HomeMy WebLinkAboutMonthly Treasurer's Investment Report and Investment Transaction Reporting for the month of August 2013 •
Sweeney, Kathleen
From: Akins, Susan
Sent: Monday, September 30, 2013 5:03 PM
To: Liu, Annie; 'Christy Patterson, Butte County Schools JPA'; Worsham, Colette; Houser, David;
Iturria, Greg; 'Heather Naylor, Gridley Unified School District'; Cook, Holly; Smith, Jerry;
Sweeney, Kathleen; Mathes, Kathryn; 'Kevin Bultema, Chico Unified School District'; Barnes,
C. Linda; 'Lisa Anderson, TOC Member(BCOE rep)'; 'Mark Milburn, TOC Member'; 'Maureen
Fitzgerald, Chico Unified School District'; Jessee, Meegan; 'Mia Osborne-Ng, Executive
Assistant to the Butte County Superintendent of Schools'; Ramsey, Mike; Moak, Peggy;
Bennett, Robin; Wright, Ruth; Taber, Stephanie; Hubbard, Sheryl; Connelly, Bill; Kirk,
Maureen; Lambert, Steve; Teeter, Doug; Wahl, Larry; 'Susan Watts, TOC Member(OUHSD
rep)'; Borzage, Susie; 'Tim Taylor, Butte County Superintendent of Schools'; 'Tina Blenn,
Assistant to Supervisor Lambert'; Limper, Thomas; 'Trevor Stewart, Butte-Glenn Community
College'
Subject: Monthly Investment Reporting -August 2013
Attachments: August 31, 2013 Investment Report.pdf; August 31, 2013 Transaction Reporting to the
BOS.pdf
Good evening:
The Treasurer's Investment Report for the month ending August 31, 2013 is attached, for your reference.
Additionally, in accordance with June 2012 California Debt and Advisory Commission (CDIAC) revised investment
reporting guidelines, investment transactions should be reported monthly to the Board of Supervisors if investment
authority is delegated to the Treasurer.
The information provided in the attached "August 31, 2013 Transaction Reporting to the BOS" consists of spreadsheets
detailing transaction activity on accounts managed by Trustees, and copies of monthly statements from the Local
Agency Investment Fund (LAIF), Rabobank, CalTrust and US Bank. At this time, we do not believe checking account
activity for operating cash is required to be detailed and reported.
If you have any questions or concerns, please feel free to contact me.
Thanks much,
Susan Akins
Administrative Analyst
Butte County Treasurer-Tax Collector
25 County Center Drive, Suite 125
Oroville, CA. 95965
(530) 538-2196
(530) 538-7648
sakinsCNbuttecounty.net
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C ) i IS
tiT�j%�//T��jt� Butte County
Oa?„,.. R / O LAND OF NATURAL WEALTH AND BEAUTY
O Y~, 0
O C. LINDA BARNES
TREASURER-TAX COLLECTOR
0 4 COUNTY ADMINISTRATIVE BUILDING
25 COUNTY CENTER DRIVE,SUITE 125
OROVILLE,CALIFORNIA 95965-3384
TELEPHONE: (530)538-7701
FAX:(530)538-7648
September 30, 2013
Butte County Board of Supervisors
Butte County Chief Administrative Officer
Treasury Oversight Committee
The attached investment report for August 31, 2013 is submitted in accordance with the Butte
County Statement of Investment Policy dated July 1, 2013. All investments are in compliance with
this policy.
The Investment Report demonstrates that sufficient liquidity is available to meet anticipated
expenditures during the next six months.
The Local Agency Investment Fund (LAIF) is used as a benchmark for portfolio performance. A look
at the 5 year moving average for the Butte County Treasury yields vs. LAIF yields demonstrates
that, over time, a medium term, laddered portfolio will generally outperform a shorter term
investment strategy, which LAIF usually mirrors. The 5 year moving average for Butte County's FY
11/12 and FY 12/13 performance compared to LAIF shows margins of 1.341% and 1.541%,
respectively. Using $300,000,000 as a baseline portfolio (actively invested balance), this translates
to enhanced earnings averaging $4,623,000 per year for the past five years.
Investments are marked to market monthly based on a current market price determined by U.S.
Bancorp Investments. Copies of statements reflecting investment and cash management
transactions are provided to the Board of Supervisors monthly and are available upon request.
Quarterly Investment Reports are made available on the Treasurer-Tax Collector website at
http://www.buttecounty.netittc.
Respectfully,
(1, 4i& 4
C. Linda Barnes
Butte County Treasurer-Tax Collector
cc: Butte County Auditor-Controller Butte-Glenn Community College
Butte County Board of Supervisors Chico Unified and Gridley Unified School Districts
Butte County District Attorney Iturria, Greg—Butte County Chief Financial Officer
Butte County Schools-JPA Limper,Tom—Butte County Deputy Chief Financial Officer
Butte County Sheriff Jessee, Meegan—Butte County Deputy Chief Financial Officer
Butte County Superintendent of Schools Mathes, Kathryn—Butte County Manager, Gov't.Accounting
Butte County Special Districts(Quarterly) Liu, Annie—Butte County Internal Auditor
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Clio
io BUTTE COUNTY TREASURER'S INVESTMENT REPORT
August 31,2013
YIELD TO WEIGHTED AVERAGE
ACTIVELY MANAGED PORTFOLIO: MATURITY MATURITY(DAYS)' PAR VALUE FAIR VALUE COST CARRIED
LOCAL AGENCY INVESTMENT FUND(LAIF) 0.271% 1 92,063,380.66 92,063,380.66 92,063,380.66
CALTRUST SHORT TERM 0.336% 1 4,485.69 4,485.69 4,484.50
BANK MONEY MARKET(COLLATERALIZED) 0.260% 1 2,802,068.33 2,802,068.33 2,802,068.33
COMMERCIAL PAPER" - - 0.00 0.00 0.00
MUNICIPAL BONDS 0.657% 1,004 3,000,000.00 2,962,110.00 3,021,076.39
CORPORATE NOTES" 0.756% 668 9,750,000.00 9,931,772.50 9,975,993.74
NEGOTIABLE CDS" 1.344% 584 3,250,000.00 3,251,214.28 3,250,000.00
CERTIFICATES OF DEPOSIT(COLLATERALIZED) 0.810% 565 10,500,000.00 10,500,000.00 10,500,000.00
FEDERAL AGENCY NOTES" 1.256% 1,299 227,595,000.00 225,689,516.50 228,523,016.25
TOTAL ACTIVELY MANAGED PORTFOLIO: 0.957% 898 348,964,934.68 347,204,547.96 350,140,019.87
INVESTMENT OF NOTE/BOND PROCEEDS AND OPERATING CASH
SCHOOL BOND PROCEEDS twee page 2 for dermant 17,618,466.45 17,618,466.45 17,618,466.45
OPERATING ACCOUNTS
U.S.BANK CHECKING ACCOUNT DEPOSITS 12,273,061.17 12,273,061.17 12,273,061.17
OPERATING CASH 26,141.76 26,141.76 26,141.76
OTHER 0.00 0.00 0.00
TOTAL TREASURER'S FUND LEDGER BALANCE: 378,882,604.06 377,122,217.34 380,057,689.25
INVESTMENTS UNDER MANAGEMENT OF TRUSTEES(sae Fay=3 fardawne) 4,400,602.77 4,376,700.77 4,414,564.81
PAR VALUE FAIR VALUE COST CARRIED
TOTAL CASH AND INVESTMENTS: 383,283,206.83 381,498,918.11 384,472,254.06
SIX MONTH LIQUIDITY PROJECTIONS
Estimated Cash Receipts for Next Six Months 476,361,687
Estimated Disbursements for Next Six Months -444,290,149
Estimated Net Cash Flow for Next Si Months"" 32,071,538 (A1)
Cash Reserve for Possible Deferred Revenues -30,000,000(A2)
Securities Maturing 13,750,000 (B)
Local Agency Investment Fund/Cal Trust I MMF 94,869,933 (C)
Total Liquidity for Next Six Months 110,691,471 (A1+A2+B+C)
Estimated Cash Available for Long Term Investment -30,000,000
Remaining Available Liquidity 80,691,471
Total Par Value of actively managed investments maturing in less than 12 months: 114,119,934
Total Par Value of actively managed investments maturing in more than 12 months: 234,845,000
• Actual Weighted Average Maturity will be shorter,and actual dollar amount of investments maturing in less than 12 months will be higher than stated,due to call features on investments.
See page 5 for detailed list of investments.
" Includes TRAN(Tax and Revenue Anticipation Notes)receipts and disbursements,if applicable.
8/31/2013
1
BUTTE COUNTY TREASURER'S INVESTMENT REPORT
INVESTMENT OF SCHOOL BOND PROCEEDS
August 31, 2013
INVESTMENT MATURITY ANNUAL PAR FAIR COST
BOND/NOTE DESCRIPTION TYPE DATE DESCRIPTION YIELD' VALUE VALUE CARRIED
BONDS-LOCAL AGENCY INVESTMENT FUND(LAIF)
Chico Unified School District Series B LAIF 0.271% 815,139.81 815,139.81 815,139.81
Chico Unified Measure E Series A LAW 0.271% 14,666,533.71 14,666,533.71 14,666,533.71
Gridley Unified School District GO 2012 LAIF 0.271% 2,136,792.93 2,136,792.93 2,136,792.93
SUBTOTAL 17,618,466.45 17,618,466.45 17,618,466.45
PAR FAIR COST
VALUE VALUE CARRIED
GRAND TOTAL 17,618,466.45 17,618,466.45 17,618,466.45
• Yields quoted above are a snapshot per investment type. Actual yields earned on school bonds are calculated by the Treasurers office and are a composite of Investment earnings less Treasury costs.
2 8/31/2013
BUTTE COUNTY TREASURER'S INVESTMENT REPORT
INVESTMENTS UNDER MANAGEMENT OF TRUSTEES
August 31, 2013
INVESTMENT MATURITY ANNUAL PAR FAIR COST
LOAN PROGRAM TYPE DATE DESCRIPTION YIELD VALUE VALUE CARRIED
2003 REFUNDING COP
U.S.BANK,TRUSTEE
Expense Fund#XXXX6106 Money Market U.S.Bank MMF 5 0.040% 6,992 05 6,992.05 6,992.05
Reserve Fund#X 0(6101 Money Market U.S.Bank MMF 5 0.040% 44,113.29 44,113.29 44,113.29
US TreaslAgency 10/15/13 FHLB#3133XSAE8 2.820% 385,000.00 386,694.00 398,962.04
Lease Payment#XXXX6100 Money Market U.S.Bank MMF 5 0.040% 6,993.54 6,993.54 6,993.54
SUBTOTAL 443,098.88 444,792.88 457,060.92
2004 PENSION OBLIGATION BONDS
WELLS FARGO BANK,TRUSTEE
Series A Bond Fund#%%%X1106 Money Market HERITAGE MM 43106 0.011% 1,745.991.81 1,745,991.81 1,745.991.81
Int.Rate Stabilization Fund 4)00(X1109 Money Market HERITAGE MM#3106 0.011% 1,004.76 1,004.76 1,004.76
Pooled Agency Funds Local Agency Investment Fund 0.271% 1,624.58 1,624.58 1.624.58
Series B Interest Fund#XXXX1301 Money Market HERITAGE MM#3106 0.011% 889,877.82 889,877.82 889,877.82
SUBTOTAL 2,638,498.97 2,638,498.97 2,638,498.97
2004 WORKERS'COMPENSATION
York Risk Services Group
-Claim Administrators
Umpqua Bank#XXXXX2601 Commercial Bank Business Checking NA 103,268.49 103,268,49 103,268.49
SUBTOTAL 103,268.49 103,268.49 103,268.49
2006 COP-NEAL ROAD RECYCLING&WASTE FACILITY
WELLS FARGO BANK,TRUSTEE
Certificate Reserve Fund#XXXX0800 Money Market Gov MMF Service Fund#743 0.010% 8,500.16 8,500.16 8,500.16
US TreaslAgency 5/07/2017 FHLMC#3134G3ZR4 1.000% 1,200,000.00 1,174,404.00 1,200,000.00
Base Rental Payment Fund#XXXX0801 Money Market Gov MMF Service Fund#743 0.010% 4.95 4.95 4.95
Expense Fund 4)0=0802 Money Market Gov MMF Service Fund#743 0.010% 7,231.32 7,231 32 7,231 32
SUBTOTAL 1,215,736.43 1,190,140.43 1,215,736.43
PAR FAIR COST
VALUE VALUE CARRIED
GRAND TOTAL 4,400,602.77 4,376,700.77 4,414,564.81
8/31/2013
3
BUTTE COUNTY TREASURER'S INVESTMENT REPORT
ACTIVELY MANAGED PORTFOLIO"AT-A-GLANCE"
August 31,2013
INVESTMENTS BY TYPE* INVESTMENTS BY MATURITY&YIELD*
Federal Home Loan Bank FHLB $ 86,130,000
Fed Home Loan Mortgage Corp FHLMC $ 40,850,000 LAIF/CALTRUST(1 -30 day) 0.271% $ 92,067,866
Fed National Mortgage Assn FNMA $ 34,200,000 Bank Money Market Funds(1 day) 0.260% $ 2,802,068
Federal Farm Credit wank FFCB $ 25,000,000 01-12 months 1.888% $ 19,250,000
Local Agency Investment Fund/CalTrust LAIF/CT $ 92,067,866 13-36 months 1.235% $ 55,400,000
Rabobank MMF MMF $ 2,802,068 37-60 months 1.095% $ 179,445,000
Tennessee Valley Authority TVA $ 5,000,000 TOTAL PAR VALUE $ 348,964,934
Fed Ag Mortgage Corp FAMCA $ 36,415,000
Certificates of Deposit(Collateralized/Negotiable) CD's $ 13,750,000 *Investments managed by Trustees&School Bond Proceeds not included.
Corporate Notes and Municipal Bonds OTHER $ 12,750,000 Final maturity dates are used;probable call dates are not considered.
TOTAL PAR VALUE $348,964,934
CD's OTHER
$13,750,000 $12,750,000 LAIF/
FAMCA CALTRUST
3.9% 33% FHLB
$36,415,000 l $92,067,866
10.4% ` , $86,130,000 0.271%
NA t , ??�, 24.7% s
$5,000,000
FS'+ '..�t`3'„ `a
1.4% I *a.III Bank Money
`u 3 S 3 Market Funds
MMF N y. 37-60 months
$2,802,068 axi k$179445000
• (1 day)
.8% T $2,802,068
Iillailiggit.4 IS, 1.095% TFHLMC r j
0.260%
Limp/ $40,850,000441$474 .' `"' 01-12 months
cALTRusT ,ij, 11.7% '.` 519,250,000
$92,067,866
t fir 1.888%
26.4% FNMA 13-36 months
FFCB $34,200,000 $55,400,000
$25,000,000 9.8% 1.235%
7.2%
Butte County Pooled Treasury Portfolio Balance**
Net of Tax and Revenue Anticipation Notes(TRAN)and Bond Proceeds
$450,000,000 __-_- -..- _:.- _... .......__—_ ,5r,
$425,000,000 ._ __ f""'�"q - .-.. -
- *
$400,000,000 - - --
ill,�,,. `�'•`c - - �,,,_ b.o
$350,000,000 - _ �-�6 -' -++„ �. - � �`' fi •-v-zoon
mak, "' 4E ✓" l�
$325,000,000 .� ,ly, .-�.2r �, , �,.;, ,. `�„-- _-_ .-z `. F owe
$ ~4�..•�w ..,, fii
$275,000,000 ._ 4--.•-,,---..-0,2.,‘„,.... --.7,,,;:--- —_. , .., ww.__.B,
-.t
1$225,000,000 ... „M""' `•• ___4,.--
•"'•~ v
i$zao,000,000 -__.—_.- ._ ___. __ _ .—_ .,-2003
JAN FEB MAR APR MAY JUN JUL AUG SEP OCT NOV DEC ,
`* This chart does not Include deposits from TRAM,Bond Proceeds,or Investments under Management of Trustees.
It is intended to demonstrate cash flow trends and establish a baseline for the portfolio,enabling medium term investments.
8/31/2013
4
BUTTE COUNTY TREASURER'S INVESTMENT REPORT
MANAGED PORTFOLIO-DETAILS OF SECURITIES HELD
August 31,2013
Credit Rating Purchase Maturity Yield to
•Security Description S&P Moo yl Etch Date Date Maturity l%1 Par Value Fair Value Cost Carried'
59012E147 MERRICK BANK NR NR NR 9/9/2011 9/9/2013 0.700 250,000.00 250,104.84 250,000.00
313306A4 FEDERAL HOME LOAN BANK AA+ Aaa Ne 9/26/2006 9/13/2013 4.124 5,000,000.00 5,007,750.00 5,000,374.30
31334E6A4 FEDERAL HOME LOAN BANK AA+ Aaa NE 10/23/2008 9/13/2013 4.125 3,000,00000 3,004,650.00 3,000,223,36
36159CUT1 GE MONEY BANK NE NR NE 10/8/2010 10/8/2013 1.300 250,000.00 250,452.41 250,00000
795450M25 SALLIE MAE BANK/MURRAY NR NR NR 11/23/2011 11/25/2013 1.000 250,000.00 250,657.03 250,000.00
313385E93 FEDERAL HOME LOAN BANK AA+ Aaa NE 1/23/2009 12/13/2013 2,840 5,000,000.00 5,043,545.00 5,003,737.04
02567DCK2 AMERICAN E%PR CENTURION NR NB NR 8/25/2011 8/25/2014 1.150 250,000.00 250,000.00 250,000.00
381426404 GOLDMAN SACHS BANK USA NR NR NR 8/24/2011 8/25/2014 1.150 250,000.00 250,000.00 250,000.00
31315P1807 FARMER MAC NR NR NR 9/3/2009 9/3/2014 3.200 4,750,00000 4,893,754.00 4,750,000.00
13034ABK5 CALIF INFRASTRUCTURE&ECON OEV AAA Aaa NR 8/13/2012 10/1/2014 0.410 1,000,000.00 1.002,290.00 1,002,518.75
02004MW82 ALLY BANK UT CD NE NR NR 10/15/2010 10/15/2014 1.750 250,00000 250,00000 250,000.00
055688Y24 BMW BK OF NA NR NR NR 10/22/2010 10/22/2014 1.550 250,000.00 250,000.00 250,000.00
31315PES4 FARMER MAC NR NR NE 12/31/2009 12/30/2014 3.100 5,000,000.00 5,153,43000 4,982,862.44
373120DH7 GEORGIA BANK&TRUST NR NR NR 1/15/2012 1/26/2015 1.000 250,000.00 250,000.00 250,000.00
313403NL0 FEDERAL HOME LOAN MTG CORP AA+ Aaa NR 5/9/2012 2/24/2015 0.500 5,000,00000 5,004,315.00 5,000,00000
313376201 FEDERAL HOME LOAN BANK AA+ Aaa NR 3/16/2012 3/13/2015 0.659 5,000,000.00 5,001,255.00 4,978,470 97
64952WAW3 NEW YORK LIFE GLOBAL FOG AA+ Aaa MA 3/8/2013 5/4/2015 0.500 1,500,000.00 1,556,272.50 1,562,38253
3696205E7 GENERAL ELEC CAP CORP AA+ Al NR 12/3/2012 6/30/2015 1.000 5,000,000.00 5,127,385.00 5,123,909.06
31315PD29 FARMER MAC NR NR NR 6/13/2012 7/22/2015 0.616 2,000,000 00 2,068,42600 2,065,799.57
64952WBH5 NEW YORK LIFE GLOBAL FDG AA+ Aaa AAA 3/8/2013 7/74/2015 0.500 3,250,000.00 3,748,115.00 3,265,299.68
3133701,1E4 FEDERAL HOME LOAN BANK AA+ Aaa NE 8/20/2010 8/20/2015 1.609 5,000,000 00 5,120,320.00 5,001,949.75
254670R87 DISCOVER BANK NR NR NR 8/24/2011 8/24/2015 1.500 250,000.00 250,000.90 250,000.00
313530004 FANNIE MAE AA+ Aaa AM 11/6/2012 11/6/2015 0.462 10,000,000.00 9,978,700.00 10,004,427.08
06749KF17 BARCLAYS BANK DELAWARE NR NR NR 12/21/2011 12/21/2015 1.600 250,000.00 250,00000 250,000.00
31315PW48 FARMER MAC NE NR NR 5/9/2012 1/19/2016 0.675 1,400,000.00 1,402,468.20 1,400,00000
3616000 B1 GE CAPITAL FINANCIAL INC CO NR NR NR 8/19/2011 8/19/2016 1.850 250,000.00 250,000.00 250,000.00
17284/2451 CIT BANK NR NE NR 9/8/2011 9/8/2016 1.800 250,000.00 250,00000 250,09009
313370TW6 FEDERAL HOME LOAN BANK M+ Aaa NR 9/14/2011 9/9/2016 1.210 10,000,00000 10.325,700.00 10,230,995.43
313404006 FEDERAL HOME LOAN MTG CORP AA+ Aaa AAA 7/25/2013 10/25/2016 1.000 5,000,000 00 4,991,08500 5,000,000.00
313371PV2 FEDERAL HOME LOAN BANK AA+ Aaa NR 12/9/2011 12/9/2016 1.260 3,130.00000 3,175,046.96 3,166,133.97
880591058 TENNESSEE VALLEY AUTHORITY AA+ Aaa AAA 1/77/2012 12/15/2016 0.970 5,000,000.00 5,586,11000 5,625,640.96
313376NC5 FEDERAL HOME LOAN BANK AA. Aaa NR 12/28/1011 17/28/2016 1.190 5,000,000.00 5,010,740.09 5,004,821.25
33315P9B9 FARMER MAC NR NR NR 1/30/2012 1/6/2017 1.150 3,000,090.00 3,009,673.09 3,022,371.88
3137EA000 FREDDIE MAC AA+ Aaa AAA 2/14/2013 3/8/1017 0,753 5,000,000.00 4,965,220,00 5,042,709.32
57562PM80 MASSACHUSETS ST GO LTD T%131_ AA+ Aal AA+ 4/8/2013 4/1/2017 0.780 2,000,000.00 1,959,82000 2,015,48360
3134G3WH9 FEDERAL HOME LOAN MTG CORP AA+ Aaa AAA 6/12/2012 6/12/2017 1.150 5,000,000,00 4.947,485.00 5,000,000.00
3133EA4H0 FEDERAL FARM CREDIT BANK M+ Aaa NR 10/15/2011 7/11/2017 0.842 5,900,000.00 4,897,950.00 4,995,926.14
3136G011M6 FEDERAL NATL MORTGAGE ASSN M+ Aaa AAA 7/11/2012 7/11/2017 1.100 5,000.000.00 4,912,475.00 5,000,000.00
313381320 FEDERAL HOME LOAN BANK AA+ Aaa NR 12/19/1012 12/8/2017 0.857 5,000,000.00 4,835,680.90 4,977,662.38
3133ECB45 FEDERAL FARM CREDIT BANK AA+ Aaa AAA 12/26/2012 12/26/2017 0,910 10,000,000.00 9,761,430.00 9,995,680.56
31315PT58 FARMER MAC NR NR NR 1/11/2013 12/27/2017 0.903 4,265,000.00 4,162,123.94 4,264,442 64
3137EADN6 FHLMC.75 01/18 AA+ Aaa AM 1/14/2013 1/12/2018 0.920 5,000,000.00 4,829,315.00 4,963,826.81
31315/'840 FARMER MAC NR NR NR 2/76/2013 1/24/2018 1.022 1,000,00000 976,354.00 997,761.59
313601056 FNMA STEP-UP AA+ Au' AM 1/29/1013 1/29/2018 0.800 9,200,000.00 9,048,420.80 9,200,900.90
3134034K3 FEDERAL HOME LOAN MTG CORP AA+ Aaa AM 1/30/1013 1/30/2018 1.000 5,000,000.00 4,835,205.00 5,000,000.00
3133826Y4 FEDERAL HOME LOAN BANK AA+ Aaa NR 2/13/2013 2/13/2018 1.000 10,000,000.00 9,732,950.00 10,000,000.00
3135GOUE1 FEDERAL NAIL MORTGAGE ASSN AA+ Aaa AAA 2/14/2013 2/14/2018 1.000 10,000,000.00 9,703,759.00 10,000,000.00
48124/522 1P MORGAN CHASE BANK NA NR NR NR 2/20/2013 2/20/2018 1.125 250,000.00 250,00000 250,000.00
3133823A9 FEDERAL HOME LOAN BANK AA. Aaa NR 2/22/2013 2/22/2018 1.150 5,000,000.00 4,884,335.00 5,000,000.00
3133ECGC2 FEDERAL FARM CREDIT BANK AA+ Aaa AAA 3/13/2013 2/26/2018 1.080 5,000,000.00 4,898,140.00 5,000,000 00
31315PQM4 FARMER MAC NR NE NR 3/7/2013 3/6/2013 0.940 10,000,900.00 9,739,87600 9,999,909.67
31315/'225 FARMER MAC NR NR NR 5/15/2013 3/9/2018 0.976 5,000,00000 4,802,05009 4,954,596.16
3134G36D7 FEDERAL HOME LOAN MTG CORP M+ Aaa MA 3/20/2013 3/20/2018 1.200 850.000.00 826,264.60 850,000.00
313382PW7 FEDERAL HOME LOAN BANK M+ Aaa NR 4/24/2013 4/24/2018 1.000 5,000,000.00 4,844,580.00 5,000,000.00
313404233 FEDERAL HOME LOAN MTG CORP M+ Aaa MA 4/25/2013 4/25/2018 1.100 5,000,000.00 4,862,165.00 6,000,000.00
3133 ECNY6 FEDERAL FARM CREDIT BANK M+ Aaa MA 5/8/2913 5/8/2018 0.986 5,000,000.00 4,815,495.00 4,991,799.31
3134G45W4 FEDERAL HOME LOAN MTG CORP M+ Aaa AAA 5/29/2013 5/29/2018 1.000 5,000,000.00 4,845,755.00 5,000,000.00
313379073 FHLB 1.2506/18 AA+ Aaa NR 6/13/2013 6/8/2018 1,344 5,000,000.00 4,887,74500 4,978,477.72
313383QM6 FEDERAL HOME LOAN BANK AA+ Aaa NE 7/24/2013 7/24/2018 1.950 5,000,000,03 4,964,945.00 5,000,000.00
313383053 FHLB STEP-UP AA. Aaa ER 7/30/2013 7/30/2018 9.998 5,000,00000 4,951,33500 5,000,000.00
313383544 FEDERAL HOME LOAN BANK AA+ Aaa NR 7/30/2013 7/30/2918 1.859 5,000,000 00 4,959,455.00 5,300,000 00
1.230 243,595,000.00 241,834,61128 244,670,194.02
Source: US Bank Safekeeping
• Values may differ from Treasurer's Cost Carried due to accretion method variation.
Notes' Federal Agricultural Mortgage Corporation securities are issued by a U.S.Govemment agency and are not rated.
Negotiable CDs are not rated,but are FDIC insured.
8/31/2013
5
ll-r (Butte County
O a; O LAND OF NATURAL WEALTH AND BEAUTY
s O
O C. LINDA BARNES
TREASURER-TAX COLLECTOR
qty + ' 4 COUNTY ADMINISTRATIVE BUILDING
4' 25 COUNTY CENTER DRIVE,SUITE 125
OROVILLE,CALIFORNIA 95965-3384
TELEPHONE:(530)538-7701
FAX:(530)538-7648
September 30, 2013
Butte County Board of Supervisors
Butte County Chief Administrative Officer
The attached statements showing investment transactions for the month ending August 31,
2013 are submitted in accordance with Government Code, and with Local Agency Investment
Guidelines as recently revised by the California Debt and Investment Advisory Commission.
The Investment Policy effective July 1, 2013 includes a provision for monthly reporting of
investment transactions to the Board of Supervisors.
In addition to the above, Investment Reports will be submitted via email distribution, on a
monthly basis, going forward. As has been our practice, Quarterly Investment Reports are also
made available on the Treasurer-Tax Collector website at http://www.buttecounty.netlttc.
If you have any questions regarding recent changes to investment reporting, please feel free to
contact me, or Peggy Moak, at 538-7443.
Yours truly,
0. Fah„.
C. Linda Barnes
Butte County Treasurer-Tax Collector
Monthly Investment Transaction Reporting
Table of Contents
Funds Under Management of Trustees
• U.S. Bank — 2003 Refunding COP
• Wells Fargo Bank — 2004 Pension Obligation Bonds
• Wells Fargo Bank — 2006 Certificates of Participation
• Umpqua Bank - York Risk Services Group
Local Agency Investment Fund
• Butte County Treasurer
• Butte Community College District
• Paradise Unified School District
• Oroville Union School District
• Chico Unified School District
• Butte County Office of Education
Rabobank
CalTrust
U.S. Bank Safekeeping
Butte County Treasurer
Monthly Investment Transaction Reporting
Funds Under Management of Trustees
U.S. BANK, Trustee
2003 Refunding COP
Transaction Activity
Lease Payment Reserve Fund Expense Fund Total Cash
Acct.No Acct.No Acct.No With
Date Transaction XXXX6100 XXXX6101 XXXX6106 Fiscal Agent
2/28/2013 ENDING MKT VALUE 6,989.68 437,366.01 9,740.22 454,095.91
Estimated Gain/Loss (016.30) (910.30)
Interest Earned 0.21 1.35 0.30 1.86
AC-366,Interest,Justice Facility 0.00
AC-XXX,Principal,Justice Facility 0.00
Trustee Fee 0.00
Interest Payment 0.00
Transfer 0.00
3/31/2013 ENDING MKT VALUE 6,989.89'. ' 436,451.06 9,740.52 453,181.47
Estimated Gain/Loss (1,124.20) (1,17420)
Interest Earned 0.24 6,979.63 0.33 6,980.20
AC-366,Interest,Justice Facility 0.00
AC-XXX,Principal,Justice Facility 0.00
Trustee Fee 0.00
Interest Payment 0.00
Transfer 0.00
4/30/2013 ENDING MKT VALUE 6,990.13 442,306.49 9,740.85 459,037.47
Estimated Gain/Loss (1,185.80) (1,185.80)
Interest Earned 0.23 1.55 0.32 2.10
AC-366,Interest,Justice Facility 0.00
AC-XXX,Principal,Justice Facility 0.00
Trustee Fee 0.00
Interest Payment 0.00
Transfer 0.00
5/31/2013 ENDING MKT VALUE 6,990.36 441,122.24 9,741.17 457,853.77
Estimated Gain/Loss (1,06645) (1,086 45)
Interest Earned 0.24 1.74 0.33 2.31
AC-366,Interest,Justice Facility 406,465.46 406,465.46
AC-XXX,Principal,Justice Facility 0.00
Trustee Fee (2,750.00) (2,750.00)
Interest Payment 0.00
Transfer 0.00
6/30/2013 ENDING MKT VALUE 413,456.06 440,057.53 6,991.50 860,505.09
Estimated Gain/Loss (1,070.30) (1,070.30)
Interest Earned 6.47 1.68 0.31 8.46
AC-366,Interest,Justice Facility (13,455.00) (13,455.00)
AC-XXX,Principal,Justice Facility (400,000.00) (^400.000.00)
Trustee Fee 0.00
Interest Payment 0.00
Transfer 6,985.88 (6,985.88) 0.00
7/31/2013 ENDING MKT VALUE. 6,993.41 432,003.03 6,991.81. 445,988.25:
Estimated Gain/Loss (1,197.35) (1,197.35)
Interest Earned 0.13 1.61 0.24 1.98
AC-366,Interest,Justice Facility 0.00
AC-XXX,Principal,Justice Facility 0.00
Trustee Fee 0.00
Interest Payment 0.00
Transfer 0.00
8/31/2013 ENDING MKT VALUE 6,993.54 430,807.29 6,992.05 444,792.88
Sources: 1)U.S.Bank Statements,2)Butte County Finance Office
Butte County Treasurer
Monthly Investment Transaction Reporting
Funds Under Management of Trustees
Wells Fargo Bank, Trustee
2004 Pension Obligation Bonds
Transaction Activity
Series A Series B Total Cash With
Transaction&Month End Date XXXX1106 XXXX1109 XXXX1301 Fiscal Agent
2128/2013848;044.63 2,627.05 656,754.75 1,505,426.43
Interest Earned 40.02 0.05 31.01 71.08
CSCDA Issuer Fees 0.00
Wire Transfer From Butte County AC-049 0.00
Wire Transfer From Butte County AC- 0.00
Interest Paid to Bondholder (8,535.87) (8,535.87)
Principal Paid to Bondholder 0.00
Transfer/s 0.00
3/31/2013 846,084.65 2,627.10 648,249.89 1,496,961.64
Interest Earned 37.75 1.17 28.93 67.85
CSCDA Issuer Fees 0.00
Wire Transfer From Butte County AC-049 0.00
Wire Transfer From Butte County AC- 0.00
Interest Paid to Bondholder (9,488.10) (5,488.10)
Principal Paid to Bondholder 0.00
Transfer/s 0.00
4/30/2013 846,122.40 2,628.27 638,790.72 1,487,541.39
Interest Earned 31.41 0.04 23.72 55.17
CSCDA Issuer Fees 0.00
Wire Transfer From Butte County AC-049 0.00
Wire Transfer From Butte County AC- 0.00
Interest Paid to Bondholder (9,182.03) (9,182.03)
Principal Paid to Bondholder 0.00
Transfer/s 0.00
5/31/2013 846,153.81 2,628.31 629,632.41 1,478,414.53
Interest Earned 17.28 0.02 12.86 30.16
CSCDA Issuer Fees0.00
Wire Transfer From Butte County AC-049 0.00
Wire Transfer From Butte County AC- 0.00
Interest Paid to Bondholder (845495.90) (9,989.95) (855485.85)
Principal Paid to Bondholder 0.00
Transfer/s 0.00
6/30/2013 675.19 2,628.33 619,655.32 622,958.84
Interest Earned 0.47 1.00 5.88 7.35
CSCDA Issuer Fees 0.00
Wire Transfer From Butte County AC-049 0.00
Wire Transfer From Butte County AC- 0.00
Interest Paid to Bondholder (8,401.12) (8,401.12)
Principal Paid to Bondholder 0.00
Transfer/s 0.00
7/31/2013 675.66 2,629.33 611,260.08 614,565.07
Interest Earned 0.01 0.01 5.31 5.33
CSCDA Issuer Fees (4,203.00) (4,203.00)
Wire Transfer From Butte County AC-049 1,749,519.14 1,749,519.14
Wire Transfer From Butte County AC- 287,937.59 287,937.59
Interest Paid to Bondholder (9,325.16) (9,325.16)
Principal Paid to Bondholder 0.00
Transfer/s 0.00
8/31/2013 1,745,991.81 2,629.34 889,877.82 2,638,498.97
Sources: 1)Wells Fargo Bank Statements,2)Butte County Finance Office
Butte County Treasurer
Monthly Investment Transaction Reports
Investments Under Management of Trustees
Wells Fargo Bank, Trustee
2006 Certificates of Participation
Transaction Activity
Base Rental
Reserve Fund Payment Fund Expense Fund Total With
Date Transaction XXXX0800 XXXX0801 XXXX0802 Fiscal Agent
02/28/13 Ending Balance 1,203,760.16 0.96 7,231.32 1,210,992.44
Transfer to another account (0 06) (0.06)
Transfer from another account 0.06 0.06
Trustee Fee 0.00
Interest Earned 0.06 0.06 0.12
Interest Paid to Bondholder 0.00
Principal Paid to Bondholder 0.00
Unrealized Gain/Loss (684.00) (684,00)
03/31/13 Ending Balance 1,203,076.22 1.02 7,231.32 1,210,308.56
Transfer to another account (0.06) (0.06)
Transfer from another account 0.06 0.06
Trustee Fee 0.00
Interest Earned 0.07 0.06 0.13
Interest Paid to Bondholder 0.00
Principal Paid to Bondholder 0.00
Unrealized Gain/Loss 5,508.00 5,508.00
04/30/13 Ending Balance 1,208,584.29 1.08 7,231.32 1,215,816.69
Transfer to another account (0.06) (0.06)
Transfer from another account 0.06 0.06
Trustee Fee 0.00
Interest Earned 0.07 0.06 0.13
Interest Paid to Bondholder 0.00
Principal Paid to Bondholder 0.00
Unrealized Gain/Loss (8.916.00) (8,916.00)
05/31/13 Ending Balance 1,199,668.36 1.14 - 7,231.32 1,206,900.82
Transfer to another account (0.06) (0.06)
Transfer from another account 0.06 0.06
Debt Service Wire Transfer 1,023,448.50 1,023,448.50
Interest Earned 0.07 0.06 0.13
Interest Paid to Bondholder 0.00
Principal Paid to Bondholder 0.00
Unrealized Gain/Loss (149100.00) (14,484.00)
06/30/13 Ending Balance 1,185,184.43 1,023,449.70 7,231.32 2,215,865.45
Transfer to another account (4,000 36) (0.06) (0.000.42)
Transfer from another account 6,000.42 6,000.42
Debt Service Wire Transfer 0.00
Interest Earned 0.07 4.77 0.06 4.90
Interest Paid to Bondholder (184,450.00) (184,450.00)
Principal Paid to Bondholder (845,000.00) (845,000.00)
Unrealized Gain/Loss 5,664.00 5,664.00
07/31/13 Ending Balance 1,184,848.14 4.89 7,231.32. 1,192,084.35.
Transfer to another account (0.00) (0.06)
Transfer from another account 0.06 0.06
Debt Service Wire Transfer 0.00
Interest Earned 0.02 0.06 0.08
Interest Paid to Bondholder 0.00
Principal Paid to Bondholder 0.00
Unrealized Gain/Loss (1,044.00) (1,944.00)
08/31/13 Ending Balance 1,182,904.16 4.95 7,231.32 1,190,140.43
Sources: 1)Wells Fargo Bank,2)Butte County Finance Office
Butte County Treasurer
Monthly Investment Transaction Reports
Investments Under Management of Trustees
York Risk Services Group, Claims Administrator
Umpqua Bank
WORKERS' COMPENSATION
Account # XXXXX2601
Transaction Activity - Current Month
Beginning Balance-7/31/2013 66,432.99
Deposits 8/06/2016 136,159.89
8/8/2013 36,359.85
8/8/2013 250.00
8/23/2013 15,000.00
Disbursements Checks Paid (150,850.12)
TM Fee (84.12)
Ending Balance-8/31/2013 103,268.49
Source: Umpqua Bank Statement
9/3/13 LAIF Regular Monthly Statement
Local Agency Investment Fund
V.b • ....rr , '. ,mfx-
P.O.Box 942809
Sacramento,CA 94209-0001 1811
(916)653-3001 September 03,
2013
BUTTE COUNTY u.l t,eg" rt.+. Yit14::
CHIEF DEPUTY TREASURER
25 COUNTY CENTER DRIVE Account Number
OROVILLE,CA 95965-3384
Tran Type Definitions
2013.Statement
Effective Transaction Tran Confirm
Date Date Type Number Authorized Caller Amount
8/6/2013 8/6/2013 RW 1406458 COLETTE WORSHAM -2,000,000.00
8/8/2013 8/8/2013 RW 1406666 COLETTE WORSHAM -2,000,000.00
8/9/2013 8/9/2013 RW 1406776 COLETTE WORSHAM 1,500,000.00
8/13/2013 8/13/2013 RW 1406957 COLETTE WORSHAM -1,500,000.00
8/14/2013 8/14/2013 RW 1407067 PEGCiY MOAK -5,000,000.00
8/19/2013 8/19/2013 RD 1407390 PEGGY MOAK 2,000,000.00
8/22/2013 8/22/2013 RD 1407676 COLETTE WORS41AM 12,000,000.00
8/30/2013 8/30/2013 RW 1408278 COLETTE WORSHAM -2,000,000.00
Account Summary
Total Deposit: 14,000,000.00 Beginning Balance: 24,566,791.30
Total Withdrawal: -14,000,000 A0 Ending Balance: 24,566,791.30
haps://leifms.treasurer.ca.gov/Regular5tatement.aspx 1/1
9/3113 tAIF Regular Monthly Statement
Local Agency Investment Fund .i. t; : . -
r u,i?
P.O. Box 942809 4-
Sacramento,CA 94209-0001
(916) September 03,
653-3001
2013
BUTTE COMMUNITY COLLEGE DISTRICT PMIA Average Monthly Yields
BUTTE COUNTY TREASURER.
25 COUNTY CENTER DRIVE,SUITE 125 Account Number:
OROVILLE,CA 95965-3384
Tran Type De Ruinous
August 2013 Statement
i
Effective Transaction Tran Confirm
Date Date Type Number Anatol-in dCaller Amount
8/12/2013 8/12/2013 RW [406874 COLETTE WORSHAM -3,000,000.00
8/29/2013 8/29/2013 RD 1408144 COLETTE WORSHAM 4,000,000.00
Account Summary
Total Deposit: 4,000,000.00 Beginning Balance: 17,491,910.38
Total Withdrawal: -3,000,000,00 Ending Balance: 18,491,910.38
hops://lailms.treasurer.ca.go\lRegularstatement.aspx 1/1
.43/13 - IAIF Regular Monthly Statement
Local Agency Investment Fund
P.O.Box 942809 wivw.treasurerca.gov/pmia-
Sacramento,CA 94209-0001 'S
(916)653-3001 September 03,
2013
PARADISE UNIFIED SCHOOL DISTRICT PM4. 4.:, SLir.i.';'olds
BUTTE COUNTY TREASURER
25 COUNTY CENTER DRIVE,SUITE 125 militant Number:
OROVILLE„CA 95965
ft;_an Type Definitions August 2013 Statement
Account Summary
Total Deposit: 0.00 Beginning Balance: 12,523,907.49
Total Withdrawal: 0.00 Ending Balance: 12,523,907.49
https:Maifms.treasurer.ca.gc#RegularStatement.aspx 1/1
9/3/13 LAIF Regular Monthly Statement
Local Agency Investment Fund
www.tre a s u re r.ca,gov/pmtu-
P.Q. Box 942809 lair
Sacramento,CA 94209-0001 September 03,
(916)653-3001 2013
OROVILLE UNION HIGH SCHOOL DISTRICT PMIA Ave *ye Monthly Yields
BUTTE COUNTY TREASURER
25 COUNTY CENTER DRIVE,SUITE 125 Account Number:
OROVILLE,CA 95965-3384
Tran Type Definition. August 2013 Statement
i
Account Summary
Total Deposit: 0.00 Beginning Balance: 10,426,232.83
Total Withdrawal: 0.00 Ending Balance: 10,426,232.83
htlps:l/lalfms.treasurer.ca.gov/RegularSlatenient.aspx 1/1
9/3/13 LAIF Regular Monthly Statement
Local Agency Investment Fund
P.O.Box 942809 wewvv.treasurer.ca,gav/pmia-
LIB
Sacramento,CA 94209-0001
(916)653-3001 September 03,
2013
CHICO UNIFIED SCHOOL DISTRICT u IA ,.. t a:: ss
BUTTE COUNTY TREASURER
25 COUNTY CENTER DRIVE,SUITE 125 Account Number:
OROVILLE,CA 95965-3384
1.,s : �., .. s August 2013 Statement
i
Account Summary
Total Deposit: 0.00 Beginning Balance: 30,255,354.52
Total Withdrawal: 0.00 Ending Balance: 30,255,354.52
https://lalfms.treasurer.ca.gov/Reg ularStatement.aspx 1/1
9/3/13 LAIF Regular Monthly Statement
Local Agency Investment Fund
Y.O.Box 942809 i... tr-t,. c E. •t a 'a.
blf
Sacramento,CA 94209-0001
September 03,
(916)653-3001
2013
BUTTE COUNTY OFFICE OF EDUCATION PM:F i t uxa:h _ •
..
BU`Cl'E COUNTY TREASURER
25 COUNTY CENTER DRIVE,SUITE 125 'ount Number:
OROVILLE,CA 95965-3384
Trim Type Definitions August 2013 Statement
Account Summary
Total Deposit: 0.00 Beginning Balance: 13,417,650.59
Total Withdrawal: 0.00 Ending Balance: 13,417,650.59
https://lalfms.treasurer.ca.gov/Reg ularStatement.aspx 1/1
Account Number:
Last Statement: u y 1, 2013
' Rabobank,N.A. This Statement: August 30, 2013
PO.Box 6002 Total days in statement period: 30
Rabobank Arroyo Grande,CA 93427-6002 Page 1 of 1
Direct inquiries to: 688-945-6600
RABOBANK, N.A.
2227 MYERS STREET
OROVILLE CA 95966
oz 03. RETURN SERVICE REQUESTED
tia® BUTTE COUNTY TREASURER'S
INVESTMENT POOL
d3a4b 25 COUNTY CENTER DR ST 125
02272 OROVILLE CA 95965-3384
IIIIIIiIiniiIIiqIIihI11111uPdiIIliI1iilnilr1iun1111117p
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Public Investment Money Market
Account number Beginning balance $2,802,068.33Y-0.\,�
Avg collected balance $2,802,068.00 Total additions $590.19 Tkod
Interest paid year to date $40,362.45 Total subtractions $0.00 ----��
Ending balance $2,802,658.52 jdl
CREDITS
Date Description Additions
08-30 INTEREST CREDIT 590,19
DAILY BALANCES
Date Amount Date Amount Date Amount
07-31 2,802,068.33 08-30 2,802,658.52
INTEREST INFORMATION
Annual percentage yield earned 0.26%
Interest-bearing days 30
Average balance for APY $2,802,068.33
Interest earned $587.44
OVERDRAFT/RETURN ITEM FEES
Total for Total
this period year-to-date
Total overdraft fees $0.00 $0.00
Total returned item fees $0.00 $0.00
Thank you for banking with Rabobank
SRabobank,N.A.•Member FDIC
r6 �x www.rabobankamerica.com
3036 rev us-13
COUNTY OF BUTTE
crausif FOR PERIOD
' August 01, 2013 -August 31, 2013
CalTrust Short Term Fund
Price Per Average Average Realized
Date Transaction Shares Share Amount Cost NAV Cost Amount Gain/Loss'
07/31/2013 BALANCE FORWARD 447.555 10.02 4,484.50 10.01984114 4,484.43
08/01/2013 INCOME DISTRIBUTION-JULY 0.119 10.02 1.19 10.01983586 1.19 0.00
08/31/2013 UNREALIZED GAIN(LOSS) 0.000 0.00 0.00
08/31/2013 ENDING BALANCE 447.674 10.02 4,485.69 4,485.62
INCOME DISTRIBUTION PAID-JULY 0.00
INCOME ACCRUAL-AUGUST 128
CUMULATIVE UNREALIZED GAIN(LOSS) 0.07
'Please note that this information should not be construed as tax advice and it is recommended that you consult with a tax professional regarding your account.
For Inquiries About Your Account,Contact: COUNTY OF BUTTE
ATTN: PEGGY MONK
Nottingham Investment Administration 25 COUNTY CENTER DR, STE 125
116 South Franklin Street
Rocky Mount,NC 27804 OROVILLE CA 95965
Attention:CaITRUST Shareholder Services
Phone:800.773.3863
Fax:252-972-1908
Email:caltrustsupport@ncfunds.com Page 1 of 1
Ulbanka
Acct Name: BUTTE COUNTY TREASURER '1 SUMMARY-USD Page 1
Acct Number: M_ For pedod 08/01/2013-08/31/2013
ACTIVITY-Settled/Cleared Cash Activity
Transaction Type Amount Your Sales Representative is:SAFEKEEPING OPERATIONS
Purchases 0.00 (800)236-4221
Purchase Reversals 0.00
Sales 0.00 Statement Contents
Sale Reversals 0.00 'Summary
Withdrawals 0.00 'Activity-Settled/Cleared Cash Activity
Receipts 0.00 "Activity-Projected Activity for Next Statement Period
Deliveries 0.00 *Holdings
Principal Reversals 0.00 *Cash Flow Projections
Interest 376,497.76
Interest Reversals 0.00
Interest Adjustments 0.00
Maturities 7,000,000.00
Calls 0.00
Puts 0.00
Paydowns 0.00
Paydown Adjustments 0.00
Payups 0.00
Payup Adjustments 0.00
Cash Dividends 0.00
Balance Changes 0.00
Stock Dividends 0.00
Closeouts 0.00
Closeout Dividends 0.00
Net Activity 7,376,497.76
HOLDINGS-Custody
Category Par/Shares Original Face Principal Cost Market Value
Domestic Time Deposits 3,250.000.00 3,250,000.00 3,250,000.00 751,214.28
US Government Agency Securities 227,595,000.00 227,595,000.00 229,056,733.62 225,689,516.50
Corporate Securities 9,750,000.00 9,750,000.00 10,023,755.00 9,931,772.50
Municipal Securities 3,000,000.00 3,000,000.00 3,022,160.00 2,962,110.00
Total Custody Holdings 243,595,000.00 243,595,000.00 245,352,648.62 239,334,613.28
ibank„
Acct Name: BUTTE COUNTY TREASURER ACTIVITY-USD Page 2
Acct Number: - Settled/Cleared Cash Activity For period 08/01/2013-08/31/2013
Date Activity Description Rate Par Security ID Amount
Ticket Maturity Price
08/01/2013 Interest TENNESSEE VALLEY AUTHORITY 4.750 880591DW9 118,750.00
392083289 08/01/13 NOTES 08/01/2013
08/01/2013 Maturity TENNESSEE VALLEY AUTHORITY 4.750 880591DW9 5,000,000.00
392083289 08/01/13 NOTES 08/01/2013
08109/2013 Interest MERRICK BANK .700 59012YL47 148.63
392119551 CERTIFICATE OF DEPOSIT 09/09/2013
08/13/2013 Interest FEDERAL HOME LOAN BANK 1.000 3133826Y4 50,000.00
392137577 02/13/18 02/13/2018
08/14/2013 Interest FHLB 4.02 08/13 4.020 3133XPFV1 40,200.00
392084103 FHLB NON STRUCTURED CALLABLE 08/14/2013
08/14/2013 Maturity FHLB 4.0208/13 4.020 3133XPFV1 2,000,000.00
392084103 FHLB NON STRUCTURED CALLABLE 08/14/2013
08/14/2013 Interest FEDERAL NATL MORTGAGE ASSN 1.000 3135G0UE1 50,000.00
392137699 02/14/18 02/14/2018
08/19/2013 Interest GE CAPITAL FINANCIAL INC CD 1.850 36160XUB1 2,293 49
392118584 08/19/2016
08/20/2013 Interest FEDERAL HOME LOAN BANK 1.630 313370NE4 40,750.00
392106333 08/20/15 BONDS 08/20/2015
08/20/2013 Interest JP MORGAN CHASE BANK NA 1.125 48124JSZ2 1,394.69
392138051 CERTIFICATE OF DEPOSIT 02/20/2018
08/22/2013 Interest FEDERAL HOME LOAN BANK 1.150 3133823A9 28,750.00
392138200 02/22/18 02/22/2018
08/26/2013 Interest DISCOVER BANK 1.500 254670R87 1,859.59
392118875 CERTIFICATE OF DEPOSIT 08/24/2015
08/26/2013 Interest GOLDMAN SACHS BANK USA 1.150 3814264D4 1,425.68
392118876 CERTIFICATE OF DEPOSIT 08/25/2014
08/26/2013 Interest AMERICAN EXPR CENTURION 1.150 02587DCK2 1,425.68
392119025 CERT OF DEPOSIT 08/25/2014
embank.
Acct Name: BUTTE COUNTY TREASURER ACTIVITY-USD Page 3
Acct Number: - Settled/Cleared Cash Activity For perio0 08/01/2013-08/31/2013
Date Activity Description Rate Par Security ID Amount
Ticket Maturity Price
08/26/2013 Interest FEDERAL HOME LOAN MTG CORP .500 3134G3NL0 12,500.00
392127562 02/24/15 NOTES 02/24/2015
08/26/2013 Interest FEDERAL FARM CREDIT BANK 1.080 3133ECGC2 27,000.00
392138963 02/26/18 02/26/2018
Net Activity 7,376,497.76