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HomeMy WebLinkAboutEmail from Colette Worsham, BC TTC – Investment Report & Transaction Reporting for 11.30.18 Schuman. Amy From: Menchaca, Clarissa Sent: Wednesday, February 27, 2019 4:22 PM To: Schuman,Amy Subject: FW: Investment Report and Transaction Reporting for November 30, 2018 Attachments: Investment Report November 30, 2018.pdf;Transaction Reporting November 30, 2018.pdf Correspondence. Cla ri a,Me t.chaca. Associate Clerk of the Board Butte County Administration 25 County Center Drive,Suite 200, Oroville, CA 95965 T: 530.552.33081 F: 530.538.7120 Twitter 1 Facebook 1 YouTube 1 Pinterest From:Worsham, Colette Sent: Monday, December 17, 2018 9:57 AM To:Snyder,Ashley<ansnyder@buttecounty.net>; Gullickson,Caroli <CGullickson@buttecounty.net>; Childs, Heather <hchilds@chicorec.com>; Christy Patterson, Butte County Schools JPA<cpatters@bcoe.org>; Worsham, Colette <cworsham@buttecounty.net>; Houser, David <DHouser@buttecounty.net>; Heather Naylor, Gridley Unified School District<hnaylor@gusd.org>; Cook, Holly<HCook@buttecounty.net>; Beene, Dana <DBeene@buttecounty.net>; Bruffett,Jim<jim_prpd@sbcglobal.net>; Kevin Bultema, Chico Unified School District<kbultema@chicousd.org>; Honea, Kory<KHonea@buttecounty.net>;Jordan, Kurt<KJordan@buttecounty.net>; Lisa Anderson,TOC Member(BCOE rep) <landerso@bcoe.org>; Lam, Lisa<LLam@buttecounty.net>;Sandoval, Maritza<MSandoval@buttecounty.net>;Jessee, Meegan<Mjessee@buttecounty.net>; Menchaca, Clarissa <cmenchaca@buttecounty.net>; Mia Osborne-Ng, Executive Assistant to the Butte County Superintendent of Schools<mng@bcoe.org>; Ramsey, Mike <MRamsey@buttecounty.net>; Moak, Peggy<pmoak@buttecounty.net>; Bennett, Robin <RBennett@buttecounty.net>; Hubbard, Sheryl<SHubbard@buttecounty.net>; Connelly, Bill <BConnelly@buttecounty.net>; Kirk, Maureen<MKirk@buttecounty.net>; Lambert,Steve <SLambert@buttecounty.net>;Teeter, Doug<DTeeter@buttecounty.net>;Wahl, Larry<LWahl@buttecounty.net>; Peterson,Susan<speterson@buttecounty.net>; Susan Watts,TOC Member(OUHSD rep)<swatts@ouhsd.org>;Tim Taylor, Butte County Superintendent of Schools<ttaylor@bcoe.org>;William (Jim) Nicholas, Director of Business Services<nicholaswi@butte.edu> Subject: Investment Report and Transaction Reporting for November 30, 2018 Greetings! The Treasurer's Investment Report for the month ending November 30, 2018 is attached,for your reference. Additionally,the information provided in the attached "Transaction Reporting November 30, 2018" consists of spreadsheets and statements detailing transaction activity for the month. Beginning with the December report to be issued in January 2019,the Treasurer's Investment Report will have a new look—stay tuned!! If you have any questions or concerns, please feel free to contact Peggy Moak or Lisa Lam at 552-3730. Best regards, Colette:Worsham Supervisor, Banking and Cash Management, Treasury Division Butte County Treasurer-Tax Collector 25 County Center Drive, Suite 125, Oroville, CA 95965 ATTENTION: THIS ISA NEW PHONE NUMBER. PLEASE UPDATE YOUR RECORDS Treasury Line:530.552.3730 T: 530.552.37321 F: 530.538.7648 Twitter I Facebook I YouTube j Pinterest 2 Treasurer--Tax Collector Peggy Moak, Treasurer-Tax Collector % Treasury Division mss 25 County Center Drive, Suite 125 T: 530.552.3730 buttecounty.net/ttc Butte County I y. Oroville, California 95965-3384 F: 530.538.7648 TREASURER-TAX COi1ECTOR December 17, 2018 Butte County Board of Supervisors Butte County Chief Administrative Officer Investment Pool Oversight Committee The attached investment report for November 30, 2018 is submitted in accordance with the Butte County Statement of Investment Policy dated July 1, 2018. All investments are in compliance with this policy. The Investment Report demonstrates that sufficient liquidity is available to meet anticipated expenditures during the next six months. The Local Agency Investment Fund (LAIF) is used as a comparison against Butte's portfolio performance. A look at the 5-year moving average for the Butte County Treasury apportioned yields vs. LAIF apportioned yields demonstrates that, over time, a medium term, laddered portfolio will generally outperform a shorter-term investment strategy, which LAIF usually mirrors. The 5-year moving average for Butte County's FY 16/17 and FY 17/18 performance compared to LAIF shows margins of 0.697% and 0.561%, respectively. Using $375,000,000 as a baseline portfolio (actively invested balance), this translates to enhanced earnings averaging $2,103,750 per year for the past five years. NOTE: Fair values are trending lower than cost carried due to an increasing yield environment. Investments are marked to market monthly based on a current market price determined by U.S. Bancorp Investments. Copies of statements reflecting investment and cash management transactions are provided to the Board of Supervisors monthly and are available upon request. Quarterly Investment Reports are made available on the Treasurer-Tax Collector website at http://www.buttecounty.net/ttc. Respectfully, Peggy Moak Butte County Treasurer-Tax Collector cc: Butte County Auditor-Controller Butte County Special Districts(Quarterly) Butte County Board of Supervisors Butte-Glenn Community College Butte County District Attorney Chico Unified and Gridley Unified School Districts Butte County Schools-JPA Jessee,Meegan—Butte County Deputy Administrative Officer Butte County Sheriff Beene,Dana—Butte County Internal Auditor Butte County Superintendent of Schools :,..,,,..7-mw: NOi� . Butte County BUTTE COUNTY TREASURER'S INVESTMENT REPORT MEASURER-r ug COUKIOR November 30,2018 YIELD TO WEIGHTED AVERAGE ACTIVELY MANAGED PORTFOLIO: MATURITY MATURITY{DAYS)* PAR VALUE FAIR VALUE COST CARRIED LOCAL AGENCY INVESTMENT FUND(LAIF) 2.208% 1 57,124,454.16 57,124,454.16 57,124,454.16 CALTRUSTSHORTTERM 2.354% 1 4,691.76 4,691.76 4,687.37 CAMP SHORT TERM 2.360% 1 39,330,266.57 39,330,266.57 39,330,266.57 BANK MONEY MARKET(COLLATERALIZED) 0.000% 1 0.00 0.00 0.00 U.S.TREASURY NOTES" 1.898% 1,121 54,000,000.00 52,163,510.00 53,501,042.27 MUNICIPAL BONDS'" 1.877% 606 43,760,000.00 43,113,549.10 43,933,454.91 CORPORATE NOTES" 2.016% 661 33,359,000.00 32,764,889.16 33,306,534.36 NEGOTIABLE CDS" 2.145% 1,040 10,500,000.00 10,500,000.00 10,497,157.91 FEDERAL AGENCY!SUPRANATIONAL NOTES" 1.986% 916 195,985,000.00 191,959,698.24 195,504,346.12 TOTAL ACTIVELY MANAGED PORTFOLIO: 2.034% 690 434,063,412.49 426,961,058.99 433,201,943.67 INVESTMENT OF NOTE/BOND PROCEEDS AND OPERATING CASH SCHOOL BOND PROCEEDS t.o.aage2tor dmoa.7 63,643,122.16 63,643,122.16 63,643,122.16 OPERATING ACCOUNTS U.S.BANK CHECKING ACCOUNT DEPOSITS 20,345,814.01 20,345,814.01 20,345,814.01 OPERATING CASH 65,343.60 65,343.60 65,343.60 OTHER 0.00 0.00 0.00 TOTAL TREASURER'S FUND LEDGER BALANCE: 518,117,692.26 511,015,338.76 517,256,223.44 INVESTMENTS UNDER MANAGEMENT OF TRUSTEES t...paae3far dmo,mp 3,486,935.87 3,486,935.87 3,484,094.47 PAR VALUE FAIR VALUE COST CARRIED TOTAL CASH AND INVESTMENTS: 521,604,628.13 514,502,274.63 520,740,317.91 SIX MONTH LIQUIDITY PROJECTIONS Estimated Cash Receipts for Next Six Months 576,675,896 Estimated Disbursements for Next Six Months -533,380,945 Estimated Net Cash Flow for Next Six Months"' 43,294,951 (A1) Prudent Reserve -30,000,000(A2) Securities Maturing 22,947,000(B) Local Agency Investment Fund 1 Cal Trust/MMF!CAMP 96,459,408(C) Total Liquidity for Next Six Months 132,701,359(At+A2+B+C) Estimated Cash Available for Long Term Investment -30,000,000 Remaining Available Liquidity 102,701,359 Total Par Value of actively managed investments maturing In less than 12 months: 166,068,412 Total Par Value of actively managed investments maturing in more than 12 months: 267,995,000 • Actual Weighted Average Maturity will be shorter,and actual dollar amount of investments maturing in less than 12 months will be higher than stated,due to call features on investments. •' See page 5 for detailed list of investments. '•' Includes TRAN(Tax and Revenue Anticipation Notes)receipts and disbursements,if applicable. 1 BUTTE COUNTY TREASURER'S INVESTMENT REPORT INVESTMENT OF SCHOOL BOND PROCEEDS November 30,2018 INVESTMENT MATURITY ANNUAL PAR FAIR COST BOND/NOTE DESCRIPTION TYPE DATE DESCRIPTION YIELD' VALUE VALUE CARRIED BONDS-LOCAL AGENCY INVESTMENT FUND(LAIF) . Butte-Glenn CCD 2016 GO Bond Series A LAIF 2.208% 29,606,279.42 29,606,279.42 29,606,279.42 Chico Unified 2012 GO Bond SeriesA LAIF 2.208% 1,168,474,67 1,168,474.67 1,168,474.67 Chico Unified 2012 GO Bond Series B LAIF 2.208% 27,318,140.87 27,318,140.87 27,318,140.87 Chico Unified 2016 GO Bond Series A LAIF 2.208% 5,550,227.20 5,550,227.20 5,550,227.20 PAR FAIR COST VALUE VALUE CARRIED GRAND TOTAL 63,643,122.16 63,643,122.16 63,643,122.16 'Ylelds quoted above area snapshot per investment type.Actual yields earned on school bonds arc calculated by the Treasurer's office and are a composite at investment earnings less Treasury casts. 2 BUTTE COUNTY TREASURER'S INVESTMENT REPORT DEPOSITS AND INVESTMENTS UNDER MANAGEMENT OF TRUSTEES/FISCAL AGENTS November 30, 2018 INVESTMENT MATURITY ANNUAL PAR FAIR COST FINANCING PROGRAM TYPE DATE DESCRIPTION YIELD VALUE VALUE CARRIED 2004 PENSION OBLIGATION BONDS WELLS FARGO BANK,TRUSTEE Series A Bond Fund#XXXX1106 Money Market WF GOVT MMF#1751 2.912% 1,295,989.09 1,295,989.09 1,295,989.09 Int.Rate Stabilization Fund#XXXXI109 Money Market WF GOVT MMF#1751 2.912% 1,029.72 1,029.72 1,029.72 Pooled Agency Funds Local Agency Investment Fund 2.208% 1,684.60 1,684.60 1,684.60 Principal Account Fund#XXXX1140 Cash Cash 0.000% 11.79 11.79 11.79 Interest Account Fund#XXXX1141 Cash Cash 0.000% 815,816,20 815,816.20 815,816.20 Surplus Account Fund#XXXX1142 Cash Cash 0.000% 18,958.47 18,958.47 18,958.47 Sinking Account Fund#XXXX1143 Cash Cash 0.000% 0.00 0.00 0.00 Series B Interest Fund#XXXX1301 Money Market WF GOVT MMF#1751 2.912% 45,922.38 45,922.38 45,922.38 Series B Bond Fund#XXXX1305 Money Market WF GOVT MMF#1751 2.912% 1,132,358.22 1,132,358.22 1,132,358.22 Series B Interest Fund#XXXX1307 Money Market WF GOVT MMF#1751 2.912% 66.06 68.06 68.06 SUBTOTAL 3,311,838.53 3,311,838.53 3,311,838.53 DEPOSITS WITH FISCAL AGENTS Discovery Benefits Plan Year Cash Balance 1/01/1 8-12/31/18' NA 32,841.40 32,841.40 "'30,000.00 York Risk Services Group-Claim Administrators Umpqua Bank#XXXXX2601 Commercial Bank Business Checking NA 142,255.94 142,255.94 142,255.94 SUBTOTAL 175,097.34 175,097.34 172,255.94 PAR FAIR COST VALUE VALUE CARRIED GRAND TOTAL 3,486,935.87 3,486,935.87 3,484,094.47 'Represents the most current data available(source:Audilor-Controller) "Benefits can be paid in advance of receipt of offsetting payroll deductions 3 BUTTE COUNTY TREASURER'S INVESTMENT REPORT ACTIVELY MANAGED PORTFOLIO"AT-A-GLANCE" November 30,2018 INVESTMENTS BY TYPE* INVESTMENTS BY MATURITY&YIELD* Local Agency Investment Fund/Ca1TrustFMMFJCAMP LAIFICT/MMF/CAMP $ 96,459,412 Federal Home Loan Bank FHLB $ 45,200,000 LAIFICALTRUSTIMMF/CAMP(1 day) 2.270% $ 96,459,412 Federal Home Loan Mortgage Corp FHLMC $ 13,075,000 01-12 months 1.839% $ 69,609,000 Federal Naticnal Mortgage Assn FNMA $ 15,000,000 13-36 months 1.694% $ 149,420,000 Federal Farm CredIt Bank FFCB $ 39,560,000 37-60 months 2.368% $ 118,575,000 Federal Agnculiural Mortgage Corp FAMCA $ 15,000,000 TOTAL PAR VALUE $ 434,063,412 Corporate Nates CORP $ 33,359,000 U.S.Treasury Notes UST $ 54,000,000 'Investments managed by Trustees&School Bond Proceeds not Included. SupranalIonel SUPRA $ 68,150,000 Final maturity dales are used,probable calf dales are not considered. Certificates of Deposit(CauateralizedlNegoliable) CDs $ 10,500,000 Amounts quoted at Par Value. Municipal Bonds MUNI $ 43,760,000 $ 434,063,412 10% 2% 16% r0w i � sj Sia 3, +f j 12% ^....,•• `p5r 8% •IAIF/CALTRUST/MMF/CAMP)1 day) •LAIF/CT/MMF/CAMP•FHLB •FHLMC •FNMA •01-12 months •FFCB -FAMCA •CORP •UST •13-36 months •SUPRA •CDs •MUNI •37-60 months Butte County Pooled Treasury Portfolio Balance** Net of Tax and Revenue Anticipation Notes(TRAN) and Bond Proceeds $550,000,000 $525,000,000 -Tota $500,000,000 '"4'"•2017 $475,000,000 —31—2016 -w-•ro1s $450,000.000 - • --41--2014 $425,000,000 —0---2213 $400,000,000 <-.,��° —i—2012 $375,000,000 .. _.. �� —2011 4., a n � X2030 $350,000,000 ", - $325,000,000 ~' —0—2009 +,t. - ...0...30021 $300,000,000 - $275,000,000 - "— $250,000,000 , , , , JAN FEB MAR APR MAY JUN JUL AUG SEP OCT NOV DEC ••This chart does not Include deposits from IRAN,Bond Proceeds,or Investments under Management of Trustees. It Is Intended to demonstrate cash flow trends and establish a baseline for the portfolio,enabling medium term investments. 4 BUTTE COUNTY TREASURER'S INVESTMENT REPORT MANAGED PORTFOLIO-DETAILS OF SECURITIES HELD November 30,2018 Page 1 of 2 Credit Rating Purchase Maturity Yield to Securl Description S&P Moody's Fitch Date Date Maturity 1%1 Par Value Fair Value Cost Carded* 686184WJ7 ORIENTAL BANK NR NR NR 12/1612015 12/17/2018 1.750 250.000.00 250,000.00 250,000.00 892361990 TOYOTA MOTOR CREDIT CORP AA- Aa3 A+ 9/18/2015 1/17/2019 1.875 5,000,000.00 4,994,600.00 5,001,384.99 037833002 APPLE INC AA+ Aa1 NR 1/17/2017 2122/2019 1.450 1,540,000.00 1,536,324.02 1,540,849.22 30231GAP7 EXXON MOBIL CORPORATION AA+ Ass NR 3/29/2018 3/1/2019 2.304 3,157,000.00 3,148,463.47 3,152,370.05 650035K80 NEW YORK ST URBAN DEV CORP REV AA+ Aal AA+ 121182014 3/15/2019 1.980 5,000,000.00 4,987,550.00 5,000.132.81 13063CKL3 CALIFORNIA ST GO UNLTD TXBL AA- Aa3 AA- 11/242014 5/1/2019 1.900 3,000,000.00 2.993.220.00 3,004,173.14 3133EF020 FEDERAL FARM CREDIT BANK AA+ Aaa MA 2/2312016 5/23/2019 1,266 5,000,000.00 4,969,535.00 4,999,632.48 594918AC8 MICROSOFT CORP AAA Aaa AA+ 9/28/2015 8/1/2019 1.580 2,500,000.00 2,515,342.50 2,531,687.07 45905UF58 INTL BK RECON&DEVELOP NR NR NR 5/25/2018 628/2019 2.472 5,000,000.00 4,970,105.00 4,975,386.49 91412GSB2 UNIV OF CALIFORNIA CA REV TXBL AA Aa2 AA 824/2015 7/1/2019 1.698 5,000,000.00 4,971,950.00 5.002.748.02 31315PM71 FEDERAL AGRIC MTG CORP NR NR NR 7/172014 7/17/2019 1.813 5,000,400.00 4.974.565,00 4,997,520.28 459058EV1 INTL BK RECON&DEVELOP AAA Aaa AAA 1282016 726/2019 1.392 5,000,400.00 4,953,325.00 4,995,488.67 31315PTD1 FARMER MAC NR NR NR 8/25/2014 823/2019 1.765 5,000,000.00 4,964,180.00 4,994,265.29 459058FQ1 INTL BK RECON&DEVELOP NR Aaa AAA 5/162018 9/30/2019 2.525 5,000,000.00 4,932,820.00 4,946,228.42 68389XAX3 ORACLE CORP AA- Al A 1016/2015 10/8/2019 1.845 4,162,000.00 4,140,295.17 4,175.787.48 45905U2J6 INTL BK RECON&DEVELOP AM Aaa NR 1212/2016 10252019 1.573 5,000,000.00 4.926,525,00 4,988,040.27 3133EEBN9 FEDERAL FARM CREDIT BANK AA+ Aaa MA 11/122014 11/1212019 1,800 5,000,000,00 4,955,220.00 5,000,000.00 966594AW3 WHITNEY BANK/MS NR NR NR 1/25/2017 1/27/2020 1.700 250,000.00 250,000.00 250,000.00 02587DXE3 AMERICAN EXPR CENTURION NR NR NR 1/302015 1/30/2020 1.950 250,000.00 250,000.00 250.000.00 882806EM0 TEXAS ST TECH UNIV REV AA+ Aa1 AA+ 11/612015 2/15/2020 1.790 2,570,000.00 2,545,764.90 2,579,312,95 474067AK1 JEFFERSON FIN CRED UNION NR NR NR 2272018 2272020 2.400 250,000.00 250,000,00 250,000.0D 912828J84 U S TREASURY NOTE AA+ Aaa AAA 4182015 3131/2020 1.330 5,000,000.00 4,907,420.00 5,002,870.10 13063CSQ4 CALIFORNIA ST GO UNLTD TXBL AA- Aa3 AA- 4/29/2015 4/1/2020 1.680 5,000,000.00 4,919,900.00 5,007,638.83 13063DFZ6 CALIFORNIA ST GO UNLT TXBL AA- Aa3 AA- 4/25/2018 4/12020 2.523 3,000,000.00 2,982,930.00 3,002,958.62 712700MS2 PEOPLES UNITED BANK NA NR NR NR 4/152015 41152020 1.800 250,000.00 250,000.00 250,000.0D 3136G2HF7 FEDERAL NAIL MORTGAGE ASSN AA+ Aaa AAA 5/19/2015 5/19/2020 1.600 5,000,000.00 4,911.085.00 5,000,000.00 912828XE5 U S TREASURY NOTE M. Aaa AM 611/2015 5/31/2020 1.503 4,000,000.00 3,923,280.00 3,999,612.77 144420RX0 CAPITAL ONE BANK USA NA NR NR NR 61102015 6/10/2020 2.006 250,000.00 250,000.00 249,618.91 313383HU8 FEDERAL HOME LOAN BANK AA+ Aaa NR 6/5/2015 6/1212020 1.780 5,000,000.00 4,917,600.00 4,997.804.54 3133834H1 FHLB 1.375 06/20 AA+ Aaa NR 7/232015 611212020 1.795 5,200,000.00 5,085,163.20 5.168,122.82 8821172X1 TEXAS ST A&M UNIV REV AM Aaa AAA 8/10/2015 7/12420 1.963 3,000,000.00 2.946.540.00 2,990,386.71 459058FM0 INTL BK RECON&DEVELOP AM Aaa AAA 8/23/2016 8110/2020 1.140 5,000,000.00 4,854,150.00 4,998,741.03 3130AD552 FEDERAL HOME LOAN BANK AA+ Aaa NR 4/5/2018 9/92020 2.419 5,000,000.00 4.965.705.00 5,001,751.95 05580ACW2 BMW BANK NORTH AMERICA NR NR NR 9/1812015 9/18/2020 2.200 250,000.00 250,000.00 250.00000 20033AMR4 COMENITY CAPITAL BANK NR NR NR 9/2112015 9212020 2.250 250,000.00 250,000.00 250,000.00 49306SYWO KEY BANK NA NR NR NR 9/272017 925/2020 1.850 250.000.00 250,000.00 250,000.00 3136G1H28 FANNIE MAE AA+ Aaa MA 2/3/2017 928/2020 1.677 5,000,000.00 4,896,810.00 5.001,998.48 912828272 U S TREASURY NOTE AA+ Aas AM 10/31/2017 10/152020 1.712 5,000,000.00 4.891,405.00 4,992,083.33 254672V72 DISCOVER BANK NR NR NR 10/21/2015 10/21/2020 2,200 250,000.00 250,000.00 250,000.00 14042RBL4 CAPITAL ONE NA NR NR NR 11/1312015 10/28/2020 2.277 250,400.00 250,000.00 249,879.73 594918668 MICROSOFT CORP AM Asa AA+ 8/222016 11/312020 1.362 5,000,000.00 4,912,160.00 5,056,120.26 94986TWG8 WELLS FARGO BANK NA NR NR NR 12132015 12/32020 1.500 250,000.00 250,000,00 250,000.00 29266NX93 ENERBANK USA NR NR NR 1282016 128/2021 1.903 250,000.00 250,000.00 249,730.09 89677DET9 TRISTATE CAPITAL BANK NR NR NR 1/31/2018 2/1/2021 2,350 250,400.00 250,000.00 250,000.00 3130A7CV5 FEDERAL HOME LOAN BANK M. Asa NR 41712016 2118/2021 1.315 5,000,000.00 4,843,335.00 5,006,395.12 4581X0CS5 INTER-AMERICAN DEVEL BK AAA Aaa AAA 11/152016 3/15/2021 1.574 5,000,000.00 4,884,100.00 5,033,144.87 13063CP87 CALIFORNIA ST GO UNLTD AA- Aa3 AA- 6/13/2016 4/1/2021 1.430 5,000,00000 4,811,050,00 5,007,826.39 3134G8Y29 FREDDIE MAC AA+ NR AAA 4/282016 428/2021 1.375 3,000,00000 2,946,282.00 2,997,832.50 459058FD0 INTL BK RECON&DEV STEP-UP NR NR NR 4/28/2016 4/28/2021 1.500 3,000,000.00 2,927,850.00 3,000,000.00 02007GCP6 ALLY BANK NR NR NR 5/10/2018 5/10/2021 2.850 250,000.00 250,000.00 250,000.00 128829AC2 CALDWELL BK&TRUST CO NR NR NR 5113/2016 5/13/2021 1.400 250,000.00 250,000.00 250,000.00 91412GF59 UNIV OF CALIFORNIA CA REV TXBL AA Aa2 AA 8/52016 5/15/2021 1.417 5,000,000.00 4,870,150.00 5,052,462.45 459058FH1 INTL BK RECON&DEVELOP AAA Aaa AAA 6/13/2016 52412021 1.412 5,000,000.00 4.816,250.00 4,995,562.58 313603MV4 FEDERAL NATL MORTGAGE ASSN AA+ Aaa AM 525/2016 5/2512021 1.375 5,000,00000 4,802,695.00 5,000,000.00 3130AD5K4 FEDERAL HOME LOAN BANK Mi' Aaa NR 12/2612017 622/2021 2.197 5,000,000.00 4,906,415.00 4,997,910.15 27113PBE0 EAST BOSTON SAVINGS BANK NR NR NR 6/23/2016 6/23/2021 1.500 250,000.00 250,000.00 250,000.00 912828527 U S TREASURY NOTE M. Aaa AAA 12/152017 6/30/2021 2.027 5,000,000.00 4,791,405.00 4,888,157.99 3133EGKA2 FEDERAL FARM CREDIT BANK AA+ Aaa AAA 7/6/2016 7/62021 1.500 5,000,000.00 4.821,040.00 5,000,000.00 3130A80S5 FEDERAL HOME LOAN BANK AA+ Aaa NR 7/14/2016 7/14/2021 1,201 5,000,000.00 4,782,200.00 4,990,360.44 4590583H0 INTL BANK RECON&DEVELOP AM Aaa NR 72512018 7/23/2021 2.832 5,000,000.00 4,976,150.00 4,989,667.53 584039452 MEDALLION BANK UTAH NR NR NR 7/28/2016 72812021 1.400 250,000.00 250,000.00 250,000.00 88413QBN7 THIRD FED SAV&LN CLEVLND NR NR NR 7/28/2017 7/28/2021 2.000 250,000.00 250,000.00 250,000.00 95960NJN6 WESTERN STATE BANK NR NR NR 7/29/2016 7292021 1.400 250,000.00 250,000,00 250,000.00 594918BP8 MICROSOFT CORP AAA Aaa AA+ 8/19/2016 8/8/2021 1.541 5,000,000,00 4,804,975.00 5,001,145.28 74267GVM6 PRIVATEBANK&TRUST CO NR NR NR 8130/2016 8/30/2021 1.500 250,000.00 250,000.00 250,000.00 08173QBR6 BENEFICIAL BANK NR NR NR 9/1612016 9/13/2021 1.500 250,000.00 250,000,00 250,000.00 459058FP3 INTL BK RECON&DEVELOP AM Aaa AM 5/19/2017 9/20/2021 1.899 5,150,000.00 4,933,885.40 5,077 697,17 67165FNC4 SYCHRONY BANK NR NR NR 10/21/2016 10/21/2021 1.700 250,000.00 250,000,00 250,000.00 5 BUTTE COUNTY TREASURER'S INVESTMENT REPORT MANAGED PORTFOLIO-DETAILS OF SECURITIES HELD November 30,2018 Page 2 of 2 Credit Rating Purchase Maturity Yield to Security Description S,&P Moody's Fitch Date Date Maturity(561 Par Value Fair Value Cost Carried* 912828167 U S TREASURY NOTE AA+ Aaa AAA 11/27/2017 10/31/2021 1.955 5.000,000.00 4,779,885.00 4,901,520.92 3130AA2F4 FEDERAL HOME LOAN BANK AA+ Aaa NR 11/232016 11/23/2021 1.700 5,000,000.00 4,832.715.00 5,000,000.00 45905UC28 INTL BK RECON&DEVELOP NR NR NR 12128/2016 12!2812021 2.050 5,000,000.00 4,812,200.00 5,000,000.00 0 84 601 05 6 BERKSHIRE BKIPITTSFIELO NR NR NR 12/39/2018 12/30/2021 2.200 250,000.00 250,000.00 250,000.00 459058FY4 INTL BK RECON&DEVELOP NR Aaa AAA 3/10/2017 1/26/2022 2.165 5,000,000.00 4,653,065.00 4,975,406.18 3133EFZL4 FEDERAL FARM CREDIT BANK AA+ Ass AAA 6/28/2016 2/16/2022 2.831 4,560,000.00 4,428,918.24 4,445,201.48 3133EHAK9 FEDERAL FARM CREDIT BANK AA+ Ass AM 2/23/2017 2/23/2022 2.000 5,000,000.00 4,855,505.00 5,000,000.00 940727AH3 WASHINGTONFIRST BANKSHAR NR NR NR 2/23/2017 2/23/2022 2.050 250,000.00 250,000.00 250.000.00 256650AV7 DOLLAR BANK FSB PA NR NR NR 3/812017 3162022 2050 250,000,00 250,000.00 250,000,00 574193NC8 MARYLAND ST GO UNLT AAA Aaa AAA 3!2212017 3/15/2022 2,250 5,190,000.00 5,024,854.20 5,190,000.00 9887801 50 ZB NA NR NR NR 4/3/2017 411/2022 2.102 250,000.00 250,000.00 249,199.34 3132XOSK8 FARMER MAC NR NR NR 5/5/2017 5/5/2022 1.975 5,000,000.00 4,849,665.00 5,000,000.00 58740XZ69 MERCANTILE BANK OF MI NR NR NR 51102017 5/10/2022 2.100 250,000.00 250,000.00 250,000.00 92834CCD2 VISIONBANK OF IOWA NR NR NR 11/28/2017 5/31/2022 2.150 250,000.00 250,000.00 250,000.00 912828XW5 Li S TREASURY NOTE AA+ Aaa AAA 7/212017 6/302022 1.810 5,000,000.00 4.813.670.00 4,989,817,35 06740KKDB BARCLAYS BANK/DELAWARE NR NR NR 7/122017 7/122022 2.200 250,000,00 250,000,00 250,000.00 912828X08 USTREASURY NOTE AA+ Aaa AAA 7/31/2017 7/3112022 1.823 5,000,000.00 4,851,760.00 5,030,912.86 010878AN6 ALAMEDA GNP.'CA GO UNLTD TXBL AAA Aaa NR 3/29/2018 8112022 2.830 2,000,000.00 2,059,640.00 2,080,146.48 319141HG5 FIRST BANK OF HIGHLAND NR NR NR 81162017 8/162022 2200 250,000.00 250,000.00 250,000.00 87270LAJ2 TIM FSB NR NR NR 81162017 8/1612022 2.200 250,000.00 250,000.00 250,000.00 912828L24 U S TREASURY NOTE AA+ Aaa MA 101102017 8/312022 1.935 5.000.000.00 4.825.975.00 4,989.220.85 4581X0CZ9 INTER-AMERICAN DEV BK NR Aaa MA 911412017 9114/2022 1,803 5000,000.00 4,772,375.00 4,990,534.72 33610RRF2 FIRST PREMIER BANK NR NR NR 9/15/2017 9/15/2022 2.000 250,000.00 250,000.00 250,000.00 9128282W9 U S TREASURY NOTE AM Aaa MA 10/6/2017 9/30/2022 1.930 5,000,000.00 4,822,265.00 4,989,968.71 66612ABX5 NORTHFIELD BANK NR NR NR 10/25/2017 10/25/2022 2.203 250,000.00 250,000.00 249,512.60 33708UCK3 FIRST STATE COMMUNITY BK NR NR NR 10/27/2017 10/27/2022 2.150 250,000.00 250,000.00 250.000.00 912828M49 U S TREASURY NOTE AA+ Aaa AAA 10/31/2017 10/31/2022 2.037 5909000,00 4,818,750.00 4,970,020.71 3134GB6A5 FEDERAL HOME LOAN MTG CORP AA+ Ma AAA 12/2812017 12262022 2.400 5,000,000.00 4,884,160.00 5,000,000.00 58733AET2 MERCANTIL BANK NA NR NR NR 1229/2017 12/29/2022 2.659 250,000.00 250,000.00 250,000.00 61747MF63 MORGAN STANLEY BANK NA NR NR NR 1/11/2018 1/11/2023 2.650 250,000.00 250,000.00 250,000.00 4581X0DA3 INTER-AMERICAN DEVEL BK AAA Aaa NR 4/5/2018 111812023 2.749 5,000,000.00 4,903,650.00 4,952,030.87 3133EJBY4 FEDERAL FARM CREDIT BANK AA+ Ma AAA 2172018 2172023 2.780 5,000,000.00 4,931,075,00 5.000.000.00 3130ADLH3 FHLB STEP-UP AA+ Aaa NR 22812018 22812023 2.000 5,000,000.00 5,006,180.00 5,000,000.00 080515CM9 BELMONT SAVINGS BANK NR NR NR 3/142018 3/14/2023 2.854 250,000.00 250,000.00 249,464.68 3134GSEW1 FHLMC STEP-UP AA+ Aaa AAA 4/23/2018 311412023 2.300 5,075,000.00 5,041,464.40 5,061,659.75 084570686 BERKSHIRE HATHAWAY INC AA Aa2 A+ 32012018 3/15/2023 3.101 1,000,000.00 968,397.00 986,142.71 084676888 BERKSHIRE HATHAWAY INC AA Aa2 A+ 4/192018 311512023 3.123 1,000,000.00 968.397,00 985,241.95 3130AD151 FEDERAL HOME LOAN BANK AA+ Aaa NR 3/29/2018 3/29/2023 3.000 5,000,000.00 4,946,000.00 5,000,000.00 3133EJKK4 FEDERAL FARM CREDIT BANK AA+ Aaa AAA 4/18/2018 4/10/2023 3.000 5,000,000.00 4,953,530.00 4,993,914.87 173120326 CITIBANK NA NR NR NR 4/11/2018 4/11/2023 2.900 250.000.00 250.000.00 250,000.00 037833AK6 APPLE INC AA+ M1 NR 517/2018 5/3/2023 3.180 5,000,000.00 4,775,735.00 4,841,642.09 912828R59 U S TREASURY NOTE AA+ Aaa AAA 6/27/2018 5/31/2023 2.732 5,000,000.00 4,737,695.00 4,768,623.12 3133EJUS6 FEDERAL FARM CREDIT BANK AA+ Aaa AAA 7/17/2018 7/17/2023 2.865 5,000,000.00 4,972,205.00 5,002,128.78 50116CCA5 KS STATEBANK NR NR NR 727/2018 7/27/2023 3.250 250,000.00 250,000.00 250,000.00 3B148PW94 GOLDMAN SACHS BANK USA NR NR NR 92612018 926/2023 3.350 250.000,00 250,000,00 250,000.00 635573AK4 NATIONAL COOPERATIVE BANK NR NR NR 10/30/2018 10/302023 3450 250,000.00 250,000.00 250,000,00 "Effective Duration:2.138 1.966 337,604,000.00 330,501,546.50 336,784,999.29 Source: U.S.Bank Safekeeping •Values may differ from Treasurer's Cost Canied due to accretion method variation. ""BondEdge Portfolio-Analysis Notes: Federal Agricultural Mortgage Corporation securities are issued by a U.S.Government agency and are not rated, Negotiable COO are not rated.but are FDIC insured. 6 7Treasurer-Tax Collector Peggy Moak, Treasurer-Tax Collector Treasury Division 25 County Center Drive, Suite 125 T: 530.552.3730 buttecount net Butte County y /ttC Oroville, California 95965-3384 F: 530.538.7648 TREASURER-TAX COLLECTOR December 17, 2018 Butte County Board of Supervisors Butte County Chief Administrative Officer Investment Pool Oversight Committee The attached statements showing investment transactions for the month ending November 30, 2018 are submitted in accordance with Government Code, and with Local Agency Investment Guidelines as provided by the California Debt and Investment Advisory Commission. The Investment Policy effective July 1, 2018 includes a provision for monthly reporting of investment transactions to the Board of Supervisors. In addition to the above, Investment Reports are submitted on a monthly basis. Quarterly Investment Reports are also made available on the Treasurer-Tax Collector website at http://www.buttecounty.net/ttc. If you have any questions regarding investment reporting, please feel free to contact me, or Lisa Lam, at 552-3731. Yours truly, Peggy Moak Butte County Treasurer-Tax Collector Monthly Investment Transaction Reporting Table of Contents Funds Under Management of Trustees • Wells Fargo Bank — 2004 Pension Obligation Bonds • Umpqua Bank - York Risk Services Group Local Agency Investment Fund • Butte County Treasurer • Butte Community College District • Paradise Unified School District • Oroville Union School District • Chico Unified School District • Butte County Office of Education CalTrust CAMP US Bank Safekeeping Butte County Treasurer Monthly Investment Transaction Reporting Funds Under Management of Trustees Wells Porno Bann,Trustee 2054 Pension Obligation Bonds Transaction Activity sodas A 501(00 B Total Cash With Transaction 8 Month End Oote XXXX7108 _XXXX1109 XXXX1140 XXXX1141 XXXX1142 XXXX1143 i XXXX1301 1 XXXX1305 XXXX1307 Fiscal Agent 5(31(2516 Fair Value 12.125.99 2.688.11 11.67, 826,009.04 5.234.55 370.000,00 36.741,30 310217,28 510,000,00 2.003927.94 Inmlast Earned 1462.05 1,37 0.02 10948 5.50 13.04 5.15 1,089.96 67.55 2,754.93 Wire Transfer From Butte County E GOO Transfer To XXXX1307 _ 1 0.00 Transfer To XXXX1301 I 0.00 Transfer To XXXXl lOO • I s3.94f ;13 04) Transfer To XXXX1140 • I • ow Transfer To XXXX4141 - 0.00 Transfer To XXXX1142 113.601 91) 113,601.91) Transfer To XXXX1143 I 0.00 Principe)Pad to Bondholder (510.000 007 1510,000 00) Interest Paid to Bondholder (826.723 60) 1370,000001 138,741.30) (1,235,455,101 Transfer from XXXX1106 - 13,601.91 13.601.91 Transfer from XXXX1143 13.04 1 13.04 Transfer from XXXX1305 ( 39,08335 139,063.351 000 613802016 Fair Value 0.00 2,889.48 11.89 104.70 18,641.98 0.00 39,088.50. 280,243.69 87.55 341,117.77 Interest Earned 2.44 9.33 0.02 0.27 18.96 3.90 439.94 0.09 474,95 Wire Transfer From Butte County 0,00 Transfer To XXXX1307 0,00 Transfer To XXXX1301 139,619 65) (35.619 65) Transfer To XXXX1106 _ 0,00 Transfer To XXXX1140 0.00 Transfer To%XXXI 141 1 000 Transfer To XXXXl 142 • 0.00 Transfer To XXXX1143 0.00 Prinupal Pad to Bondholder 0.00 interest Paid to Boreihatder (39063 35) 139.053,351 Transfer from XXXX1106 0.00 Transfer from XXXX1143 ,. 0,00 Transfer from XXXX1305 39.618,65 39.619.65 7(3172016 Pair Value . 5.44. 2,098.01 11.71 . 19497 15,660,52 0,00 30,62020 241,084,18 87,64 302,52537 Interest Earned 1_54 0.02 0.29 2279 26.89 397.30 0.10 44093 Wire Transfer From Butte County 2,101,632.40 1,055,264.77 3.156,867,17 Translor TOXXXXI 307 .. 0.00 Transfer To XXXX1301 (44,666.80) ;44.666.801 Transfer To XXXX1106 0.00 Transfer To XXXX1140 0.00 Transfer To X30041141 0.00 Transfer To XXXX1142 1 I0.00 Transfer To XXXX1143 0.00 Principal Pad to Bondholder I 0.00 Interest Paid to Bondholder I (39.619 65)1 139.619.65) Transfer from XXXX1106 I I 0.00 Transfer from XXXX1143 0.00 Transfer horn XXXX1305 44,666.80 44.666.60 803172018 Fair Value 2.101,634.84 2.700.35 11.73 195.26 10.883.71 9.00 1 44.702.74 1,252,049.45 07.74 3,420,245.82 interest Earned 3.196.66 1,56 0-02 0.30 23.82 1 20.02 1,95235 0.10 5,194,67 Wire Transfer From Butte County 1 _ 0.00 Transfer To XXXX1307 1 0.00 Transfer To XXXX1301 1 135959 941 135,959 94) .............. Transfer To XXXX1106 0.00 Transfer To XXXX1140 I ________ O.W Transfer To XXXX1141 I 0.00 Transfer To XXXX1142 I 1 0.00 Transfer To XXXX1143 0.00 Principal Pad to Bondholder 0.00 Interest Pad to Bondholder 144,702.74) 144,702 741 Transfer from%%X01106 1 0.00 Transfer from XXXX1143 I 0.00 l Transfer horn XXXX1305 35.959.94 35.959.94 913072018 Fair Value 2,104,631.50 2201.91 11.75 I 195.58 15,597.53 0.00 35,879.98 1,218,041.90 87.84 3,380,737.95 interest Earned 3,198.61 10.66 0.02 0.30 2414 16.35 1896.01 0.10 5,146.19 Wire Transfer From Butte County 000 Transfer To 0X%01307 0.00 Transfer To XXXX1301 143.744.80) 143.744 86) ... . .............. Transfer To XXXX1106 _ I 0.00 Transfer To XXXX1140 1 0.00 Transfer To%%)1X1141 I 000 Transfer To XXXX1142 I I 0.00 Transfer To XXXX1143 ,_ 0.00 Principal Pad to Bondholder _ 0.00 Interest Pad to Bondholder ) (35,679.06) 135,979 951 Transfer from 1=3(1106 I 0.00 Transfer from>3=1143 1 000 Transfer from XXXX1305 I 43.744.68 43.744.06 15131/2018 Pah Value 2108,030.11 2,712.57 11.77 105.06 16.931.67 0.00 I 43,761.23 1,176,193.03 0794 3.349,904.18 Interest Earned 3,578.99 1.75 0.02 0.33 26.60 I 14.49 2056.73 0.12 5.679.23 Wire Transfer From Butte County I 0.00 Transfer To XXXX1307 0,00 Transfer To XXXX1301 145891 54) (45.561 64) Transfer To XXXX1106 0.00, Transfer To XXXX1140000 ._Transfer To%%3(X1141 (615,620.01) 1515.620,01) Transfer To XXXX1142 0.00 Transfer To%)1%X1143 0,00 Principal Paid to Bondholder 0.00 interest Pad to Bondholder _ 143.744.861 (43.744 86) Transfer from XXXX1106 815620.01 815.62001 Transfer from XXXX1143 0.00 Transrer from XXXX1305 45.891.54 45,891.54 51001201$Pair Value 1,295,909.09 2,714.32 11.79 015.81820 10.956.47 0,00' 45,922,30 1,132,356.22 68,08 3,314.438.03 Sorr er:I L1r"nfr{a 014k Se:e in nn,2I Mn rCn n recur n,r.er'1errce Butte County Treasurer Monthly Investment Transaction Reports Investments Under Management of Trustees York Risk Services Group, Claims Administrator Umpqua Bank WORKERS' COMPENSATION Account#XXXXX2601 Transaction Activity-Current Month Beginning Balance 10/31/18 $ 149,071.37 Deposits/Additions 1118118 $ 50,542.90 11/14/18 $ 532.24 11/21/18 $ 101,985.83 ACH and Electronic Payments/Subtractions $ (81,357.40) Withdrawals/Subtractions Disbursements Checks Paid $ (78,404.40) Maintenance Fee 11/20/18 $ (114.60) Ending Balance 11/30/2018 $ 142,255.94 Source: Umpqua Bank Statement LAIF Regular Monthly Statement Page 1 of 1 Local Agency Investment Fund P.O.Box 942809 Sacramento,CA 94209-0001 www.treasurer.ca.gov/pmia-Iaif/laif.asE (916)653-3001 December 03,2018 BUTTE COUNTY CHIEF DEPUTY TREASURER PMIA Average tvlontlrly Yields 25 COUNTY CENTER DRIVE OROVILLE,CA 95965-3384 Account Number; Iran Type Definitions November 2018 Statement Effective Transaction Tran Confirm Date Date Type Number Authorized Caller Amount 11/7/2018 11/6/2018 RW 1589571 COLETTE WORSHAM -2,500,000.00 11/7/2018 11/7/2018 RW 1589641 LISA LAM -5,000,000.00 11/8/2018 11/8/2018 RW 1589756 COLETTE WORSHAM -3,000,000.00 11/19/2018 11/19/2018 RI) 1590354 LISA LAM 13,000,000.00 11/21/2018 11/21/2018 RD 1590584 LISA LAM 10,000,000.00 Account Summary Total Deposit: 23,000,000.00 Beginning Balance: 13,209,369.52 Total Withdrawal: -10,500,000.00 Ending Balance: 25,709,369.52 https://laifms.treasurer.ca.gov/RegularStatemerlt.aspx 12/3/2018 LAIF Regular Monthly Statement Page 1 of 1 Local Agency Investment Fund P.O.Box 942809 Sacramento,CA 94209-0001 www.treasurer.ca.Rov/pmia-Iaif/laif.asu December 03,2018 (916)653-3007 BUTTE COMMUNITY COLLEGE DISTRICT BUTTE COUNTY TREASURER PINTA Avenue Monthly Yields 25 COUNTY CENTER DRIVE,SUITE 125 OROVILLE,CA 95965-3384 Account Number: MIN _I'ran'I'ypc DefinitionsNovember 2018 Sialaden! Effective Transaction Tran Confirm Date Date Type Number Authorized Caller Amount 11/14/2018 11/14/2018 RW 1590042 LISA LAM -3,000,000.00 11/21/2018 11/21/2018 RD 1590582 LISA LAM 5,000,000.00 Account Summary Total Deposit: 5,000,000.00 Beginning Balance: 36,036,588.71 Total Withdrawal: -3,000,000.00 Ending Balance: 38,036,588.71 https://Iaifms.treasurer.ca.gov/RegularStatement.aspx 12/3/2018 LAIF Regular Monthly Statement Page 1 of 1 Local Agency Investment Fund P.O.Box 942809 Sacramento,CA 94209-0001 www.trcasurer,ca.ativ/pmia-laifflaif. (916)6S3-3001x. December 03,2018 PARADISE UNIFIED SCI-TOOL DISTRICT BUTTE COUNTY TREASURER PMIA Average Monthly Yields 25 COUNTY CENTER DRIVE,SUITE 125 OROVILLE„CA 95965 Account Number: Trim'Iy .Definitions November 2018 Statement Account Summary Total Deposit: 0.00 Beginning Balance: 5,488,124.44 Total Withdrawal: 0.00 Ending Balance: 5,488,124.44 https://laifms.treasurer.ca.gov/RegularStatement.aspx 12/3/20]8 LAIF Regular Monthly Statement Page 1 of 1 Local Agency Investment Fund P.O.Box 942809 www.treasurer.ca.Eov/nmia-laif/laif.asn Sacramento,CA 94209-0001 (916)653-30010+: December 03,2018 OROVILLE UNION HIGH SCHOOL DISTRICT BUTTE COUNTY TREASURER PMA Average Monthly Yields 25 COUNTY CENTER DRIVE,SUITE 125 OROVILLE,CA 95965-3384 Account Number: Trtui'1'ypc I)cfinilions November 2018 Statement Effective Transaction Tran Confirm Date Date Type Number Authorized Caller Amount 11/7/2018 11/7/2018 RW 1589642 LISA LAM -3,000,000.00 11/21/2018 11/21/2018 RD 1590583 LISA LAM 5,000,000.00 Account Summary Total Deposit: 5,000,000.00 Beginning Balance: 5,779,676.72 Total Withdrawal: -3,000,000.00 Ending Balance: 7,779,676.72 https://laifms.treasurer.ca.gov/RegularStatement.aspx 12/3/2018 LAIF Regular Monthly Statement Page 1 of I Local Agency Investment Fund P.O.Box 942809 www.treasurer.ca.vv/poria-iaif/iaif.a,sp Sacramento,CA 94209-00(11 (9I6)653-3001 V. December 03,2018 CHICO UNIFIED SCHOOL DISTRICT BUTTE COUNTY TREASURER Pi4I1A Avcraze Monthly Yields 25 COUNTY CENTER DRIVE,SUITE 125 OROVILLE,CA 95965-3384 Account Number: IMMO Tran Type DcIThitiw s November 2018 Statement Effective Transaction Tran Confirm Date Date Type Number Authorized Caller Amount 11/14/2018 11/14/2018 RW 1590043 LISA LAM -3,000,000.00 Account Summary Total Deposit: 0.00 Beginning Balance: 41,489,203.08 Total Withdrawal: -3,000,000.00 Ending Balance: 38,489,203.08 https:I/laifms.treasurer.ca.gov/RegularStatement.aspx 12/3/2018 LAIF Regular Monthly Statement Page 1 of 1 Local Agency Investment Fund P.O.Box 942899 www.treasurer.ca.goy/umia-laifilaillasn Sacramento,CA 94209-0001 December 03,2018 (916)653-3001y_ BUTTE COUNTY OFFICE OF EDUCATION BUTTE COUNTY TREASURER PMIA Average Monthly Yields 25 COUNTY CENTER DRIVE,SUITE 125 OROVILLE,CA 95965-3384 Account Number: 'Fran Ty«c Definitions November 2018 Statement Account Summary Total Deposit: 0.00 Beginning Balance: 5,264,613.85 Total Withdrawal: 0.00 Ending Balance: 5,264,613.85 https://laifms.treasurer.ca.gov/RegularStatelnent.aspx 12/3/2018 CaITRUST do Gemini Fund Services LLC PO Box 541150 Investment Account Summary ',' Omaha, NE 68154-9150 11/01/2018 through 11/30/2018 Cct1TRUST www.caltrust.org Email: CaITRUSTSupport@thegeminicompanies.com Fax: 402-963-9094 Phone: 833-CALTRUST(225-8787) SUMMARY OF INVESTMENTS Account Total Shares Net Asset Value Value on Average Cost Cumulative Fund Number Owned per Share on Nov 30(S) Amount{$) Unrealized Nov 30 4$) Gain/(Loss)(S) COUNTY OF BUTTE CaITRUST Short Term Fund IIII469,176 10.00 4,691.76 4,700.95 (9.19) Portfolios Total value as of 11/3012018 4,691.76 DETAIL OF TRANSACTION ACTIVITY Activity Activity Amount Amount Balance Price per Average Realized Description Date ($) in Shares in Shares Share 4$) Balance($) Cost Amt($) Gaini(Loss)($) CaITRUSTShort Term Fund COUNTY OF BUTTE Account.Number.20100001910 Beginning Balance 11/01/2016 468.269 10.01 4,687.37 Accrual Income Div Reinvestment 11/3012018 9.07 0.907 469.176 10,00 4,691.76 0.00 0.00 Unrealized Gainf(Loss) (4.68) Closing Balance as of Nov 30 469.176 10.00 4,691.76 Please note that this information should not be construed as tax advice and it is recommended that you consult with a tax professional regarding your account. 0000015-0000030 POET 753023 Page 1 of 2 1-1 0 aLn ` rn N .L Q ka : o' N rn M m 0 d G6! 0 o m o V C rri o ko 0 O 4 • C N ] 1fj NN ,e .r , t• ,r.. rr M at 1,7r -1,./tee. 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