HomeMy WebLinkAboutGridley Unified School District Resolution �Qr "uellt,llz
RESOLUTION NO.21 -0809
RESOLUTION OF THE BOARD OF TRUSTEES OFoLI��F e4
THE GRIDLEY UNIFIED SCHOOL DISTRICT C�Fo� iq
AUTHORIZING BORROWING
WHEREAS, pursuant to Sections 53850, et seg., of the Government Code of the
State of California (the "Act") contained in Article 7.6 thereof, entitled "Temporary
Borrowing," on or after the first day of any fiscal year (being July 1), the Gridley Unified
School District (the "District") may borrow money by issuing notes in one or more series
for any purpose for which the District is authorized to expend moneys, including, but not
limited to, current expenses, capital expenditures, and the discharge of any obligation or
indebtedness of the District; and
WHEREAS, this Board of Education (the "District Board"), being the governing
board of the District, hereby requests a loan of not to exceed Two Million Two Hundred
Thousand Dollars ($2,200,000.00) at an interest rate not to exceed six percent (6%) per
annum (the "Loan") through the issue by the Board of Supervisors of the County of Butte
(the "County") of 2009-2010 Tax and Revenue Anticipation Note (the "TRANS") on
behalf of the Butte County Office of Education (the "Oce"), and to evidence such loan
by execution of its note(the"Note"); and
WHEREAS, such Note is payable not later than fifteen months after the date of
issue, and such Note shall be payable only from revenue received or accrued during the
fiscal year 2009-2010 in which issued; and
WHEREAS, pursuant to Section 53856 of the Act, the District may pledge any
taxes, income, revenue, cash receipts, or other moneys deposited in inactive or term
deposits (but excepting certain moneys encumbered for a special purpose) and this
Resolution specifies that certain unrestricted revenues which will be received by the
District for the General Fund of the District during or allocable to fiscal year 2009-2010
are pledged for the payment of the Note;and
WHEREAS, the loan shall be a general obligation of the District, and to the extent
not paid from the taxes, income, revenue, cash receipts, and other moneys of the District
pledged for the payment thereof shall be paid with interest thereon from any other moneys
of the District lawfully available therefor, as required by Section 53857 of the Act; and
WHEREAS, the Note shall be issued on a date to be determined; and shall be in the
form and executed in the manner prescribed in this Resolution, as required by Section
53853 of the Act; and
WHEREAS, the District Board has found and determined that said $2,200,000.00
maximum principal amount of loan, when added to the interest payable thereon, does not
exceed eighty-five percent (85%) of the estimated amount of the uncollected taxes,
income, revenue (including, but not limited to, revenue from state and federal
BR 21 -0809 TRANS
governments), cash receipts and other moneys of the District which will be available for
the repayment of the loan and interest thereon, as required by Section 53858 of the Act;
and
WHEREAS, The District Board has found and determined that the loan will not be
issued to finance a working capital reserve and will be expended within the time period
required as provided in the Income Tax Regulations of the United States Treasury; and
NOW, THEREFORE, the Board of Education of the Gridley Unified School
District hereby resolves as follows:
Section 1. Findings. All of the above recitals are true and correct and the District
Board so finds and determines.
Section 2. Authorization of Issuance of Note, Terms Thereof; Paying Agent. The
District Board hereby authorizes the borrowing from the Office of an amount not to exceed
$2,200,000.00 principal amount and the issuance of a promissory note (the "Note") under
Sections 53850, et seq., of the Act, to be dated the date of delivery thereof, to mature
(without option of prior redemption) and to bear interest at the rate or rates as determined
in accordance with the Issuance Resolution (defined below). Subject to Section 3 hereof,
both the principal of and interest on the Note shall be payable in lawfid money of the
United States of America at the principal office of the Butte County Treasurer/Tax
Collector, Oroville, California, which is hereby designated by this Board as the paying
agent for the Note(the "Paying Agent").
Section 3. Form of Note. The Note shall be substantially in the form and substance
set forth in Exhibit A attached hereto and by reference incorporated herein, the blanks in
said form to be filled in with appropriate words and figures.
Section 4. Deposit of Loan Proceeds; No Arbitrage. The moneys so borrowed
shall be initially deposited in the Treasury of the County in a proceeds fund to the credit of
the Office and subsequently credited to the general fund of the District concurrently with
the delivery of the District Note. Such funds are to be withdrawn, used or expended by the
District for any purpose for which it is authorized to invest or expend funds from the
general fund of the District, including, but not limited to current expenses, capital
expenditures or the discharge of any obligation of indebtedness of the District. Until used
or expended, the moneys may be invested in investment securities by the County Treasurer
directly, or through an investment agreement, in investments as permitted by applicable
California law, and meeting Standard and Poor's Ratings Services criteria for investments,
or other investments approved by Standard and Poor's Rating Services including, but not
limited to, investment in the Local Agency Investment Fund maintained by the Treasurer
of the State of California. The District hereby covenants that it will make no use of the
proceeds of the Note that would cause the Note to be "arbitrage bonds" under Section 148
of the Code; and, to that end, so long as the Note is outstanding, the District, and all of its
officers having custody or control of such proceeds, shall comply with all requirements of
(a) said section, including restrictions on the use and investment of proceeds of the Note
and the rebate of a portion of investment earnings on certain amounts, including proceeds
BR 21 -0809 TRANS
of the Note, if required, to the Federal government, and (b) of the Income Tax Regulations
of the United States Treasury promulgated thereunder or any predecessor provisions, to the
extent that such regulations are, at the time, applicable and in effect, so that the Note will
not be"arbitrage bonds"
Section 5. Payment of Note.
(A) Source of Payment. The principal amount of the Note, together with the
interest thereon, shall be payable from taxes, income, revenue, cash receipts, and other
moneys which are received by the District during fiscal year 2009-2010 and which are
available therefor. The Note shall be a general obligation of the District, and, to the extent
the Note is not paid from the Pledged Revenues defined below, the Note shall be paid with
interest thereon from any other moneys of the District lawfully available therefor, as
provided herein and by law.
(B) Pledged Revenues. As security for the payment of the principal of and interest
on the Note, the District hereby pledges an amount equal to the principal amount of the
Note from the unrestricted revenues received by the District in the months designated as
deposit dates by the Butte County Superintendent of Schools (the "Superintendent") as
provided in the resolution authorizing the issuance of the TRANS (the "Issuance
Resolution"), plus an amount sufficient to pay interest on the Note, from unrestricted
revenues received by the District (such pledged amounts being hereinafter called the
"Pledged Revenues"). The term "unrestricted revenues" shall mean taxes, income,
revenue, cash receipts, and other money of the District as provided in Section 53856 of the
Act, which are intended as receipts for the general fund of the District and which are
generally available for the payment of current expenses and other obligations of the
District.
The principal of the Note and the interest thereon shall be a first lien and charge
against and shall be payable from the first moneys received by the District from such
Pledged Revenues,as provided by law.
In the event that there are insufficient unrestricted revenues received by the District
to permit the deposit with the County Treasurer of the full amount of Pledged Revenues to
be deposited from unrestricted revenues in a month, then the amount of any deficiency
shall be satisfied and made up from any other moneys of the District lawfully available for
the repayment of the Note and the interest thereon.
(C) Deposit of Pledged Revenues in Repayment Fund. The District shall deposit
Pledged Revenues in the County treasury in a special fund designated as the "Gridley
Unified School District 2009-2010 Tax and Revenue Anticipation Note Repayment Fund,"
(herein called the "Repayment Fund") established pursuant to the established pursuant to
the resolution of the County Board authorizing the issuance of the TR.ANs (the "Issuance
Resolution") and applied as directed in the Issuance Resolution. Any moneys placed in the
Repayment Fund shall be for the benefit of the holders of the Note, and until the Note and
all interest thereon are paid or until provision has been made for the payment of the Note at
BR 21 -0809 TRANS
maturity with interest to maturity, the moneys in the Repayment Fund shall be applied only
for the purposes for which the Repayment Fund is created.
(D) Disbursement of Moneys Deposited with Treasurer. From the date this
Resolution takes effect, all Pledged Revenues shall, when received, be deposited in the
Repayment Fund to be held, invested and accounted for as provided herein. After such
date as the amount of Pledged Revenues deposited in the Repayment Fund shall be
sufficient to pay in full the principal of and interest on the Note, when due, any moneys in
excess of such amount remaining in or accruing to the Repayment Fund shall be
transferred to the General Fund of the District upon the request of the District. On the
payment due dates of the Note, the moneys in the Repayment Fund shall be used, to the
extent necessary, to pay the principal of and/or interest on the Note. in accordance with
Government Code Section 53857, the District shall make up any deficiency from any other
money of the District lawfully available for the payment of the Note and the interest
thereon.
Section 6. Execution of Note. The Treasurer, or designated deputy thereof, is
hereby authorized to sign the Note manually or by facsimile signature; the Clerk of the
County Board (the "Clerk") to countersign the Note manually or by facsimile signature;
and said officers to cause the blank spaces thereof to be filled in as may be appropriate.
Section 7. General. All actions heretofore taken by the officers and agents of the
District Board with respect to the Note are hereby approved, confirmed and ratified, and
the officers of the District Board are hereby authorized and directed to do any and all
things and take any and all actions which they, or any of them, may deem necessary or
advisable in order to consummate the lawful issuance and delivery of the Note in
accordance with this Resolution.
Section 8. Further Actions Authorized. It is hereby covenanted that the District
Board, and its appropriate officials, have duly taken all proceedings necessary to be taken
by them, and will take any additional proceedings necessary to be taken by them, for the
levy, collection and enforcement of the secured property taxes pledged under this
Resolution in accordance with the law and for carrying out the provisions of this
Resolution and the Issuance Resolution.
Section 9. Covenants. The District Board and its officers, agents and employees
hereby covenant to comply with the liens of this Resolution and the Issuance Resolution.
Section 10. Transmittal of Resolution. The Clerk is hereby directed to send a
certified copy of this Resolution to the County Board, the Treasurer and the County
Superintendent of Schools.
BR 21 -0809 TRANS
PASSED AND ADOPTED by the Board of Education of the Gridley Unified
School District this 6th day of May,2009,by the following vote:
AYES: 5
NOES: 0
ABSENT: 2
President,Board of Trustees
Gridley Unified School District
Attest:
Secretary of the Board of Education,
Gridley Unified School District
BR 21 -0809 TRANS
EXHIBIT A
[ATTACH SPECIMEN NOTEI
SECRETARY'S CERTIFICATE
Certified Copy of Resolution
Adopted on May 6, 2009
I, Clark S. Redfield, hereby certify that I am the Superintendent and Secretary of the
Board of Education of the Gridley Unified School District (the "District"), school district
organized and existing under and by virtue of the Constitution and laws of the State of California
and that as such I am authorized to execute this Certificate on behalf of the District.
I hereby further certify that attached hereto is a complete copy of a resolution which was
duly adopted by the Board of Education of the District at a meeting thereof which was duly
called and held on May 6, 2009, and at such meeting a quorum was present and acting
throughout, and that said resolution has not been amended, modified or rescinded since the date
of adoption and is now in full force and effect.
Dated: May 6,2009 GRIDLEY UNIFIED
SCHOOL DISTRICT
By: l
Superintendent