construction purposes as defined under Section 3{a)
of said Act, for use in an area identified by the Secretary as having special flood
hazards which is located in a community not then in compliance with the
requirements for participation in the national flood insurance program pursuant to
Section 201{d) of said Act; and the use of any assistance provided under this
Agreement for such acquisition or construction in such identified areas in
communities then participating in the national flood insurance program shall be
subject to the mandatary purchase of flood insurance requirements of Section
102{a) of said Act.
Any contract or agreement for the sale, lease, or other transfer of land acquired,
cleared or improved with assistance provided under this Agreement shall contain,
if such land is located in an area identified by the Secretary as having special flood
hazards and in which the sale of flood insurance has been made available under
the National Flood Insurance Act of 1968, as amended, 42 U.S.C. 4001 et sere .,
provisions obligating the transferee and its successors or assigns to obtain and
maintain, during the ownership of such land, such flood insurance as required with
respect to financial assistance for acquisition or construction purposes under Section
102{s) of the Flood Disaster Protection Act of 1973. Such provisions shall be
required notwithstanding the fact that the construction on such land is not itself
funded with assistance provided under this Agreement.
2. Lead-Based Paint Hazards:
The construction or rehabilitation of residential structures with assistance provided
under this Agreement is subject to the HLTD Lead-Based Paint regulations, 24 CFR
Part 35. Any grants or loans made by the Grantee for the rehabilitation of
residential stnactures with assistance provided under this Agreement shall be made
subject to the provisions for the elimination of lead-based paint hazards under
subpart B of said regulations, and the Grantee shall be responsible for the
inspections and certifications required under Section 35.14{f) thereof.
3. Com ]lance with Air and Water Acts:
This Agieement is subject to the requirements of the Clean Air Act, as amended,
42 USC 1857 et sec ., the federal Water Pollution Control Act, as amended, 33 USC
1251 et sec ., and the regulations of the Environmental Protection Agency with
respect thereto, at 40 CFR Part 15, as amended from time to time.
In compliance with said regulations, the Grantee shall cause or require to be
inserted in full in all contracts and subcontracts with respect to any nonexempt
transaction thereunder funded with assistance provided under this Agreement, the
following requirements:
County of Butte
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~~ ATTACHMENT E -
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a) A stipulation by the contractor or subcontractor that any facility to be
utilized in the performance of any nonexempt contract or subcontract is not
listed on the List of Violating Facilities issued by the Environmental
Protection Agency (EPA) pursuant to 40 CFR 15.20.
b) Agreement by the contractor to comply with all the requirements of Section
114 of the Clean Air Act, as amended (42 USC 1857c-8), and Section 30$
of the federal Water Pollution Control Act, as amended (33 USC 1318},
relating to inspection, monitoring, entry, reports, and information, as well as
all other requirements specified in said Section 114 and Section 308, and al]
regulations and guidelines issued thereunder.
c) A stipulation that as a condition for the award of the contract, prompt notice .
will be given of any notification received from the Director, Office of Federal
Activities, EPA, indicating that a facility utilized ar to be utilized for the
contract is under cansideratiom to be listed on the EPA List of Violating
Facilities.
d) Agreement by the contractor that he will include or cause to be included the
criteria and requirements in paragraphs (a} through (d) of this section in
every nonexempt subcontract and requiring that the contractor will take such
action as the government may direct as a means o£ enforcing such provisions.
In no event shall any amount of the assistance provided under this
Agreement be utilized with respect to a facility which has given rise to a~
conviction under Section 11.3(c)(1) of the Clean Air Act or Section 309(c)
of the federal Water Pollution Control Act.
4. Obli ations of Grantee with Respect to Certain Third Part! ,Relationships:
The Grantee shall remain fully obligated under the provisions of the Agreement
notwithstanding its designation of any third party or parties for the undertaking of
all or any part of the program with respect to which assistance is being provided
under this Agreement to the Grantee. Any Grantee shall comply with all-lawful
requirements of the State necessary to ensure that the program with respect to
which assistance is being provided under this Agreement to the Grantee is carried
out in accordance with the State's Assurance and Certifications, including those with
respect to the assumption of environmental responsibilities of the State under
Section 104(h) of the Housing and Community Development Act of 1974.
5. interest of Certain Federal Officials:
No member of or delegate to the Congress of the United States, and no resident
commissioner, shall be admitted to any share or part of this Agreement or to any
benefit to arise from the same.
.' County of Butte ATTACHMENT E
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6. Interest of Members, Officers, or Em~lavees of Contractors, Members of Local
Governing Bodes or other Public Officials:
No member, officer, or employee of the Grantee, or its designees or agents, na
member of the governing body of the locality in which the program is situated, and
no other public official of such locality or localities who exercise any functions or
responsibilities with respect to the program during his/her tenure ar far one year
thereafter, shall have any interest, direct or indirect, in any contract or subcontract,
or the proceeds thereof, far Work to be performed in connection with the program
assisted under the Agreement. The Grantee shall incorporate, or cause to be
incorporated, in all such contracts or subcontracts a provision prohibiting such
interest pursuant to the purposes of this section.
7. Prohibition Against Payments of Bonus or Commission:
The assistance provided under this Agreement shall not be used in the payment of
any bonus or commission for the purpose of obtaining HCD approval of the
application for such assistance, or HCD approval of the applications for additional
assistance, or any other approval or concurrence of HCD required under this
Agreement, Title I of the Housing and Community Development Act of I974, or
HCD regulations with respect thereto; provided, however, that reasonable fees or
bona fide technical, consultant, managerial or other such services, other than actual
solicitation, are not hereby prohibited if otherwise eligible as program costs.