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HomeMy WebLinkAboutTransaction Reporting August 31, 2016 """"""" ""'""' Treasurer —Tax Collector Peggy Moak, Treasurer-Tax Collector 25 County Center Drive, Suite 125 T: 530.538.7701 enve, buttecount .net/ttc Oroville, California 95965-3384 F: 530.538.7648 TREASURER--TAX COLLECTOR September 15, 2016 Butte County Board of Supervisors Butte County Chief Administrative Officer Investment Pool Oversight Committee The attached statements showing investment transactions for the month ending August 31, 2016 are submitted in accordance with Government Code, and with Local Agency Investment Guidelines as recently revised by the California Debt and Investment Advisory Commission. The Investment Policy effective July 1, 2016 includes a provision for monthly reporting of investment transactions to the Board of Supervisors. In addition to the above, Investment Reports will continue to be submitted on a monthly basis going forward. As has been our practice, Quarterly Investment Reports are also made available on the Treasurer-Tax Collector website at http://www.buttecounty.net/ttc. If you have any questions regarding recent changes to investment reporting, please feel free to contact me, or Lisa Lam, at 538-7539. Yours truly, Peggy Moak Butte County Treasurer-Tax Collector Monthly Investment Transaction Reporting Table of Contents Funds Under Management of Trustees • Wells Fargo Bank — 2004 Pension Obligation Bonds • Wells Fargo Bank — 2006 Certificates of Participation • Umpqua Bank - York Risk Services Group Local Agency Investment Fund • Butte County Treasurer • Butte Community College District • Paradise Unified School District • Oroville Union School District • Chico Unified School District • Butte County Office of Education CalTrust CAMP River City Bank US Bank Safekeeping Butte County Treasurer Monthly Investment Transaction Reporting Funds Under Management of Trustees Wells Fargo Bank, Trustee 2004 Pension Obligation Bonds Transaction Activity Series A Series B Total Cash With Transaction&Month End Date XXXX1106 XXXX1109 XXXX1140 XXXX1141 XXXX1142 XXXX1301 XXXX1305 XXXX1307 Fiscal Agent 2/29/2016 Fair Value 71.88 2,641.35 0.00 23.85 1,041,094.45 12,422.36 890,720.98 0.00 1,946,974.87 Interest Earned 0.02 0.28 0.01 0.03 0.71 246.93 247.98 CSCDA Issuer Fees 0.00 Wire Transfer From Butte County 0.00 Transfer from XXXX1301 0.00 Transfer To XXXX1301 (13,503.28) (13,503.28) Transfer To XXXX1142 1 0.00 Principal Paid to Bondholder 0.00 Interest Paid to Bondholder (12,422.36) (12,422.36) Transfer from XXXX1305 13,503.28 13,503.28 3/31/2016 Fair Value 71.90 2,641.63 0.00 23.86 1,041,094.48 13,503.99 877,464.63 0.00 1,934,800.49 Interest Earned 0.02 2.20 0.01 0.03 0.39 271.74 274.39 CSCDA Issuer Fees 0.00 Wire Transfer From Butte County 0.00 Transfer from XXXX1301 0.00 Transfer To XXXX1301 (13,421.31) (13,421.31) Transfer To XXXX1142 0.00 Principal Paid to Bondholder 0.00 Interest Paid to Bondholder (13,503.99) (13,503.99) Transfer from XXXX1305 13,421.31 13,421.31 4/30/2016 Fair Value 71.92 2,643.83 0.00 23.87 1,041,094.51 13,421.70 864,315.06 0.00 1,921,570.89 Interest Earned 0.02 0.30 0.01 0.03 0.65 259.78 260.79 CSCDA Issuer Fees 0.00 Wire Transfer From Butte County 0.00 Transfer To XXXX1307 (395,000.00) (395,000.00) Transfer To XXXX1301 (13,073.03) (13,073.03) Transfer To XXXX1140 (200,000.00) (200,000.00) Transfer To XXXX1141 (840,542.32) (840,542.32) Principal Paid to Bondholder 0.00 Interest Paid to Bondholder (13,421.70) (13,421.70) Transfer from XXXX1142 200,000.00 840,542.32 1,040,542.32 Transfer from XXXX1305 13,073.03 395,000.00 408,073.03 5/31/2016 Fair Value 71.94 2,644.13 200,000.00 840,566.20 552.22 13,073.68 456,501.81 395,000.00 1,908,409.98 Interest Earned 0.02 0.30 11.54 56.71 0.02 0.76 241.54 18.95 329.84 CSCDA Issuer Fees 0.00 Wire Transfer From Butte County 0.00 Transfer To XXXX1307 0.00 Transfer To XXXX1301 (13,139.73) (13,139.73) Transfer To XXXX1140 0.00 Transfer To XXXX1141 0.00 Transfer To XXXX1142 (71.96) (71.96) Principal Paid to Bondholder (200,000.00) (395,000.00) (595,000.00) Interest Paid to Bondholder (840,566.20) (13,073.68) (853,639.88) Transfer from XXXX1106 71.96 71.96 Transfer from XXXX1305 13,139.73 13,139.73 6/30/2016 Fair Value 0.00 2,644.43 11.54 56.71 624.20 13,140.49 443,603.62 18.95 460,099.94 Interest Earned 2.52 0.02 0.52 131.95 0.01 135.02 CSCDA Issuer Fees 0.00 Transfer To XXXX1307 0.00 Transfer To XXXX1301 (13,755.65) (13,755.65) Transfer To XXXX1140 0.00 Transfer To XXXX1141 0.00 Transfer To XXXX1142 0.00 Principal Paid to Bondholder 0.00 Interest Paid to Bondholder (13,140.49) (13,140.49) Transfer from XXXX1106 0.00 Transfer from XXXX1305 13,755.65 13,755.65 7/31/2016 Fair Value 0.00 2,646.95 11.54 56.73 624.20 13,756.17 429,979.92 18.96 447,094.47 Interest Earned 0.29 0.02 0.73 126.33 0.01 127.38 Wire Transfer From Butte County 1,949,956.40 565,414.75 2,515,371.15 Transfer To XXXX1307 0.00 Transfer To XXXX1301 (14,246.25) (14,246.25) Transfer To XXXX1140 0.00 Transfer To XXXX1141 0.00 Transfer To XXXX1142 0.00 Principal Paid to Bondholder 0.00 Interest Paid to Bondholder (13,756.17) (13,756.17) Transferfrom XXXX1106 0.00 Transfer from XXXX1305 14,246.25 1 14,246.25 8/31/2016 Fair Value 1,949,956.40 2,647.24 11.54 56.75 624.20 14,246.98 1 981,274.75 18.97 2,948,836.83 Sources: 1)Wells Fargo Bank Statements,2)Butte County Administration Office Butte County Treasurer Monthly Investment Transaction Reports Investments Under Management of Trustees Wells Fargo Bank, Trustee 2006 Certificates of Participation Transaction Activity Base Rental Reserve Fund Payment Fund Expense Fund Escrow Fund Total With Date Transaction XXXX0800 XXXX0801 XXXX0802 XXXX1300 Fiscal Agent 2/29/2016 Fair Value 1,224,542.94 14,850.74 2,231.32 0.00 1,241,625.00 Transfer to another account 0.02 0.02 Transfer from another account 0.02 0.02 Transfer from another account 0.00 ACH TRF 907064 0.00 Interest Earned 0.09 0.12 0.02 0.23 Interest Paid to Bondholder 0.00 Principal Paid to Bondholder 0.00 Unrealized Gain/Loss 3,357.90 3,357.90 3/31/2016 Fair Value 1,227,900.93 14,850.88 2,231.32 0.00 1,244,983.13 Transfer to another account 0.02 0.02 Transfer from another account 0.02 0.02 Transfer from another account 0.00 ACH TRF 907064 0.00 Interest Earned 0.10 0.13 0.02 0.25 Interest Paid to Bondholder 0.00 Principal Paid to Bondholder 0.00 Unrealized Gain/Loss (2.,632.50) (2.,632.50) 4/30/2016 lFair Value 1,225,268.53 14,851.03 2,231.32 0.00 1,242,350.88 Transfer to another account 0.02 0.02 Transfer from another account 0.02 0.02 Transfer from another account 0.00 ACH TRF 907064 0.00 Interest Earned 0.09 0.12 0.02 0.23 Interest Paid to Bondholder 0.00 Principal Paid to Bondholder 0.00 Unrealized Gain/Loss 6,838.65 6,838.65 5/31/2016 Fair Value 1,232,107.27 14,851.17 2,231.32 0.00 1,249,189.76 Transfer to another account 0.02 0.02 Transfer from another account 0.02 0.02 Transfer from another account 0.00 ACH TRF FOR DEBIT SERVICE 1,081,650.00 1,081,650.00 Interest Earned 4.44 0.13 0.02 4.59 Interest Paid to Bondholder 0.00 Principal Paid to Bondholder 0.00 Unrealized Gain/Loss 0.00 6/30/2016 Fair Value 1,232,111.71 1,096,501.32 2,231.32 0.00 2,330,844.35 Transfer to another account 0.02 0.02 Transfer from acct.XXXX0802 2,231.32 2,231.32 Refunding roceeds from Capital One 4,155,266.09 4,155,266.09 Transfer from another account 0.02 0.02 Transfer from acct.XXXX0800 1,220,807.25 1,220,807.25 Transfer from acct.XXXX0801 14,851.17 14,851.17 ACH TRF FOR DEBIT SERVICE 0.00 Interest Earned 10.13 4.86 0.02 15.01 Interest Paid to Bondholder (131 65000) (131 65000) Principal Paid to Bondholder 950.,000.00 950.,000.00 TRANFSER TO ESCROW REFUNDING ACCOUNT 1.220.,807.25 2.231 32 1.223.,038.57 TRANSFER TO ESCROW REFUNDING ACCOUNT (14 851 17) (14 851 17) 7/31/2016 Fair Value 11,314.59 5.03 0.00 5,393,155.83 5,404,475.45 Transfer to account XXXX0801 5.,393.,155.83 5.,393.,155.83 Wire Transfer to Butte Count 11.,316.28 5.05 11.,321 33 Refunding proceeds from Capital One 0.00 Transfer from another account 0.00 Transfer from acct.XXXX0800 0.00 Transfer from acct.XXXX0801 0.00 ACH TRF FOR DEBIT SERVICE 0.00 Interest Earned 1.69 0.02 1.71 Interest Paid to Bondholder (23 15583) (23 15583) Principal Paid to Bondholder 5.,370.,000.00 5.,370.,000.00 TRANFSER FROM ESCROW REFUNDING ACCOUNT XXXX1300 5,393,155.83 5,393,155.83 8/31/2016 Fair Value 0.00 0.00 0.00 1 0.00 1 0.00 Sources: 1)Wells Fargo Bank,2)Butte County Administration Office Butte County Treasurer Monthly Investment Transaction Reports Investments Under Management of Trustees York Risk Services Group, Claims Administrator Umpqua Bank WORKERS' COMPENSATION Account#XXXXX2601 Transaction Activity-Current Month Beginning Balance-7/31/2016 202,090.59 Deposits/Additions 8/1/16 31,517.33 8/5/16 31.32 8/11/16 96,859.69 8/11/16 39,811.62 8/15/16 25,500.00 8/19/16 113,347.31 8/29/16 80.43 Withdrawals/Subtractions Disbursements Checks Paid (384,157.43) Maintenance Fee 8/22/16 (122.88) Ending Balance-8/31/2016 124,957.98 Source: Umpqua Bank Statement LAW Regular Monthly Statement Page I of 1 Local Agency Investment Fund 11.0.Box 9428119 vv�v�v.tt casurcr.ca"xov/arnia-Isr�fllaapl��a Sacramento,CA 94209,-011111 (916)fir,3-3001 September 01,2016 IiIJ"pTI.C OIJNTY C'ICIpt C31,I'tI"I"Y"C'1xI"sA5tI12I:ilt 1"ally#,Aa rrat ,I4lontlaly litlgl 25 C OONTY C't NITR DRIVE OROVI1.LC3,CA 95965-3384 Account Number [i aat�pl' 1�s l k t'itti itnro: August 2016 Statement Effective Transaction"Craw Confirm Date Date Type 1Numher Authorized Caller Amount 8/4/2016 8/4/2016 RW 1511434 CO[J'TT1?W0161 IAM -9,500,000.00 8/12/2016 8/12/2016 RW ;1511978 C C)LFFI1?,WORSHAM -3,000,000410 Account:Summar 'I'm] Deposit: 0.00 113 inning Balance: 19,308,890.29 Total Withdrawal: -12,500,000.00 Ending Balance;: 6,808,890.29 haps://laiI'ms.treasurer.ca.t I'ms.treasurer.ca.gov/RcgularStatement.aspx 9/1/2016 I A1F Regular Monthly Statement Page 1. of 1. Local Agency Investment Food 11,0. Rox 942809 Sacranrcuto,("A 94209-0001 r rvry tre,rwurr,r.cat,riry� tmti�t-lett/I Aif.tr (916)653-3001 S epteRnber 01,2016 BUTTE COMM C O UGE DISTRICT 1311'I'I'i;iC€.�tJN'I`�'"I'ltl3/3St1IZl:al2 I'1m11r1rh:.�i,w.at;t CW9if��l�t�;,lg�ta�121� 25 COUNTY CENTER DRIVF,SIJI'C11 125 OROV11,111"i,CA 95965-3384 Acctrtrtrt Nuontrcr. I¢tra....ylrot l)a lMrl lw4r Ati8ast 2016 statement Effective TransactionTran (;onf rm Date Date Type Number Authorized Culler Amount 815/2016 8W2016 RW 1511448 C"0)I,1:'I'"l'Ii WORSI IAM -9,000,000.00 9/24/2016 8/24/2016 RW 1512761 Col'I'l-ITVVORSI]AM 4,1100,000.00 Account:autnrnatry Total Deposit: 0,00 Beginning Balance: 16,1.23,393.14 Total Withdrawal: -83,000,000.00 End Balance: 3,123,393.14 haps://Iaifms.treasurer.ca.l ov/ReguI arStatement,aspx 9/I/2016 LAII' Regular Monthly Statement Pate I of 1 Local Agcncy Investment Fund P.O.Box 942809 Sacramento,t~'A°14211')-Iltllll +�ww.tr•cawur°cr,rra.Mov!rrrrisr-iurit/lrrif.as a Sacr rment11111 � September 01,2016 PARADISE:UI^IFIIT)SO 100L DISTRICT T 131P'1TE CO(JNTY'1RFAS(JRllt k'11IA.,,M ttu!a ltrrxp.ltrl 5'ic,ltls 25 COUNTY C HN"CI?R DRIVE,SUI"I is 125 OROVII I.I,,CA 95965 Account Number: I ra i®lit c I)x,I'nifions Aut;arst 2016 Statement Effective Trhnsaction'Tran Confirm Date Elate Type Number Authorized Caller Amount 8/10/2016 8/10/2016 RW 1511783 IASA LAM -1,000„000.00 8/19/2016 8119/2.016 RW 1512485 LISA LAM -2,500,0011.00 Account Summary `loud Deposit: 0.00 Beginning Balance: 9,145„793,53 Total Withdrawal: -3,500,000.00 Ending Balance: 5,645,793.53 https;//laifms.theasLirer.c;a.gov/RegularStatement.aspx 9/1/2016 LAW Regular Monthly Statement Page l of 1 Local Agency hivestment Fund 11.0. Box 942809 vww.trca.n°ir � rctaww�nnai• ;tMt . S, Sacumit ,C94209-t001( i)Co � September 01,2016 OROVILLF UNION H10II SCHOOL DISTRICT BUTTE,,COUNTY TREASURER 1'4II���1:c3md�c.�fltnttliB� Via�lal� 25 COUNTY CENTER DRIVI,S1 ITL' 125 OROVILLE,CA 0596:5-3384 Account Number: 1°�°<�n'1 YL 1?ufir ifirt tti, August 2016 Statement LiTectiue "transaction frau (infirm Date Date Type Number Authorized Caller Amount 8/1.0/2016 8110/2016 RW 1511784 LISA LAM -1,000,000.00 8119/2016 8/19/2016 RW 1512486 LISA LAM -2,500,0047.00 Account Summary Total I)cposit: 0.00 I cginning Balance: 9,543,070.44 Taal'Withdrawal: -3,500,000,00 Ending M las= 6,043,070.44 https:Hlaift'ns.treasurer.ca.gov/RegularStatement.aspx 9/1/2016 LAID Regular Monthly Statement Page 1 of 1. Local Agency Investment Fund 11.0.Box 942809 wwva.ta°casuurcr,ti°au.fray/amlai•lait71ai1�a�x� Sacramento,CA 94209.1101111 (916)653-:001 Sel�temMcr 01,2016 CHICO UNIFII-;La SCHOOL DISTRICT. 131.➢'rT13 CO(JN'CY"1'R[;ASl1Rl:ilt t".1,_11 1—AYa I�aautlily Yields 25 COUNTY CENT1 R DRIVE,SUITts 125 C)ROVI1,IX,C.A. 95965-3384 Account Number: l a zgo'N,yT>c 17 1(uritac7a s. Atilt ist 2016 Statement Effective TransactionTt':auu C onrirm Bate Date TYPc Number Authorized Caller Amount 8/10/2016 8/10/2016 RW 1511786 LISA LAM -1,000„000.00 Account Summary Total Deposit: 0.00 Beginniaig Balance: 12,968,884.80 Total Withdrawal: -1,000,000.00 EAlding 13almice: 11,968,884,80 https://fait`ms.treasu:rer.ca.gov/RegularStatemeiit.aspx 9/l/2016 LAW Regular Monthly Statement Page ] of l Local Agency Investinaent Fund 11.0.Box 94280 Sacramento,('A 94209-0001 Mvwu��.ta car_ w 1p awr September 01,2016 916 653-3001 I3t9"ITF,COUNTY C)F ICI:OF 1:"DUC'A I'ION 13t1"1"I.I:COIJN'I'Y'I'Ii13ASIJIZ 3l'R LIMA Air!"i�1 �ata�?tllrl 6`cltls 25 COUNTY CI N"tkR DRIVE,SUI"1`t 125 OROVIL.1,L,CA. 95965-3384 Account Number to in tion's August 2016 Statement [affective Transaction Tran (,,unrtrm Date Date •IYI)e Number Authorized C'aller Amount 8/24/2010 8/24/2016 RW 1512762 C OLIii7""1]i WC7R i1-IAlv7 -4,000,000.00 Account Summar "fatal Deposit: 0.110 Beginning Balance: 8,541,386.01 Total Withdrawal: -4,000,000,00 Ending Balance: 4,541,386,01 https://failnis.treasurer.ca,gov/RegularStatement.aspx 9/l/2016 COUNTY OF BUTTE STATEMENT FOR PERIOD August 01, 2016 -August 31, 2016 CalTrust Short Term Fund - BUTTE, COUNTY OF Price Per Average Average Realized Date Transaction Shares Share Amount Cost NAV Cost Amount Gain/Loss" 07/31/2016 BALANCE FORWARD 453.847 10.03 4,552.09 10.01967623 4,547.40 08/01/2016 INCOME DISTRIBUTION-JULY 0.282 10.03 2.83 10.01968604 2.83 0.00 08/31/2016 UNREALIZED GAIN(LOSS) 0.000 -0.01 0.00 08/31/2016 ENDING BALANCE 454.129 10.03 4,554.91 4,550.23 INCOME DISTRIBUTION PAID-JULY 0.00 INCOME ACCRUAL-AUGUST 2.94 CUMULATIVE UNREALIZED GAIN(LOSS) 4.68 Please note that this information should not be construed as tax advice and it is recommended that you consult with a tax professional regarding your account. For Inquiries About Your Account, Contact: COUNTY OF BUTTE Nottingham Investment Administration BUTTE, COUNTY OF 116 South Franklin Street ATTN: PEGGY MOAK Rocky Mount,NC 27804 25 COUNTY CENTER DR, STE 125 Attention:CaITRUST Shareholder Services OROVILLE CA 95965 Phone:800.773.3863 Fax:252-972-1908 Email:caltrustsupport@ncfunds.com Page 1 of 1 Account Statement - Transaction Summary F Butte County - Butte.County _ .. Asset Summary Opening Market Value 20,038,125.84 Purchases 10,845.82 CAMP Pool Redemptions 0.00 Unsettled Trades 0.00 Total Change in Value 0.00 Asset Allocation Closing Market Value $20,048,971.66 Cash Dividends and Income 10,845.82 CAMP Pool 100.00% aim....... �[IF110, FM ,fit .aiiagenien't LLC IIS Account Statement F Butte County - Butte.County _ Trade Settlement Share or Dollar Ar Date Date Transaction Description Unit Price of Trans Opening Balance 08/31/16 09/01/16 Accrual Income Div Reinvestment- Distributions 1.00 10,8 Closing Balance Month of Fiscal YTD August January-August Opening Balance 20,038,125.84 0.00 Closing Balance 20,0, Purchases 10,845.82 20,048,971.66 Average Monthly Balance 2010: Redemptions(Excl.Checks) 0.00 0.00 Monthly Distribution Yield Check Disbursements 0.00 0.00 Closing Balance 20,048,971.66 20,048,971.66 Cash Dividends and Income 10,845.82 48,971.66 FM ,tit .�iiag`f*'nw"nl LLC Rive i C tv Bank W W W . R IV V R C IT Y B AN K . C 0 M MEMBER PO Box 15247,Sacramento,CA 95851-0247 FD Return Service Requested 00001166.0002329-OD01-0001,MMR80073708311694.21 Last statement.July 31,2016 This statement:August 31, 2016 Total days in statement period:31 COUNTY OF BUTTE 25 COUNTY CENTER DRIVE STE 125 Pa el OROVILLE CA 95965-0367 (0) Direct inquiries to: 916-567-2660 Public Fund Money Market Plus Account number — Low balance $1,003,230.72 Average balance $1,003,230.72 Avg collected balance $1,003,230 Interest paid year to date $3,272.08 DAILY ACTIVITY Date Description Additions Subtractions Balance 07-31 Beginning balance - .._._ - -- - -5-_.._.............. .......- -- ---- .. .. $1,003,230.72 08-31 ' Interest Credit 09.96 1,00,740.68 - - - -- _...-- —.._.. _ .. --- - ---- - - -- --- -- - _................... ------------ -- --..._- ----_. 0$-31 Ending totals 509,96 .00 $ ,003,740.68 INTEREST INFORMATION Annual percentage yield earned 0.60% Interest-bearing days 31 Average balance for APY $1,003,230.72 Interest earned $509.96 OVERDRAFTIRETURN ITEM FEES Totai for Total this period year-to-date 'y Total Overdraft Fees $0.00 $0.00 Total Returned Item Fees $0.00 $0.00 OOD011fiS000232fl-0001-0001-MIMR$00%370331160421[00001165)-000002331 Cobank, Acct Name: BUTTE COUNTY TREASURER ** SUMMARY-USD Acct Number: For perio, ACTIVITY-Settled/Cleared Cash Activity Transaction Type Amount Your Sales Representative is:SAFEKEEP11 Purchases 0.00 (800)236-42, Purchase Reversals 0.00 Sales 0.00 Statement Contents Sale Reversals 0.00 *Summary Withdrawals 0.00 *Activity-Settled/Cleared Cash Act Receipts (20,544,991.53) *Activity-Projected Activity for Nexi Deliveries 0.00 *Holdings Principal Reversals 0.00 *Cash Flow Projections Interest 252,077.11 Interest Reversals 0.00 Interest Adjustments 0.00 Maturities 250,000.00 Calls 5,000,000.00 Puts 0.00 Paydowns 0.00 Paydown Adjustments 0.00 Payups 0.00 Payup Adjustments 0.00 Cash Dividends 0.00 Balance Changes 0.00 Stock Dividends 0.00 Closeouts 0.00 Closeout Dividends 0.00 Net Activity (15,042,914.42) HOLDINGS -Custody Category Par/Shares Original Face Principal Cost Domestic Time Deposits 5,500,000.00000 5,500,000.00000 5,497,812.50 Treasury Obligations 9,000,000.00000 9,000,000.00000 9,010,117.19 US Government Agency Securities 179,340,000.00000 179,340,000.00000 179,980,954.25 Non US Government Agency Securities 21,000,000.00000 21,000,000.00000 20,964,740.00 Corporate Securities 50,987,000.00000 50,987,000.00000 51,549,931.72 Cobank, Account Name: BUTTE COUNTY TREASURER ** SUMMARY - USD Account Number: For perio, HOLDINGS -Custody Category Par/Shares Original Face Principal Cost Municipal Securities 35,570,000.00 35,570,000.00 35,807,054.50 Total Custody Holdings 301,397,000.00000 301,397,000.00 302,810,610.16 Cobank, Acct Name: BUTTE COUNTY TREASURER ** ACTIVITY- USD Acct Number: Settled/Cleared Cash Activity For perio, Date Activity Description Rate Par/Shares Secur Ticket Maturity Price/NAV 08/01/2016 Interest FEDERAL HOME LOAN MTG CORP 1.000 31340 392137165 01/30/18 01/30/2018 08/01/2016 Interest AMERICAN EXPR CENTURION 1.950 02587 519054365 CERT OF DEPOSIT 01/30/2020 08/01/2016 Interest FEDERAL NATL MORTGAGE ASSN 1.700 31360 519054366 01/30/20 01/30/2020 08/05/2016 Receipt UNIV OF CALIFORNIA CA REV TXBL 1.910 5,000,000.00000 91412 392178855 GEN NTS SER AU 05/15/2021 102.154000 08/15/2016 Interest FEDERAL FARM CREDIT BANK .820 3133E 392133377 07/11/17 07/11/2017 08/15/2016 Call FEDERAL FARM CREDIT BANK .820 5,000,000.00000 3133E 392133377 07/11/17 07/11/2017 99.904600 08/15/2016 Interest FEDERAL NATL MORTGAGE ASSN 1.000 31350 392137699 02/14/18 02/14/2018 08/15/2016 Interest TEXAS ST TECH UNIV REV 2.104 88280 757009954 SEVENTHEENTH SERIES-REF-SER B 02/15/2020 08/18/2016 Interest FEDERAL HOME LOAN BANK 1.375 3130A 392175474 02/18/21 02/18/2021 08/19/2016 Interest GE CAPITAL FINANCIAL INC CD 1.850 36160 392118584 08/19/2016 08/19/2016 Maturity GE CAPITAL FINANCIAL INC CD 1.850 36160 392118584 08/19/2016 08/19/2016 Receipt MICROSOFT CORP 1.550 5,000,000.00000 59491 392179300 CALLABLE 08/08/2021 100.043000 08/22/2016 Interest JP MORGAN CHASE BANK NA 1.125 48124 392138051 CERTIFICATE OF DEPOSIT 02/20/2018 08/22/2016 Receipt MICROSOFT CORP 2.000 5,000,000.00000 59491 392179412 11/03/2020 102.511000 Cobank, Acct Name: BUTTE COUNTY TREASURER ** ACTIVITY- USD Acct Number: Settled/Cleared Cash Activity For perio, Date Activity Description Rate Par/Shares Secur Ticket Maturity Price/NAV 08/22/2016 Interest COMENITY CAPITAL BANK 2.250 20033 757009131 CERTIFICATE OF DEPOSIT 09/21/2020 08/23/2016 Interest FARMER MAC 1.600 31315 392156238 08/23/19 08/23/2019 08/23/2016 Receipt INTL BK RECON&DEVELOP 1.125 5,000,000.00000 45905 392179595 08/10/2020 08/10/2020 99.941000 08/26/2016 Interest FNMA STEP-UP Variable 31360 392173990 02/26/21 02/26/2021 08/29/2016 Interest GOLDMAN SACHS BANK USA 1.650 38147 392156519 CERTIFICATE OF DEPOSIT 08/27/2018 08/29/2016 Interest AMERICAN EXPRESS BK FSB 1.600 02587 392156524 CERT OF DEPOSIT 08/28/2018 08/30/2016 Receipt PRIVATEBANK&TRUST CO 1.500 250,000.00000 74267 392179679 CERTIFICATE OF DEPOSIT 08/30/2021 100.000000 Net Activity