HomeMy WebLinkAboutInvestment Report - September 30 2015 (2) Sweeney, Kathleen
From: Worsham, Colette
Sent: Thursday, October 15, 2015 10:39 AM
To: Liu, Annie; Gullickson, Caroll; Childs, Heather; Christy Patterson, Butte County Schools JPA;
Worsham, Colette; Houser, David; Heather Naylor, Gridley Unified School District; Cook,
Holly-, Sweeney, Kathleen; Kevin Bultema, Chico Unified School District; Honea, Kory; Lisa
Anderson, TOC Member(BCOE rep); Lam, Lisa; Mark Milburn, TOC Member; Jessee,
Mee an; Mia Osborne-Ng, Executive Assistant to the Butte County Superintendent of
Schools-, Ramsey, Mike; Moak, Peggy; Bennett, Robim, Hubbard, Sheryl; Connelly, Bill; Kirk,
Maureen; Lambert, Steve; Teeter, Doug; Wahl, Larry; Akins, Susan;, Peterson, Susan; Susan
Watts, TOC Member(OUHSD rep); Borz,age, Susie; Tad Alexander, Asst Superintendent of
Admin Svcs, BCOE; Tim Taylor, Butte County Superintendent of Schools; Blenn, Tina; Trevor
Stewart, Butte-Glenn Community College; Bangor Cemetery District-Theresa Phillips,
Trustee; BCMAD; BCOE, Adrian Barron; BCOE, Triny Perales; Butte Cc Resource
Conservation; Butte Co Resource Conservation; Butte County Resource Conservation District;
Butte Creek Drainage, Drainage District#2-1 Buzztail CSD; CARD, Heidi Radcliffe-, CARD-
Olivia Wilson, Cheryl Smith, District Manager, Oroville Cemetary District; Christy Patterson,
Executive Director, Butte Schools Self-Funded Programs; Quigley, Cindy; Drainage District#
1; Drainage District#100; Drainage District#200; Durham Mosquito;; Durham Mosquito;
Durham Recreation & Park; Durham Recreation & Park-, Dwayne Long, Lake Oroville Area
Public Utility District; El Medio Fire; El Medio Fire; Feather River Rec& Park District, Apryl
Ramage; Feather River Rec,& Park District, Deborah Pel:tzer, Business Manager; Gridley-
Biggs,Cemetery; Broderson, Jill; Kimshew Cemetery-, Oroville Mosquiclo; Oroville Mosquito;
Paradise Cemetery; Pine Creek Cemetery; Richardson Springs Comm Svcs District; Richvale
Sanitary; Rochelle Ravert, Bookkeeper, Western Canal Water District(Butte Creek Drainage
District); Rock Creek Reclamation; Sacramento River Reclamation; Sacramento River
Reclamation-, Thompson Fiat Cemetery; Upham Cemetery
Subject- Investment Report and Transaction Reporting for September 30, 2015
Attachments: Investment Report September 30, 2015.pdf; Transaction Reporting September 30, 2015,pdf
Greetings!
The Treasurer's Investment Report for the month,ending September 301, 2015 is attached, for your reference.
Additionally,the information provided in the attached "Transaction Reporting September 30, 2015" consists of
spreadsheets and statements detailing transaction activity for the month,
if you have any questions or concerns, please feel free to contact Peggy Moak or Lisa Lam at 538-7576.
Thanks,
Co-LeWe,,W0-r9ia&w
Supervisor, Banking and Cash Management, Treasury Division
Butte MgMt Trurer-Tax Coleg tor
25 C pDAYCenter Drive Suite a CA K2§�
T: 530.538.6264 1 F: 530.538.7648
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Treasurer- Collector Peggy Moak, Treasurer-Tax Collector
l /'yy1�11 25 County Center Drive, 'Suite 125 : 530.538.7701
ta+�t:tc+�a r�t ,�b �t ,c
Clroville, California 95965-3384 F: 530.538.7648
TREASURER-TAX C:OUECTOR
October 15, 2015
Butte County Board of Supervisors
Butte County Chief Administrative Officer
Treasury Oversight Committee
The attached investment report for September 30, 2015 is submitted in accordance with the butte
County Statement of Investment Policy dated July 1, 2015, All investments are in compliance with
this policy.
The Investment Report demonstrates that sufficient liquidity is available to meet anticipated
expenditures during the next six months.
The Local Agency Investment Fund (LAIF) is used as a benchmark for portfolio performance. A look
at the 5 year moving average for the Butte County Treasury apportioned yields vs. LAIF
apportioned yields demonstrates that, over time, a medium term, laddered portfolho will generally
outperform a shorter term investment strategy, which LAW usually mirrors. The 5 year moving
average for Butte County's FY 13114 and FY 14/15 performance compared to LAIF shows margins
of 1.336% and 1.092%Y, respectively. Using $350,000,0100 as a baseline portfolio (actively invested
balance), this translates to enhanced earnings averaging $3,622,000 per year for the past five
years.
Investments are marked to market monthly based on a current market price determined by U.S.
Bancorp Investments. Copies of statements reflecting investment and cash management
transactions are provided to the Board of Supervisors imonthly and are available upon request.
Quarterly lnvestment Reports are made available on the Treasurer-Tax Collector website at
htt w/ .I utt aaaat .netfttgl
Respectfully,
Peggy Moak
Butte County Treasurer-Tax Collector
cc: Butte County Auditor-Controller Butte-Glenn Community College
Butte County Board of Supervisors Chico Unified and Gridley Unified School Districts
Butte County District Attorney Jessee, Meegan—Butte County deputy Administrative Officer
Butte County Schools-JPA Liu Annie—Butte County Manager, Gov't,Accounting
Butte County Sheriff Childs, Heather—Butte County Internal Auditor
Butte County Superintendent of Schools
Butte County Special Districts(Quarterly)
, � . errn�� BUTTE COUNTY TREASURER'S INVESTMENT T" REPORT"
September 30,2015'
YIELD TO WEIGHTED AVERAGE
ACTIVELY MANAGED PORTFOLIO: MATURITY MATURITY IOAYS)" PAR VALUE FAIR,VALUE COST CARRIED
LOCAL AGENCY INVESTMENT FUND(LAIF) (1.337lm 1 45,030,814.87 45,030,814.87 45,030,814.87
CALTRUST SHORT TERM 0.536% 1 4,524.32 4,524.32 4,522.40
BANK MONEY'MARKET(COLLATERALIZED) 0.200°✓ 1 5,469,662.84 5,469,662.84 5,469,662.84
U.S.TREASURY NOTES"* 1.407! 1,672 9,000,000.00 9,050,963.00 9,009,250.02
MUNICIPAL BONDS** 11.736% 1,376 23,000„000.00 23,246,190.00 23,085,871,18
CORPORATE(NOTES"* 1,313% 9B2 41,825„000.00 42,215,22'.2.38 42,273,799.04
NEGOTIABLE CDS** 11.731% 1,059 3„500,000.00 3,506,426.46 3,498,750,00
CERTIFICATES OF DEPOSIT{COLLATERALIZED} 1.100"A 572 500,000.00 500,000.00' 500;000.00
FEDERAL AGENCY NOTES** 1.248% 1,1',13 244„968,230.77 246,197,400.91'', 245,093,799.76
TOTAL ACTIVELY MANAGED PORTFOLIO: 11.169% 976 373,298,232.80 375,221,204.76 373,966,475.11
INVESTMENT OF NOTE/BOND PROCEEDS AND OPERATING CASH
SCHOOL GOND PROCEEDS(-page 2for dMaih) 6,130,857.75 6,130,857.75 8,130,857.75
OPE,RATINg ACCOUNTS
U.S.BANK CHECKING ACCOUNT DEPOSITS 22,838,790.58 22,838,790.58 22,838,790.58
OPERATING CASH 39,066.97 39,066.97 39,066.97
OTHER 0.00 0.00 100
TOTAL TREASURER'S FUND LEDGER BALANCE: 402,306,948.10 404,229,920.08 452,975,166.41
INVESTMENTS UNDER MANAGEMENT OF TRUSTEES 4„284,863.03 4,316,870.83 4,317,950.96
PAR VALUE FAIR VALUE COST CARRIED
TOTAL CASH AND INVESTMENTS: 496,991,931.13 409,946,790.91 407,293,136,39
SIX MONTH LIQUIDITY PROJECTIONS
Estimated Cash Receipts for Next Six Months 486,127,292
Estimated Disbursements for Next Six Months -449,297,572
Estimated Net Cash Flow for Next Six Months— 36,829,720(Al)
Prudent Reserve -30,000,000(A,2)
Securities Maturing 6,650,000(B)
Local Agency Investment Fund J Cal Trust!MMF 50„505,000(C)
Total Liquidity for Next Six Months 63,984,720(A1+A2+6+C)
Estimated Cash Available for Long Term Investment -30,000,000
Remaining Available Liquidity 33,984,720
Total Par Value of actively managed investments maturing in Less than 12 months:, 67,655,002
Total Par Value of actively managed investment's maturing in more than 12 months: 305,643,231
Actual Weighted Average Maturity wilt be shorter,and actual dollar amount of investments maturing In less than 12 months will be higher than stated„due to call features on investments.
See page 5 for detailed list of investments.
**” Includes TRAN(Tax and Revenue Anticipation Notes)receipts and disbursements,if applicable.
1
BUTTE COUNTY TREASURER`S INVESTMENT REPORT
INVESTMENT OF SCHOOL BOND PROCEEDS
September 30, 2015
INVESTMENT MATURITY ANNUAL PAR FAIR COST
BONDINOTE DESCRIPTION TYPE DATE DESCRIPTION YIELD` VALUE VALUE CARRIED
BONDS-LOCAL AGENCY INVESTMENT FUND(LAIF)
Chico Unlfaed Measure E Series A LAIF 0.337% 8,130,857.75 6,130,657.75 6,130,857.75
PAR FAIR COST
VALUE VALUE CARRIED
GRAND TOTAL 6,130,857.75 6,130,857.75 6,130,857.75
'Yields quoted above are a snapshot per investment type. Actual yields earned on school bonds are calculated by the Treasurer's office and are a composite of investment earnings less Treasury costs.
2
BUTTE COUNTY TREASURER'S INVESTMENT REPORT
DEPOSITS AND INVESTMENTS UNDER MANAGEMENT OF TRUSTEESIFISCAL AGENTS
September 30, 2015
INVESTMENT MATURITY ANNUAL PAR FAIR COST
FINANCING PROGRAM TYPE DATE DESCRIPTION YIELD VALUE VALUE CARRIED
2004 PENSION OBLIGATION BONDS
WELLS FARGO BANK,TRUSTEE
Series A Bond Fund#XXXX1 106 Money Market HERITAGE MM#3106 0.073% 1,881,232.92 1,881,232.92 1,881,232.92
Int.Rate Stabilization Fund#XXXX11G9 Money Market HERITAGE MM#3106 0.073% 1,005.19 1,005.19 1,005.19
Pooled Agency Funds Local Agency Investment Fund 0.337% 1,632.73 1,632.73 1,632.73
Principal Account Fund 4XXXX1140 Cash Cash 0.000% 0.00 0A0 0.00
Interest Account Fund#XXXX1141 Cash Cash 0.000% 0.00 0.00 0.00
Surplus Account Fund#XXXX1142 Cash Cash 0.000% 186.44 186.44 186.44
Series B Interest Fund#XXXX1301 Money Market HERITAGE MM#3106 0.073% 43,773.15 43,773.15 43,773.15
Series B Bond Fund#XXXX1305 Money Market HERITAGE MM#3106 0.073% 908,270.78 908,270.78 908,270.78
SUBTOTAL 2,836,101.21 2,836,101.21 2,836,101.21
2006 COP-NEAL ROAD RECYCLING&WASTE FACILITY
WELLS FARGO BANK,TRUSTEE
Certificate Reserve Fund#XXXX0800 Money Market Gov MMF Service Fund#743 0.010% 12,986.46 12,986.46 12,986.46
USTreastAgency 05/1101 FHLB#3130A1W95 1.920% 1,170,000.00 1,201,987.80 1,191,260.40
Base Rental Payment Fund#XXXX0801 Money Market Gov MMF Service Fund#743 0.010% 4.79 4.79 4.79
Expense Fund#XXXX0802 Money Market Gov MMF Service Fund#743 0.010% 4,231.32 4,231.32 4,231.32
SUBTOTAL 1,187,222.57 1,219,210.37 1,208,422.97
DEPOSITS WITH FISCAL AGENTS
Discovery Benefits
Plan Year Cash Balance 1101114.12131110 NA 18,132.45 18,132.45 —30,000.00
York Risk Services Group-Claim Administrators
Umpqua Bank OXXXXX2601 Commercial Bank Business Checking NA 243,426.80 243,426.80 243,426.80
SUBTOTAL 261,559.25 261,559.25 273,426.80
PAR FAIR COST
VALUE VALUE CARRIED
GRAND TOTAL 4,284,883.03 4,316,870.83 4,317,950.98
*Represents the most current data available(source:Auditor-Controller)
*Benefits can be paid in advance of receipt of offsetting payroll deductions
3
BUTTE COUNTY TREASURER'S INVESTMENT REPORT
ACTIVELY MANAGED PORTFOLIO"AT-A-GLAN CE"
September 30, 2016
INVESTMENTS BY TYPE' INVESTMENITg_BY MATURITY&YIELW
Local Agency investment Fund/Cal7rust/MMF LAIIFICT/MMF $ 50,505,002
Federal Home Loan Park FHLB $ 54,769,231 LAIF I CALTRUST/MMF(1 day) 0.337% $ 50,505,002
Federal Home Loan monirgage corp FHLMC $ 42,625,000 01-12 months 1.162% $ 17,150,000
Federal National mortgage Assn FNMA $ 43,100,000 13-36 months 1.050% $ 154,918,231
Federal Farm Credit Bank FFCB $ 58,625,0001 37-60 months 1.739% $ 150,725,000
Federal Agricultural Mortgiage Corp FAMCA $ 37,84,9,000 TOTAL PAR VALUE $ 373,298,233
Corporate Notes CORP $ 41,825,,000 1
UrS Treasury Notes UST $ 9,0001,000 investments managed by Trustees&School Bond Proceeds not incouded.
Tennessee Valley Authority TVA $ 5,000,000 Final maturity dates are used;probable caI dates are not considered,
Supranational SUPRA $ 3,000,0010
Certificates of Deposit(Collateralized/Negotlable) CDs $ 4,000,0010
Municipal Bonds MUNI; $ 23,000,000
$ 373,298,233
zi
it 4
0 411i
w.LAIF/CALll IV1MF ll day)
!„,XF/CTIMMF PHILB FHLMC FNMA 01-12 months
FF03 FAMCA -CORP .,[)$F 13-?6 months
ff TVA m SUPRA -CDs 11u MUNt 37-60 months
Butte County Pooled Treasury Portfolio Balance"
Net of Tax and Revenue Anticipation Notes (TRAN) and Bond Proceeds
$500,000,000 ......................
$475,000,000 ——------
—6-2013
$4501,000,000
�2012
$425,000,000
AI
$400,000,000
$375,000,000 ......
Z
................
$350,000,000
$325,000,000 - –
......... "27.....
—0—
$30Q$300,000,0002006
$275,,000,000
$250,000,000
-------
JAN FEB MAR APR MAY JUN JUL AUG SEP OCT NOV DEC
This chart does not include deposits from TRAM,.Bond Proceeds,or linvesisnorvis under Management of Trustees.
It is intended to demonstrate cash flow trends and establish a baseline for the portfolio,enabling medium term investments.
4
BUTTE COUNTY TREASURER'S INVESTMENT REPORT
MANAGED PORTFOLIO-DETAILS OF SECURITIES HELD
September 30,2015
Cradd Rating Nn,hda¢ Matudly YM7d to
SeCpJ 7( Dad fl.tlm ag MoodfLs Fitch Dam Date Malu,lly f°L1 }!_a_{,Lf qg FkIF Vd COSt CaIIfM'
W740KFG7 BARCLAYS BANK DELAWARE NR NR NR 12/212011 12!2112015 1SOD 250,000.90 25102172 250.000.00
37315PWO8 FARMER MAC NR NR NR 5191 11192016 0.675 1,400,000,00 1.401,871,80 1400,000.00
1e6764AC4 CHEVRON CORP AA pet NR 101321114 81242516 0.435 10,000000.00 10,037,010.00 1D.033.029 97
361WAUBI GE CAPITAL FINANCIAL INC CO NR NR NR 611812011 51192518 1.650 250303 253,253.61 250.03.3
3133EES04 FEDERAL FARM CREDIT BANK AA. Aaa AAA 31912015 9!612016 0.610 5.00000,00 539,870.3 4.995.620 30
17264AXX1 CIT BANK NR NR NR 9182011 918)2016 1650 250,000.00 25332.192 250.000.00
36157PSPZ GE CAPITAL RETAIL BANK NR NR NR 10/112013 1C17112016 1200. 2:0,039,00 250.00000 253,000,00
85DWIDS8 TENNESSEE VALLEY AUTHORITY AA. Aaa AAA 1872012 12/152015 0.970 5,000,000.00 5,W.O3.3 5,229,33123
31315PYB9 FARMER MAC NR NR NR 1130(2612 1168017 1,150 3,000,000,00 3,023.811.0C 3.008,447 47
3133EELR9 FEDERAL FARM CREDIT DANK AA+ Aaa AAA 2J48O15 1272017 0.635 2,025,000.DO 2,628.646.13 2.624 1349
3137LADCD FREDDIE MAC AA+ Am AAA 2/142013 3AOC17 0.753 5,000,00090 5030,850.0 5,017 427
57582PMBD MASSACHUSETTS ST GO LTD TXBL AA. Aa1 AA- 41811013 4112017 0.780 2.0m.000 00 2,008,480.00 2.006,487,51
89236TBH7 TOYOTA MOTOR CREDIT CORP AA- Aa3 A 3!132015 5!162017 1.000 4,500,000.00 4.510,162.00 4,509,01035
3133EA4H6 FEDERAL FARM CREDIT BANK PA+ Ada NR 101152012 71112017 0.842 5,000,00000 4.989.280.00 49987249
459DSURF3 INTL BKRECON S DEVELOP AAA Am Nft 7/192015 711712017 0.890 3,000,00000 3,010,989.00 3,00051353
3135GDZF3 FEDERAL NATL MORTGAGE ASSN AA, Asa PAA 4168015 7/252017 0.630 5,000000.00 9026,33500 5,018.02765
313DA37KD FEDERAL HOME LOAN BANK AA+ Asa NR 12/312014 91122077 1970 5000.30.00 5,079,300.00 4,998.045.11
3133EEOX1 FEDERAL FARM CREDIT BANK AA+ Aaa AAA 2252015 9/252017 1.000 3,03,03.3 3.016,509.00 3,000.000.00
313465JJ5 FEDERAL HOME LOAN MTG CORP AA+ Aad AAP. 912WA14 92912017 1.100 1525,03.3 1,634.106.50 362553.3
3130A3FVI FEDERAL HOME LOAN BANK AA+ Aaa NR 111282014 111772017 1.100 5.30.03.3 5,007,845.00 5,30,03.00
31335113M FEDERAL HOME LOAN BANK AA. Asa NR 12/198012 1218/2017 0857 5.000.000.00 4,991570.00 4.966.562.33
3133EC545 FEDERAL FARM CREDIT BANK AA- Am AAA IZ-,IW012 12268017 0.910 10,30,000.90 9.961.730 on 9.997,78369
51315PTS8 FARMER MAC NR NR NR 111111013 12!272017 0.33 4,265.00.00 4,282,959.92 4.264.711.79
31315P5Y1 FARMER MAC NR NR NR 1188D15 1162018 1320 3,184000.00 3,191,10669 3,184,000.00
3137EADN6 FHLMC.75 01118 AA- Ada AAA 1/1412013 11122018 0.820 5,000,000.3 4.9%695,00 4,951,096.0
31316PB40 FARMER MAC NR NR NR 2262013 11242015 1.022 1000,000DO 1.002 31100 998.522,12
3136G1CS6 FNMA STEP-UP AA- Am AAA 1129/2013 1!292016 0.800 9.3,03.3 9.204,710 40 9,23,03.3
31MG3493 FEDERAL HOME LOAN MTG CORP AA+ Aaa AAA 113011013 lfzDal8 1000 5,000,03.00 5,0032603 5,3003.00
3135GDUE9 FEDERAL HALL MORTGAGE ASSN AA+ Aaa AAA 2J34=13 V142016 1900 10,000000.00 10,023580.00 10.00,03.00
48124JS22 JP MORGAN CHASE BANK NA NR NR NR 2/202013 2202918 1-125 250,03.00 250,GM GO 250,000.UO
3133823AS FEDERAL HOME LOAN BANK AA+ Ada NR 2/222013 7/22/2118 1.150 769,230,77 769,594.62 769,230,77
3133LCGC2 FEDERAL FARM CREDIT BANK AAI Asa AAA 311372013 2262018 1,080 5,000000.00 5,000,475.3 5.30,000.3
31315POM4 FARMER MAC NR NR NR 3172013 316.2018 0940 10.0)0.000 00 10,01994C,DC 9.999,951,36
31315P225 FARMER MAC NR NR NR 51152013 3192018 0976 5,00C.aw 00 4,956205.00 4,975,513.71
3134G42B3 FEDERAL HOME LOAN MTG CORP AA+ Aad AAA 4/252013 41252018 1.100 5,GOD,D00,DU 4,982.476.00 5,000000 DO
6d952WB25 NEW YORK LIFE GLOBAL FOG AA+ Ase AAA 4/272015 4/27r2016 123 5,000.03.00 4,932,81500 5,008,831.30
02006LQN6 ALLY BANK NR NR NR 47308015 41302018 1,150 250,30.3 250.000.0] 250,000.3
3133ECNY8 FEDERAL FARM CREDIT BANK A0.+ Na AAA SAM13 5182018 0.986 5,03,03.03 4,997.495.00 49
3134G45W4 FEDERAL HOME LOAN MTG CORP AA+ Asa AAA 51292!113 5f79f231B 1,005 5,000,00000 5.003,42500 5,000,0300
R9235TCPB TOYOTA MOTOR CREDIT CORP AA Aa3 A 9/182015 7fl38018 1.500 5.900.000.00 5.007525.00 4,993.188.37
3130A45K3 FEDERAL HOME LOAN BANK AA+ Am NR 2/272015 Br 4=8 1 33 SDOQODO.00 5013,02500 5000.00.00
38147J3E0 GOLDMAN SACHS BANK USA NR NR NR 6878014 8272018 1,69D 250,03.00 250.OW CO 2.2`,000.0
02587CAY6 AMERICAN E%PRESS BK FEB NR NR NR 828!2014 5282018 1.63 250.000.00 250,000.00 250,000.00
79545DRM9 SALLIE MAE BANKI6ALT LKE NR NR NR 11252013 I1rA VA18 2D5D 250.00.00 250,000.00 250.00000
69236T880 TOYOTA MOTOR OR EDIT CORP AA. Aa3 A 9/102015 1178019 1875 5.000.000.00 S,OSSAS0.3 5.035,708.59
65335KOO NEW YORK ST UR BAN DEV CORP REV AAA Aa1 AA+ 12/158614 3152019 1.980 5,3403.3 5,061,55000 5,001,508.&1
3130A41JU4 FEDERAL HOME LOAN BANK AA+ NR NR 4129!5115 41292019 0.626 4,700,000.00 4.747.437.10 4737,145.80
13W9CKL3 CALIFORNIA ST GO UNLTO TXBL AS- Aa3 A+ 11124/1014 5118079 1.900 3.000.00000 3073170.00 3035,388.98
59491BACS MICROSOFTCORP AAA Ada AA+ 912812015 612019 1.580 2500,03.3 2.732.A65.00 2,732,371.88
313379EE5 FEDERAL HOME LOAN BANK AA, Aaa NR 611 W414 &1412319 1.785 5000.000.00 5,073125.00 4.971.753 45
914120SB2 UNIV OF CALIFORNIA CA REV TXBL AA Aa2 AA 61242016 7712019 1.698 5,000,00000 5,024,400.00 5,017265-123
313l5PM71 FEDERAL AGRIC MTO CORP NR NR NR In 72014 7117/2019 1913 5,000,000.00 5.092,885.0 4.966.911.94
31315PTDt FARMER MAC NR NR NR 81252014 82311019 1.766 5,000,000.00 5.072,79500 4,969.312.73
3130A2TJ5 FEDERAL HOME LOAN BANK AA- Aea NR WMM14 ar2ewl9 0.820 3,000,000.00 3,029,577.00 3,02g13B.89
2133FDUYB FEDERAL FARM CREDIT BANK AAT Aaa AAA 51111014 9/112019 1.830 5,D00,ODD.00 5,131,850.00 5,003,56833
3133ELBN9 FEDERAL FARM CREDIT BANK AA, Aas AAA 11/122074 11!122319 1.800 5,000,30.3 5,108,815.0 5.00D,000 DO
3134G327? FEDERAL HOME LOAN MTG CORP AA+ Asa AAA 482015 1182020 1.600 530,03.3 499158505 4,M3 801 69
02567OXE3 AMERICAN EXPR CENTURION NR NR NR 11302015 11502020 1.950 250,030 00 260 BOO= 25003.3
313632GFO FEDERAL NATL MORTGAGE ASSN AA+ Ade AAA 113]2015 113002020 1.700 4,250,000.3 4,274.269 00 4,250,03,3
3134G3C99 FEDERAL HOME LOAN MTG CORP AA. !aa AAA 7!132015 2113203 1.500 6,50]000.3 6,33.018.3 5 962,534.00
3135GOCB4 FEDERAL NATL MORTGAGE ASSN AA+ Asa AAA 2272015 2/27/2020 203 6.0m.000 00 5,013.005.3 5,03,000,00
3130A4K43 FEDERAL HOME LOAN BANK AA- Aaa NR 3wfxt5 3908020 1.53 S.1p003.3 5,031,410.00 5,Lan,03.3
912825J04 USTREASURY NOTE AA+ Aaa AAA 41821115 3431alm 1330 5000.000,00 5015,235.3 5,39,702.61
13031CSQ4 CALIFORNIA ST GO UNI TXBL AA. Aa3 A+ 4292015 4112020 1980 5,050.30.00 507750000 5,025.781.04
3133EEYM FEDERAL FARM CREDIT BANK AA- Ada AAA 4113rC15 4132020 1.680 403,000.00 4.015,86d.00 4,000,000.00
712700M82 PEOPLES UNITED BANK NA NR NR NR 4115/2015 4115830 1.800 2.0300 250.000.00 250.00000
313CMVG4 FEDERAL HOME LOAN BANK AA, Pae NR 4122/1015 41222020 1,740 1,100,0300 1,008,817.50 1,100.00000
037833301 APPLEINC AA+ Aa1 NR 5212015 516:1020 1692 9,825,000.3 9578,595.36 9.871.275.03
3136G2HF7 PEOFRAL NATL MORTGAGE ASSN AAI Aaa AAA SMINTD15 5/1911020 1,63 5,113,03.00 5,03,860.3 5,003000.3
912826XE5 VS TREASURY NOTE AAI Aad AAA W12015 5f312020 1.603 4DOO.3D.3 4.035.728.00 3,999,415.76
3133EEUES FEDERAL FARM CREDIT BANK AA+ Aaa AAA 61&2015 8162D20 Lase 4,30000.3 4,020.780.3 4000.000.00
140420RXD CAPITAL ONE BANK USA NA NR NR NR 6/102015 61102070 2008 250.000.00 248,52731 248,827,31
313MIALS FEDERAL HOME LGAV BANK AA. Am NR E 52015 6/122020 1780 5,03.03.00 5.56.205.3 4,993262.20
3133WHU8 FEDERAL HOME LOAN BANK AAI Na NR 7/208015 61122020 1.006 5,000,000.3 5.066.205.00 4,857,279.138
3133834H1 FHLB 1.375 0680 AA. Ada MR 7238015 61122020 1.795 5.200.000.3 5.166,466 20 5,102.1703
3134GI FHLMC STEP-UP AA+ Asa AAA 817.2015 61242020 1.30 5,03,000.3 5.005,990.3 5,D00,0W.W
313862L70 FEDERAL NATL MORTGAGE ASSN AA+ Ada AAA 6!308015 W302020 2.000 4,650,000 DO 4.685,047,05 4.860,03.3
8821172X1 TEXAS ST A&M JNIV RFV AAA Asa AAA 8/102016 712020 1.953 3,000,0003 3,013,090 00 2.97116014
3133EFCH8 FEDERAL FARM CREDIT BANK AA+ Aaa AAA 9162015 DfBf2]20 1650 5,000,000.00 5,023,985,00 5.30000,00
05590ACW2 BMW BANK NORTH AMERICA NR MR NR 91182015 9182020 2.23 250,30.3 250,0300 250,03.00
20033AMR4 COMENITY CAPITAL BANK Nft NR NR 9212076 9212020 2.250 250,30.3 250,3000 25093.3
"Effective Duration:2.330 1.301 322,293,230.77 _ 324,216,202.75 322,746,594.17
Source: U.S.Bank Safekeeping
Value may dff.,It-T,easurer'9 COSI Carried d-t.-mtbn-1h d variat-
Bar4Edge POdfofn-Arayaea
Notes: Federal Agrioullural Monaage Curpuldli0n 6¢W'1,ea a,e faeuued by a U S Government agercy and,M mYt!died.
Negol,ble CO,ere r t,dk:d.I)W are FOIL inured.
5
1 Treasurer—Tax CollectorPeggy Ioa , Treasurer--Tax Collector
25 County Center Drive, Suite 125 T: 530°538.7701 tLLttecou a r C ttu
-,, Oroville, California 95965--3384 F: 530,538.7648
October 15 2015
Butte County Board of Supervisors
Butte County Chief Administrative Officer
The attached statements showing investment transactions for the month ending September 30,
2015 are submitted in accordance with Government Code, and with Local ,Agency Investment.
Guidelines as recently revised by the California Debt and Investment .Advisory Commission.
The Investment Policy effective July 1, 2015 includes a provision for monthly reporting of
investment transactions to the Board of Supervisors.
In addition to the above, Investment Reports will continue to be submitted on a monthly basis
going forward. ,As has been our practice, Quarterly Investment Reports are also made available
on the Treasurer-Tax Collector website at Dj!p!//www,butteC0Lnty'.nettq.
If you have any questions regarding recent changes to, investment reporting, please feel free to
contact me, or Lisa Lam, at 538-7530.
Yours truly,
Peggy Moak
Butte County Treasurer-Tax Collector
Monthly Investment Transaction Reporting
Table of Contents
Funds Under Management of Trustees
• Wells Fargo Bank — 2004 Pension Obligation Bonds
• Wells Fargo Bank — 2006 Certificates of Participation
• Umpqua Bank - York Risk Services Group
Local Agency Investment Fund
• Butte County Treasurer
• Butte Community College District
• Paradise Unified School District
• Oroville Union School District
• Chico Unified School District
• Butte County Office of Education
Rabobank
CalTrust
US Bank Safekeeping
Butte County Treasurer
Monthly Investment Transaction Reporting
Funds Under Management of Trustees
II Fri, T rant '
2004 Pension Obligation Bonds
Transaction Activity
Series A Series B Total Cash With
Transaction&Month End Date XXXX1106 XXXX1109 XXXX1140 XXXXI141 XXXX1142 XXXX1301 I XXXXI305 XXXX1307 Fiscall Agent
313912015 FairYalue -96-9,-11370 --2,-63-5 ---'74- - .............
�50 0.00 0�00 0.00 1, U-8-,644.10 -0.00 -T-,841,543.49
Interest Earned 2565 1.08 87.,68 11.35 49.76
C5CDA Issuer Fees0.00
Wire Transfer From Butte County 0.00
Wlre Transfer From Butte County --- 0.00
Interest Paid to Bondholder (4.496.;4 (8.486.34}
Transfer From XXXX1301 '0.00
Transfer To XXXXI 141 0.00
4130/2016 Fair Value -769,13-9.35 -7636-58 -0.00 -0.00 -0.00 733-2,675.53 -728-,656,46 0.00 1,833,106.91
Interest.Earned 28.54 0,03 12.74 12.62 - 53.93
CSCDA Issuer Fees 0.00
Wire"Transfer From Butte County 0.00
Wire Transfer From Butte County0.00
..........
Transfer To 16281140 11 2s'ww t)ch) 125,000M 0.00
44,008.70
Transfer To 16281141 11-4 8 0.00
Interest Paid to Bondholder
Transfer From XXXX1301 0.00
Transfer To XXXX1141 0,00
513112015 Fair Value 159.19 2,636,61 125,000M 844,D08.70 0.00 424,069.76 428,668.07 0.00 1,824,54233
Interest 27.25 OM -------r-13 13 - 53.40
Earned 12.99
CSCDA Issuer Fees 0.00
Wire Transfer From Butte County 0.00
Transfer from XXXX1301 345,000.00 0.00
Transfer To XXXX1307_ ....... 00�
Transfer,To XXXX1142
Principal Paid to Bondholder (125,00")s60C�
Interest Paid to Bondholder �8,924,38� (sS2'wa.08)
Transfer from XXXX1106 186.44 186.44
713012015-FarValu- OM 2,636.64 -0.00 0.00 186.44 70,158.37 428,681.20 0.00 501,662.65
interest Earned 1.19 2.50 15.25 18,94
CSCDA Issuer Fees a.00
Wire Transfer From Butte County 1,881,132.40 479,509,25
Transfer from XXXX1301 0.00
Transfer To XXXX1307
Transfer To XXXXI 142 0.00
Principal Paid to Bondholder 0.30
Interest Paid to Bondholder
Transfer from XXXX1106 0.00
713112015 Fahr Value 5-,8-81,132.40 2,637,83 p.00 0.00 186.44 61,596.09 908,205.70 0.00 2,853,758.46
-T-
Interest Earned 2,58 0A4 2.46 17.79 22.87
CSCDA issuer Fees I - 0.00
,Wire Transfer From Butte County 0.00
ITransfer from XXXX1301 ---2-01
Transfer To XXXX1307 0.00
Transfer To XXXX1142 �0.00
Principal Paid to Sondholder O.On
Interest Paid to Bondholder (9,471 87)
Transfer from XXXX1106 0,00,
8131/2015 Fair Value 1,881,134.98 2,637.87 0.00 UO 186,44' 52,126.68 908,223.49 UO 2,944,309.46
Interest Earned 97.94 0.05 2.74 47,29 148.02
CSCDA Issuer Fees 000
Wire Transfer From Butte County 0.00
Transfer from XXXX1301 0.00
ITransfer To XXXXI307 0.00
Transfer ToXXXXI142 0.00
Principal Paid to Bondholder 0.00
Interest Paid to Bondholder (8,356� 4j (F,
Transfer from XXXX1106 EM�,,201,r'Fmw�V.1.'e'06 -7,637-92 -0.00 -Uo 1 186.x4 „773.15 9082-70.78 0.00
2,836,101-21
Sources1)Wells Fargo Bank Statements,2)Butte County Administration Office,,
Butte County Treasurer
Monthly Investment Transaction Reports
Investments Under Management Trustees
Wells Fargo Bank, Trustee
2006 Certificates of Participation
Transaction Activlty
................
Base RontM F i
Reserve Fund PaymentFund Expense Fund Total With
2ate -Transaction XXXX0800 XXXX0801 XXXXOS02 Fiscal Agent
.............................
Fair Value 1,209,472.14 0.84 4,231.32 1,213,704.30
'Transfer to another account (0(A (0 04)
Transfer from another account 0.04 0.04
Trustee Fee 0.00
Debt Service Wire Transfer-AD 573 0100
Interest Earned 0,07 1 004 0.11
interest Paid to Bondholder 0.00
Principat Paid to Bondholder 0.00
Unrealized Gain/Loss (H04 oap (m at)
Fair Value 1,208,668 21 0188 4,231,32 1,212,900.41
Transfer to another account (0(m) fo u7�
Transfer from another account 0.03 0.03
'Trustee Fee 0.00
Debt Service Wire Transfer-AC 573 0.00
Interest Earned 0,07 0L03 0.10
Interest Paid to Bondholder 0.00
Principal Paid to Bondholder 0.00
Unrealized GaiNLoss 1,308.00 1,308.00
�11311201 1 Fair Value 1,209,976.28 0.91 4,231.32 1,214,208.51
Transfer to another account 11�I()4) (0 04y
Transfer from another account 0.04 0.04
Trustee Fee 0-00
AD 1275 1,058,548.81 1,058,948.81
Interest Earned 0.07 0.04 0.11
Interest Paid to Bondholder 0.00
Principal Paid to Bondholder 0.00
Unrealized Gam/Loss (4M 00)
613012016 Fair Value 1,209,520.35 1,058,949 76 4,231.32 2,272,701.43
Transfer to another account {f5,000,281 a3) (6 000,3.l)
Transfer from another account 6,00028 6,000.28
Transfer from another account 0.03 0.03
Trustee Fee 0.00
AC 1275 0.00
Interest Earned 0.07 4.64 0.03 4.74
Interest iPaid to Bondholder (I qq,mo(N0) t10�
Principal Paid to Bondholder 49 15,000r0r))
Unrealized GairilLoss, (9If 00 (9r1`00';
7/31120116 Fair Value 1,202,609.14 471 4,231,32 1,206,844,17
Transfer to another amount (Cl 04) (0(M�
Transfer fromanother account 0.04 1 0.04
(Transfer from another account OM
Trustee Fee
OM
AC 1275 0.60
Xnterest Earned 1,695,64 0.04 1,585.68
interest PaM to Bondholder 0.00
Principal Paid to Bondholder 0,00
Unrealized Gain/Loss (I i,l 8) Q I'r'2 au.�
Fair Value 1,204,138 98 4.75 4,23132 1,208,375.05
Transfer to another account (0,0 4) (fl 04,)
Transfer from another account 0.04 0.04
Transfer from another account 0.00
Trustee Fee Mo
AC 1275 0.00
Interest Earned 1.08 0.04 112
Interest Paid to Bondholder 0100
Piincoal Paid to Bondholder Mo
Unrealized Gain/Loss 10,834,20 -1 10,834.20
9
7
3,3/2016 Fair Value 1,214,974.26 4.79 4,231.32 1,219,210.37
Sources: 1)Wells Fargo Bank,2)Butte County Administration Office
Butte County Treasurer
Monthly Investment Transaction Reports
Investments Under Management of Trustees
York Risk Services Group, Claims Administrator
Umpqua Bank
WORKERS' COMPENSATION
Account#XXXXX2601
Transaction Activity -Current Month
Beginning Balance- 8/31/2015 159,597.31
DepositslAdditions
9/1115 262.05
9/4115 124,222.87
9/9115 389.98
9/9/15 290.47
9121115 86,605.63
9/25115 88,000.00
Withdrawals/Subtractions
Disbursements Checks Paid (215,816.17)
Maintenance Fee 9/22/2015 (125.34)
Ending Balance-9/30/2015 243,426.80
Source: Umpqua Bank Statement
LAW Regular Monthly Statement Page I (,)I'l
Local Agmicy Investincut Fund
P.O.Brox 9-42809
Sacramento,CA 94209-01001 ins v—svt r Las lammalmm•�llsmLf/-W i Loan
(91 6)653-3(H)I October 01,2015
BUTTE COUNTY
CHIEF W-110TY TRF`,AS(JRJ-.,R
25 COUNTY INUVE
OROVILLE,CA 95965-3384 AccomilNumber:
September 2015Statement
Effective TransactionTran Confirm
Date Date 'I YPC Number Authorized Ca llcr Amount
9/2812W5 9/2812015 RD 1479687 COLETTE,WORSI I AM 10,000,0oom
AccountSumnl&rl
Total Deposit: 10,()00,001).00 Bcginning ffidlfnco,: 5,671,379A8
Total Withdrawal: 0,00 finding,Balance: 15,671,379.48
https://Iaifins.treasurer.ca.gov/fZegtil,ai-Stateiiient.,aspx 10/1/2015
LAIF' Regular Monthly Statement Page 1 of I
L(wid Agency Investinewit and
K0.Box 942809
Sacramento,(,,%94209-0001
(9 1 6)653-3001 October 0 1,2015
Btl'r'I'ECOMMI)NI�'['YCOI,],,I.,-'(ilz ms"rRicr
RIU&&Ymm—kNW!
25 COUNTY CENTER[)R,IVF,,-.,SUHT,125
OROVILLF,CA 95965-3384 Account Number:
so=
1'ranT �AjaSLfin tions Septwnber 2015 Statemait
Total Ix-posit: wx) Beginning Balance: 6,556,502.29
Total Withdramak 0.00 Ending Balance: 6,556,50129
https.-//Iait'nis.ti-eastirer.cti.gov/[Zcgt,tla,rSt,�itement,u�ispx 10/1/2015
LAIF Regular Monthly Statement Page 'I of I
Local Agency Investment Fund
11D.Box 942809
Sacramento,CA 94209-0001
(916)653-3001 October 01,2015
PARADISE UNIFIED SCI ML DISTRICT
BUTFE COUNITTREASURI-11
25 COUNTY CENTER DTZIV[,,,,SUITE 125
OROVILLE,(A 95965 Amunt Number:
Ell=
Seplember 2015 Statement
&C"Punt-Su"Imart
Total Deposit 0.00 Beginning Balance: 5,083,795,49
Total Wiffidrawal: OA [`,nding lkdamv- 5,083,785A9
https,:Hlaiftiis,trei,sui,(,,r,ca.gov/RegtilarStatement.,ispx 10/1/2015
LAW Regular Monthly Statement Page I of I
Lucal Agency,Inve4fincut Fund
P.O.Box 94128119
Sacramento,("A 94209-0001 L)
(9 16)651-3001 October 01,2015
OROVILLE UNION I�fGl I SCHOOL DI RICT
13UFFF',COUNTY'rREASURER Ll -Y1-04L�
25 C'OUNTY CENTER DRIVE,SUITE 125
0R0VILL[`,,CA 95965-3384 Account Number-
IN=
Jmn.km'Ltdmj hyns September 20 15 Slatement
AS
Total Deposit., 0.00 Beginning Bakinec: 5,483,6(A.08
Total WithdrawaL 0.00 Finding Balance: 5,483,664,08
I)ttps:fllaifi-iis.ti,east,irei,.ca.gov/[Zcgi.itarStatement.aspx 10/l/2015
LAID Regular Monthly Statement Page I of I
Local Agemicy Investment Fund
11D.Box'942809 (Liminjail,111111.11
Saco aull"Ito,(,"A 942,A9-111111
(916)653-3001 October 0 1,2015
Cl HCO UNIFIED SCHOOL DISTRICT
BOTT'COUNINTREASURUR
25 COONTY CENTER DRINE,SUITE 125
OROVILLF,CA 959 5.3384 Account Number:
DeffiWidons Septvnbcr 201:5 Statornent
Total Deposit: 0A Bleginning llahm= 12„883„1.15.36
Total Withdrawal: 0.00 linding Balance: 12,883,115.36
https://Ik�iifi,tis,treastii,,(,,r.cti,gov/R.CgLIlarSti.tenient.aspx 10/l/2015,
LA IF Regular Monthly SUitement ["age I of I
Local Agemy lovestmem Fund
11,0.Box 942801)
sacramento,CA 9,1209-0001 October 0 1,2015
(916)653-30011
BUTTE,COUNTY OFFICE'OFEDUCATION
[3(1'T'I'1;C4,SlJN'I"Y"I"RASIJRI:-"R ll his
25 COUNTY CENTER DRIVE,IsOl"IT,125
OROVILU,CA 95905-3384 Account Num1mr-,
September 2015 Statemolt
Account St4jjjn%ftwy
Towl Dcposil: 0,00 Beginning Balance: 5,483.225:92
Total Withdrawal: 0.00 FAiding Balance: 5,483,225,92
fittps.Hlaifins.t�reastirer.ca.gov/Regi.itarS(Eit(,.mcjit.aspx 10/1/2-015
Account umber
;qrr° ta
Last Statement.: August 31!,201$
x'71 frrrR:ob an ''A This Statement. September 30,2015
P0.Box 6002 Total days in statement period: 30
RabobaTt alrioye)6;atriP CA aa,34,ll 45001 page 1 of 2
Direct inquiries to: 800-942-8222
R,ABOBA K, N.A.
2227 MYERS SrREET
C ROVILl.E DA 9$983
RETURN SERVICE REQUESTED
BUTTE CO4J'NTY°TR A URIER'S
INVESTMENT POOL
25 COUNTY CENTER OR ST 125
OROALL CCA 95965-3384
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Public Investment Money Market
Account number MEN= Beginning balance $12,969,862.84
Enclosures 2 Total additions $912.83
Avg collected balance $5,552,99&00 Total subtractions $7,500,000.00
Interest paid year to date $12,908,96 Ending balance $5,470,575..67"
DEBITS
Date Descri tion Subtractions
Ct9-i11 Vk!ITHD AWAl 5000,000.00
09-02 WITHDRAWAL 2,500,000,00
CREDITS
Bate Descri titan Additions
09-30 INTEREST CREDIT 912.83
AIL NCE$
Date Amount Date Amount Yate Amount
08-31 12,969,662.8 .............
....., 09-02 6,469,662,M
09-01 7,969,662.84 09-30 5,470,676.67
INTEREST INF R i " I y
a
Annual percentage yield earned 0,20
�
Interest-bearing days 30 r
Average balance for APP $5,552,99&17 I I fly 000, 01)
Interest earned $912,83 �� ��� 4 q .f��� ��
° C M ..,.,
OVERDRAFTIRETURN ITEM FIFES
Total
this enodear-to�date I r d r
Total overdraft fees $0.00 $0.00
y
Total returned item fees $0.00 $0.00
Thank you for banking f'ttte t , r r w ,
R abobaank,N.A..,Meun9w RAC
wuarr mrar0aszkswakwywocaa.eom
3036 rev 02.-'13
MCOUNTY OF BUTTE
DRU
STATEMENT FOR PERIOD. September d1, 2015 -September 30, 2015
Caffrust Short Term Fund
Date Transaction Shares PdCG Per Amount Average Average Realized
Share Cost NAV Cost Amount Gain/Loss`
08/31/2015 BALANCE FORWARD 451,337 10.02 4,522.40 10.01969703 4,522.26
09/01/2015 INCOME DISTRIBUTION-AUGUST 0.192 10.02 1.92 10.019138866 1.92 0.00
09/30/2015 UNREALIZED GAIN(LOSS) 0,000 0.00 0.00
09/30/2015 ENDING BALANCE 451.529 10.02 4,524.32 4,524.18
INCOME DISTRIBUTION PAID-AUGUST 0.00
INCOME ACCRUAL-'SEP'TEMBER 1.99,
CUMULATIVE UNREALIZED GAIN(LOSS) 0.14
Please note that this information should fiat be construed as tax advice and it is recommended that you consult with a tax professional regarding your account.
For Inquiries,About Your Account,Contact: COUNTY OF BUTTE
BUTTE, COUNTY OF
Nottingham investment Administration ATTN: PEGGY MOAK
116 South Franklin Street
Rocky Mount,NC 27804 25 COUNTY CENTER DR, STE 125
Attention:CMTRUST Shareholder Services OROVILLE CA 95965
Phone:800.773.3863
F=252-972.1908
Email;caltrustsupport@ncfunids,.com Pagel of
[Mbank.
Acct Name: BUTTE COUNTY TREASURER SUMMARY-USD Page 1
Acct I For period 09/0112015-09/30/2015
ACTIVITY•Settled/Cleared Cash Activit
Transaction Type _ Amount Your Sales Representative is:SAFEKEEPING OPERATIONS
Purchases 0.00 (800)236-4221
Purchase Reversals 0.00
Sales 0.00 Statement Contents
Sale Reversals 0.00 "Summary
Withdrawals 5,069,245.22 `Activity-SettledlCleared Cash Activity
Receipts (18,328,009,73) 'Activity-Projected Activity for Next Statement Period
Deliveries 0.00 'Holdings
Principal Reversals 0.00 "Cash Row Projections
Interest 522,305.99 "Pledging Detail
Interest Reversals 0.00
Interest Adjustments 0.00
Maturities 5,000,000.00
Calls 10,850,000 60
Puts 0.00
Paydowns 0.00
Paydown Adjustments 0,00
Payups 0,00
Payup Adjustments 0.00
Cash Dividentls 0,00
Balance Changes 0,00
Stock Dividends 0,00
Closeouts 0.00
Closeout Dividends 0.00
Net Activity 3,113,541.48
HOLDINGS-Custody_
Category Par/Shares Original Face Principal Cost Market Value
Domestic Time Deposits 3,500,000.00 3,500,000.00 3,498,750.00 757,599.15
Treasury Obligations 9,000,000.00 9,000,000.00 9,010,117.19 9,050,963.00
US Government Agency Securities 241,968,230.77 241,968,230.77 242,735,306.02 243,186,411.91
Non US Government Agency Securities 3,000,000.00 3,000,000.00 3,000,690.00 3,010,989.00
Corporate Securities 41,825,000.00 41,925,000.00 42,233,971.00 42,215,222,38
Municipal Securities 23,000,000.00 23,000,000.06 — 23 080230.00 23,245,190.00
Total Custody Holdings 322,283,230.77 322,293,230.77 323,654,064.21 321,467,376.44
PLEDGING
Total Pledged 1 Total Original Face' 0.01
Total ParlCurrent Face 0.01
Total Market Value 0.01
[Mbank.
Acct Name: BUTTE COUNTY TREASURER ** ACTIVITY-USD Page 2
Acct Number: Settled/Cleared Cash Activity For period 09/01/2015-09130/2015
Date Activity Description Rate Par Security ID Amount
Ticket Maturity Price
09108!2015 Interest C€TBANK t.80D 17284AXX1 2,268.49
392119550 CERTIFICATE OF DEPOSIT 0910812018
09108!2015 Interest FREDDIE MAC 1,000 3137EADC0 25,000.00
392137927 1.00%03/06/17 0310812017
0910812015 Interest FARMER MAC .940 31315POM4 47,000.00
392138720 03106118 0310612018
09108!2015 Interest FEDERAL FARM CREDIT BANK .520 3133EESQ4 13,000.00
392162916 09/06/16 09/08/2015
0910 812 01 5 Receipt FEDERAL FARM CREDIT BANK 1,850 5,000,000.09 3133EFCHB (5,000,000.00)
392168481 09108f20 0910812020 100.090400
09!0W(" interest FARMER MAC .770 31315PZZ5 19,254.00
392141366 03!09118 03109/2018
09109!2015 Interest FEDERAL NAIL MORTGAGE ASSN 1.610 3136G25GB 45,250.00
392165349 09/09/19 09109/2019
09109/2015 Cal€ FEDERAL NATI_MORTGAGE ASSN 1.810 5,000,000.00 3136G25G8 5,000,000.00
392165349 09/09/19 0910912019 100.035000
0911 12 01 5 Interest FEDERAL FARM CREDIT BANK 1,850 3133EDUY6 46,250.00
392156983 09711/2019 0911112019
0911 512 01 5 Interest NEW YORK ST URBAN DEV CORP REV 1.990 650035K80 49,750,00
519053909 TAXABLE SER B 03115!2019
091 612015 Withdrawal U.S.Treasury Notes 1.375 5,000,000.00 912828RH5 5,069,24532
392168855 912828RH5 9130118 0913012018 109.750000
09118!2015 Interest FEDERAL FARM CREDIT BANK 1.220 3133EDV74 3000.00
392157323 09/18/17 09!1812017
0911 8t201 5 call FEDERAL FARM CREDIT BANK 1.220 5,000,000.00 3133EDV74 5,000,000,00
392157323 09118/17 09118!2017 100.004300
09118/2015 Receipt TOYOTA MOTOR CREDIT CORP 1.550 5,000,000.00 89236TOP8 (5,007,093.06)
392168972 SR UNSECURED 0711312018 99.862000
Mbank.
Acct Name: BUTTE COUNTY TREASURER ** ACTIVITY.USD Page 3
Acct NumberIIIIIIIIIIIIIIIIIIIIIIIII SettledlCleared Cash Activity For period 09/01/2015-0913012015
Date Activity Description Rate Par Security 10 Amount
Ticket Maturity Price
09118!2015 Receipt BMW BANK NORTH AMERICA 2.200 250,000.00 05580ACW2 (250,000.00)
392168978 CERTIFICATE OF DEPOSIT 0911812020 100.000000
09/1812016 Receipt TOYOTA MOTOR CREDIT CORP 2.100 5,000,000.00 89236TBBD (5,053,691,67)
392168979 09117120/9 100.722000
09/21/2015 Interest FEDERAL HOME LOAN MTG CORP 1.200 3134G3607 5,100.00
392139010 03!2011 B 03120/2018
09!21!2015 Call FEDERAL HOME LOAN MTG CORP 1.200 850,000.00 3134036D7 850,000.00
392139010 0312011 B 0312012018 100.009300
09/2112015 Interest GENERAL ELEC CORP 4.375 36962G4F8 109,375.00
392144918 SR UNSECURED 09121/2015
09/2112015 Maturity GENERAL ELEC CORP 4.375 36962G4FB 5,000,000.00
392144918 SR UNSECURED 09/2112015
09/21/1015 Receipt COMENITY CAPITAL BANK 2.250 250,000.00 20D33AMR4 (250,000.00)
757009131 CERTIFICATE OF DEPOSIT 09121/2020 100.000000
09122!2015 Interest FEDERAL HOME LOAN BANK 1.050 3130A3TK0 26,250.00
392160486 09/22117 09122/2017
09/25/2015 Interest FEDERAL FARM CREDIT BANK 1.000 3133EEQX1 15,000.00
392162456 09/25117 09125/2017
09128!2015 Receipt MICROSOFT CORP 4.200 2,500,000.00 59491BA08 (2,767,025.00)
757009230 SR UNSECURED D510112019 109.316000
09129!2015 Interest FEDERAL HOME LOAN MTG CORP 1.100 3134G5JJ5 8,937.50
392157337 49MI17 09129!2017
09130!2015 Interest US-TREASURY NOTE 1.375 912828.184 34,375.00
392164003 03/31120 03131!2020
0913012015 Interest FEDERAL HOME LOAN BANK 1.800 3130A4K43 45,000.00
519054549 03/3012020 BONDS 03!30!2020
Net Activity 3,113,541.48
Wbank.
Acct Name: BUTTE COUNTY TREASURER ACTIVITY-USD Page 4
Acct Number: Projected Activity for Next Statement Period
Date Activity Description Rate Par Security ID Amount
Ticket Maturity Price
10/0112015 Interest MASSACHUSETTS ST GO LTD TXBL 1-000 57582PMBD 10,000.00
392139973 CONSOL LOAN SER B 0410112017
1010112015 interest CALIFORNIA ST GO UNLTD TXBL 1.800 13063CSO4 38,000.00
392154692 04/01/2020
1 011 31201 5 Interest GE CAPITAL RETAIL BANK 1.200 36157PSP5 1,504.11
392146232 CERTIFICATE OF DEPOSIT 10111!2016
10113/2015 Interest FEDERAL FARM CREDIT BANK 1.680 3133EEYJ3 33,600.00
392164062 04/13120 04/13/2020
1 011 512 01 5 Interest PEOPLES UNITED BANK NA 1.800 71270OMS2 2,256.16
392163863 CERTIFICATE OF DEPOSIT 04/15/2020
1012112015 Interest COMENITY CAPITAL BANK 2.250 20033AMR4 462.33
757009131 CERTIFICATE OF DEPOSIT 09121 12 02 0
10122/2015 Interest FEDERAL HOME LOAN BANK 1.740 3130A4VG4 9,570.00
392164407 04122120 0412M020
10/26/2015 Interest FEDERAL HOME LOAN MTG.CORP 1.100 3134G42B3 27,500,00
392140610 04125/2018 NOTE 04125/2018
10127/2015 Interest NEW YORK LIFE GLOBAL FOG 1.300 64952WBZ5 32,500.00
392164704 PRIV PLACEMENT 04272018
10!292015 Interest FEDERAL HOME LOAN BANK 2.000 3130A4UU4 47,000.00
392163871 04129119 04292019
10!302015 Interest ALLY BANK 1.150 02006LON6 1,441.44
392164681 CERTIFICATE OF DEPOS7 0413012618
Not Projected Activity 293,834.04