HomeMy WebLinkAboutTreasurer's Investment Report for October 2013 Sweeney, Kathleen
From: Moak, Peggy
Sent: Tuesday, November 26, 2013 5:14 PM
To: Connelly, Bill; Kirk, Maureen; Lambert, Steve; Wahl, Larry; Teeter, Doug
Cc: Sweeney, Kathleen; Akins, Susan; Barnes, C. Linda; Houser, David; Limper, Thomas; Barnes,
C. Linda; Lisa Anderson; McCracken, Shari; Susan Watts; Borzage, Susie; Iturria, Greg;
Paradise Recretion & Park
Subject: Monthly Investment Report and Transaction Reporting -October 31, 2013
Attachments: October 31, 2013 Transaction Reporting to the BOS.pdf; October 31, 2013 Investment
Report.pdf
Good evening:
The Treasurer's Investment Report for the month ending October 31, 2013 is attached, for your reference.
Additionally, in accordance with June 2012 California Debt and Advisory Commission (CDIAC) revised investment
reporting guidelines, investment transactions should be reported monthly to the Board of Supervisors if investment
authority is delegated to the Treasurer.
The information provided in the attached "October 31, 2013 Transaction Reporting to the BOS" consists of spreadsheets
detailing transaction activity on accounts managed by Trustees or fiscal agents, and copies of monthly statements from
the Local Agency Investment Fund (LAIF), Rabobank, CalTrust and US Bank. At this time, we do not believe checking
account activity for operating cash is required to be detailed and reported.
If you have any questions or concerns, please feel free to contact me.
Thank you—and, have a wonderful Thanksgiving Holiday!
7
LI
0012
Peggy Moak
Assistant Treasurer-Tax Collector
County of Butte
25 County Center Drive, Suite 125
Oroville, CA 95965
Phone: 530-538-7443 FAX: 538-7648
pmoak(a buttecounty.net
(/ t/ 7 1
et1Trt (Butte County
"w������//Op LAND OF NATURAL WEALTH AND BEAUTY
O a - 0 C. LINDA BARNES
o - .sc7 O TREASURER-TAX COLLECTOR
cov N'�4 COUNTY ADMINISTRATIVE BUILDING
25 COUNTY CENTER DRIVE,SUITE 125
OROVILLE,CALIFORNIA 95965-3384
TELEPHONE:(530)538-7701
FAX:(530)538-7648
November 26, 2013
Butte County Board of Supervisors
Butte County Chief Administrative Officer
The attached statements showing investment transactions for the month ending October 31,
2013 are submitted in accordance with Government Code, and with Local Agency Investment
Guidelines as recently revised by the California Debt and Investment Advisory Commission.
The Investment Policy effective July 1, 2013 includes a provision for monthly reporting of
investment transactions to the Board of Supervisors.
In addition to the above, Investment Reports will be submitted via email distribution, on a
monthly basis, going forward. As has been our practice, Quarterly Investment Reports are also
made available on the Treasurer-Tax Collector website at http://www.buttecountv.net/ttc.
If you have any questions regarding recent changes to investment reporting, please feel free to
contact me, or Peggy Moak, at 538-7443.
Yours truly,
n
C. Linda Barnes
Butte County Treasurer-Tax Collector
Monthly Investment Transaction Reporting
Table of Contents
Funds Under Management of Trustees
• U.S. Bank — 2003 Refunding COP
• Wells Fargo Bank — 2004 Pension Obligation Bonds
• Wells Fargo Bank — 2006 Certificates of Participation
• Umpqua Bank - York Risk Services Group
Local Agency Investment Fund
• Butte County Treasurer
• Butte Community College District
• Paradise Unified School District
• Oroville Union School District
• Chico Unified School District
• Butte County Office of Education
Rabobank
CalTrust
U.S. Bank Safekeeping
Butte County Treasurer
Monthly Investment Transaction Reporting
Funds Under Management of Trustees
U.S. BANK, Trustee
2003 Refunding COP
Transaction Activity
Lease Payment Reserve Fund Expense Fund Total Cash
Acct.No Acct.No Acct.No With
Date Transaction XXXX6100 XXXX6101 XXXX6106 Fiscal Agent
4/30/2013 ENDING MKT VALUE 6,990.13 442,306.49 9,740.85 459,037.47
Estimated Gain/Loss (1,185.80) (1,185.80)
Interest Earned 0.23 1.55 0.32 2.10
AC-366,Interest,Justice Facility 0.00
AC-XXX,Principal,Justice Facility 0.00
Trustee Fee 0.00
Interest Payment 0.00
Transfer 0.00
5/31/2013 ENDING MKT VALUE 6,990.36 441,122.24 9,741.17 457,853.77
Estimated Gain/Loss (1,066.45) (1,066.45)
Interest Earned 0.24 1.74 0.33 2.31
AC-366,Interest,Justice Facility 406,465.46 406,465.46
AC-XXX,Principal,Justice Facility 0.00
Trustee Fee (2,750.00) (2,750.00)
Interest Payment 0.00
Transfer 0.00
6/30/2013 ENDING MKT VALUE 413,456.06 440,057.53 6,991.50 860,505.09
Estimated Gain/Loss (1,070.30) (1,070.30),
Interest Earned 6.47 1.68 0.31 8.46
AC-366,Interest,Justice Facility (13,455.00) (13,455.00)
AC-XXX,Principal,Justice Facility (400,000.00) (400,000.00)
Trustee Fee 0.00
Interest Payment 0.00
Transfer 6,985.88 (6,985.88) 0.00
7/31/2013 ENDING MKT VALUE 6,993.41 432,003.03 6,991.81 445,988.25
Estimated Gain/Loss (1,197.35) (1,197.35)
Interest Earned 0.13 1.61 0.24 1.98
AC-366,Interest,Justice Facility 0.00
AC-XXX,Principal,Justice Facility 0.00
Trustee Fee 0.00
Interest Payment 0.00
Transfer 0.00
8/31/2013 ENDING MKT VALUE 6,993.54 430,807.29 6,992.05 444,792.88
Estimated Gain/Loss (1,054.90) (1,054.90)
Interest Earned 0.24 1.50 0.24 1.98
AC-366,Interest,Justice Facility 0.00
AC-XXX,Principal,Justice Facility 0.00
Trustee Fee 0.00
Interest Payment 0.00
Transfer 0.00
9/30/2013 ENDING MKT VALUE 6,993.78 429,753.89 6,992.29 443,739.96
Estimated Gain/Loss (639.10) (639.10)
Interest Earned 0.18 6,979.24 0.18 6,979.60
AC-366,Interest,Justice Facility 0.00
AC-XXX,Principal,Justice Facility 0.00
Trustee Fee 0.00
Interest Payment 0.00
Transfer 0.00
10/31/2013 ENDING MKT VALUE 6,993.96 436,094.03 6,992.47 450,080.46
Sources: 1)U.S.Bank Statements,2)Butte County Finance Office
Butte County Treasurer
Monthly Investment Transaction Reporting
Funds Under Management of Trustees
Wells Fargo Bank, Trustee
2004 Pension Obligation Bonds
Transaction Activity
Series A Series B Total Cash With
Transaction 8,Month End Date XXXX1106 XXXX1109 XXXX1301 Fiscal Agent
4/30/2013 846,122.40 2,628.27 638,790.72 1,487,541.39
Interest Earned 31.41 0.04 23.72 55.17
CSCDA Issuer Fees 0.00
Wire Transfer From Butte County AC-049 0.00
Wire Transfer From Butte County AC- 0.00
Interest Paid to Bondholder (9,182.03) (9,182.03)
Principal Paid to Bondholder 0.00
Transfer/s 0.00
5/31/2013 846,153.81 2,628.31 629,632.41 1,478,414.53
Interest Earned 17.28 0.02 12.86 30.16
CSCDA Issuer Fees 0.00
Wire Transfer From Butte County AC-049 0.00
Wire Transfer From Butte County AC- 0.00
Interest Paid to Bondholder (845,495.90) (9,989.95) (855,485.85)
Principal Paid to Bondholder 0.00
Transfer/s 0.00
6/30/2013 675.19 2,628.33 619,655.32 622,958.84
Interest Earned 0.47 1.00 5.88 7.35
CSCDA Issuer Fees 0.00
Wire Transfer From Butte County AC-049 0.00
Wire Transfer From Butte County AC- 0.00
Interest Paid to Bondholder (8,401.12) (8,401.12)
Principal Paid to Bondholder 0.00
Transfer/s 0.00
7/31/2013 675.66 2,629.33 611,260.08 614,565.07
Interest Earned 0.01 0.01 5.31 5.33
CSCDA Issuer Fees (4,203.00) (4,203.00)
Wire Transfer From Butte County AC-049 1,749,519.14 1,749,519.14
Wire Transfer From Butte County AC- 287,937.59 287,937.59
Interest Paid to Bondholder (9,325.16) (9,325.16)
Principal Paid to Bondholder 0.00
Transfer/s 0.00
8/31/2013 1,745,991.81 2,629.34 889,877.82 2,638,498.97
Interest Earned 15.01 0.01 7.82 22.84
CSCDA Issuer Fees 0.00
Wire Transfer From Butte County AC-049 0.00
Wire Transfer From Butte County AC- 0.00
Interest Paid to Bondholder (9,769.98) (9,769.98)
Principal Paid to Bondholder 0.00
Transfer/s 0.00
9/30/2013 1,746,006.82 2,629.35 880,115.66 2,628,751.83
Interest Earned 14.74 1.06 7.43 23.23
CSCDA Issuer Fees 0.00
Wire Transfer From Butte County AC-049 0.00
Wire Transfer From Butte County AC- 0.00
Interest Paid to Bondholder (8,201.72), (8,201.72)
Principal Paid to Bondholder 0.00
Transfer/s 0.00
10/31/2013 1,746,021.56 2,630.41 871,921.37 2,620,573.34
Sources: 1)Wells Fargo Bank Statements,2)Butte County Finance Office
Butte County Treasurer
Monthly Investment Transaction Reports
Investments Under Management of Trustees
Wells Fargo Bank, Trustee
2006 Certificates of Participation
Transaction Activity
Base Rental
Reserve Fund Payment Fund Expense Fund Total With
Date Transaction XXXX0800 XXXX0801 XXXX0802 Fiscal Agent
04/30/13 Ending Balance 1,208,584.29 1.08 7,231.32 1,215,816.69
Transfer to another account (0.06) (0.06)
Transfer from another account 0.06 0.06
Trustee Fee 0.00
Interest Earned 0.07 0.06 0.13
Interest Paid to Bondholder 0.00
Principal Paid to Bondholder 0.00
Unrealized Gain/Loss (8,916.00) (8,916.00)
05/31/13 Ending Balance 1,199,668.36 1.14 7,231.32 1,206,900.82
Transfer to another account (0.06) (0.06)
Transfer from another account 0.06 0.06
Debt Service Wire Transfer 1,023,448.50 1,023,448.50
Interest Earned 0.07 0.06 0.13
Interest Paid to Bondholder 0.00
Principal Paid to Bondholder 0.00
Unrealized Gain/Loss (14,484.00) (14,484.00)
06/30/13 Ending Balance 1,185,184.43 1,023,449.70 7,231.32 2,215,865.45
Transfer to another account (6,000.36) (0.06) (6,000.42)
Transfer from another account 6,000.42 6,000.42
Debt Service Wire Transfer 0.00
Interest Earned 0.07 4.77 0.06 4.90
Interest Paid to Bondholder (184,450.00) (184,450.00)
Principal Paid to Bondholder (845,000.00) (845,000.00)
Unrealized Gain/Loss 5,664.00 5,664.00
07/31/13 Ending Balance 1,184,848.14 4.89 7,231.32 1,192,084.35
Transfer to another account (0.06) (0.06)
Transfer from another account 0.06 0.06
Debt Service Wire Transfer 0.00
Interest Earned 0.02 0.06 0.08
Interest Paid to Bondholder 0.00
Principal Paid to Bondholder 0.00
Unrealized Gain/Loss (1,944.00) (1,944.00)
08/31/13 Ending Balance 1,182,904.16 4.95 7,231.32 1,190,140.43
Transfer to another account (0.06) (0.06)
Transfer from another account 0.06 0.06
Debt Service Wire Transfer 0.00
Interest Eamed 0.06 0.06 0.12
Interest Paid to Bondholder 0.00
Principal Paid to Bondholder 0.00
Unrealized Gain/Loss 10,044.00 10,044.00
09/30/13 Ending Balance 1,192,948.22 5.01 7,231.32 1,200,184.55
Transfer to another account (0.06) (0.06)
Transfer from another account 0.06 0.06
Debt Service Wire Transfer 0.00
Interest Earned 0.07 0.06 0.13
Interest Paid to Bondholder 0.00
Principal Paid to Bondholder 0.00
Unrealized Gain/Loss 6,420.00 6,420.00
10/31/13 Ending Balance 1,199,368.29 5.07 7,231.32 1,206,604.68
Sources: 1)Wells Fargo Bank,2)Butte County Finance Office
Butte County Treasurer
Monthly Investment Transaction Reports
Investments Under Management of Trustees
York Risk Services Group, Claims Administrator
Umpqua Bank
WORKERS' COMPENSATION
Account#XXXXX2601
Transaction Activity - Current Month
Beginning Balance-9/30/2013 93,796.38
Deposits 10/04/2013 131,058.59
10/25/2013 598.11
Disbursements Checks Paid (155,402.75)
TM Fee (93.94)
Ending Balance-10/31/2013 69,956.39
Source: Umpqua Bank Statement
LAIF Regular Monthly Statement Page 1 of 1
Local Agency Investment Fund
P.O.Box 942809
Sacramento,CA 94209-0001 www.treasu rer.ca.gov/nmia-laic
(916)653-3001 November 01,2013
BUTTE COUNTY
CHIEF DEPUTY TREASURER PMMA Merage Monthly Yields
25 COUNTY CENTER DRIVE
OROVILLE,CA 95965-3384 Account Number:
'117111 [ype DefinitionsOctober 2013 Statement
Effective 'Transaction Tran Confirm
Date Date Type Number Authorized Caller Amount
10/7/2013 10/7/2013 RW 1410661 PEGGY MOAK -8,000,000.00
10/8/2013 10/8/2013 RW 1410758 COLETTE WORSHAM -1,500,000.00
10/15/2013 10/11/2013 QRD 1412151 SYSTEM 15.975.59
10/152013 10/15/2013 RW 1413674 COLETTE WORSHAM -3,000,000.00
10/21/2013 10/21/2013 RW 1414160 PEGGY MOAK -3,000,000.00
10/29/2013 10/29/2013 RD 1414687 COLETTE WORSHAM 10,000,000.00
Account Summary
Total Deposit: 10,015,975.59 Beginning Balance: 23,566,791.30
Total Withdrawal: -15,500,000.00 Ending Balance: 18,082,766.89
https://laifms.treasurer.ca.gov/RegularStatement.aspx 11/1/2013
LAIP Regular Monthly Statement Page 1 of 1
Local Agency Investment Fund
P.O.Box 942809
Sacramento,CA 94209-0001 www.treasurer.ca.eov/umia-Iaif
(916)653-3001 November 01,2013
BUTTE_COMMUNITY COLLEGE DISTRICT
BUTTE COUNTY TREASURER PIMA Avenue Monthly Yields
25 COUNTY CENTER DRIVE,SUITE 125
OROVILLE,CA 95965-3384 Account Number:
"Il•an'fwx:Definitions October 2013 Statement
Effective Transaction Tran Confirm
Date Date Type Number Authorized Caller Amount
10/11/2013 10/11/2013 RW 1411067 COLETPE WORSHAM -6,000,000.00
10/15/2013 10/11/2013 ORD 1412405 SYSTEM 9,627.04
Amount Summary
Total Deposit: 9,627.04 Beginning Balance: 12.491.910.38
Total Withdrawal: -6,000,000.00 Ending Balance: 6,501,537.42
https://Iaifms.treasurer.ca.gov/RegularStatement.aspx I 1/1/2013
LAIF Regular Monthly Statement Page 1 of 1
Local Agency Investment Fund
P.O.Box 942809 www.treasurer.ca.Rov/nmia-tail
Sacramento,CA 94209-0001
(9161653-3001 November 01,2013
PARADISE UNIFIED SCHOOL DISTRICT
SUITE COUNTY TREASURER PMIA Avenue Monthly Yields
25 COUNTY CENTER DRIVE,SUITE 125
OROVILLE„CA 95965 uni Number:
Tran Type Definitions October 2013 Statement
Effective Transaction Tran Confirm
Date Date Type Number Authorized Caller Amount
10/15/2013 10/11/2013 QRD 1412406 SYSTEM 7,854.98
10/22/2013 10/22/2013 RW 1414234 COLETTE WORSHAM -3,000,000,00
Account Summary
Total Deposit; 7,854.98 Beginning Balance: 12,523.907.49
Total Withdrawal: -3,000,000.00 Ending Balance: 9,531,762.47 •
https://laifins.treasurer.ca.gov/RegularStatement.aspx 11/1/2013
LAIF Regular Monthly Statement Page 1 of 1
Local Agency Investment Fund
P.O.Box 942809 www.treasurer.ca.aov/nmia-tai(
Sacramento.CA 94209-0001
November 0I,2013
(916)653-3001
OROVILLE UNION HIGH SCHOOL DISTRICT
aunt COUNTY TREASURER PMIA Avernee Monthly Yields
25 COUNTY CENTER DRIVE,SUITE 125
OROVILLE,CA 95965-3384 Account Number:
Tran Tyne Definitions October 2013 Statement
Effective Transaction Tran Confirm
Date Date Type Number Authorized Caller Amount
10/15/2013 10/11/2013 QRD 1412407 SYSTEM 6,744.17
10/24/2013 10/24/2013 RW 1414382 COLETTE WORSHAM -2,000,000.00
Account Summary
Total Deposit: 6,744.17 Beginning Balance: 10,426,232.83
Total Withdrawal: -2,000,000.00 Ending Balance: 8,432,977.00
•
https://laifms.treasurer.ca.gov/RegularStatement.aspx 11/1/2013
LAIF Regular Monthly Statement Page 1 of 1
Local Agency Investment Fund
P.O.Box 942809
Sacramento,CA 942094001 www.treasurer.ca.eov/umia-tail
(916)653-3001 •
November 01,2013
CHICO UNIFIED SCHOOL DISTRICT
BUTTE COUNTY TREASURER PML\Areraae Monthly Yields
25 COUNTY CENTER DRIVE,SUITE 125
OROVILLE,CA 95965-3384 Account Number:
•
"I'ron'i'wie Definitions October 2013 Statement
Effective Transaction Iran Confirm
Date Date Type Number Authorized Caller Amount
10/15/2013 10/11/2013 ORD 1412409 SYSTEM 19,184.32
Account Summary
Total Deposit: 19,184.32 Beginning Balance: 25,255,354.52
Total Withdrawal: 0.00 Ending Balance: 25,274,538.84
https://laifms.treasurer.ca.gov/RegularStatement.aspx 11/1/2013
LAIF Regular Monthly Statement Page 1 of 1
•
Local Agency Investment Fund
P.O.Box 942809 wuw.trcasurenca.ttov/Dmia-iaif
Sacramento,CA 94209-0001
November 01,2013
(916)653-3001 •
BUTTE COUNTY OFFICE OF EDUCATION
BUTTE COUNTY TREASURER PMIA Avenue Monthly Yields
25 COUNTY CENTER DRIVE,SUITE 125
OROVILLE,CA 95965-3384 Account Number:
'fain DefinitionsOctober 2013 Statement
Effective Transaction Trail Confirm
Date Date Type Number Authorized Caller Amount
10/15/2013 10/11/2013 QRD 1412410 SYS'T'EM 8,679.15
Account Summary
Total Deposit: 8,679.15 Beginning Balance: 13,417,650.59
Total Withdrawal: 0.00 Ending Balance: 13,426,329.74
https://laifins.treasurer.ea.gov/RegularStatement,aspx 11/1/2013
Account Number:
Last Statement: September 30, 2013
Rabobank,N.A. This Statement: October 31, 2013
P.O.Box 6002 Total days in statement period: 31
Rabobank Arroyo Grande,CA 93421-6002 Page 1 of 1
Direct inquiries to: 888-945-6600
RABOBANK, N.A.
2227 MYERS STREET
OROVILLE CA 95966
oz os RETURN SERVICE REQUESTED
BUTTE COUNTY TREASURER'S
_ , • INVESTMENT POOL
Ac04b 25 COUNTY CENTER DR ST 125
01908 OROVILLE CA 95965-3384
1'11111111lillill'llil111111iiilllililitltlllllllll'I'llll1111111
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Public Investment Money Market
Account number Beginning balance $2,803,298.68
Avg collected balance $2,824,057.00 Total additions $21,389.93
Interest paid year to date $41,634.19 Total subtractions $0.00
Ending balance $2,824,688.61
CREDITS
Date Description Additions
10-01 CD INTEREST PYMT-FROM ACCT NOS FROM CD NO. 0000000001 7,833.35
10-01 CD INTEREST PYMT-FROM ACCT NO. FROM CD NO. 0000000002 12,925.00
10-31 INTEREST CREDIT 631.58
DAILY BALANCES
Date Amount Date Amount Date Amount
09-30 2,803,298.68 10-01 2,824,057.03 10-31 2,824,688.61
INTEREST INFORMATION
Annual percentage yield earned 0.26%
. Interest-bearing days 31
Average balance for APY $2,824,057.03
Interest earned $631.58
OVERDRAFT/RETURN ITEM FEES
Total for Total
this period year-to-date
Total overdraft fees $0.00 $0.00
Total returned item fees $0.00 $0.00
Thank you for banking with Rabobank
Rabobank,N.A.•Member FDIC
Tr) www.rabobankamerica.com
3036 rev 05-13
TTE
CA LTRU ST COUNTY OFR PERIOD
FOR PERIOD
October 01, 2013 -October 31, 2013
CalTrust Short Term Fund
Price Per Average Average Realized
Date Transaction Shares Share Amount Cost NAV Cost Amount Gain/Loss*
09/30/2013 BALANCE FORWARD 447.802 10.02 4,486.98 10.01983019 4,486.90
10/01/2013 INCOME DISTRIBUTION-SEPTEMBER 0.150 10.02 1.50 10.01982355 1.50 0.00
10/31/2013 UNREALIZED GAIN(LOSS) 0.000 0.00 0.00
10/31/2013 ENDING BALANCE 447.952 10.02 4,488.48 4,488.40
INCOME DISTRIBUTION PAID-SEPTEMBER 0.00
INCOME ACCRUAL-OCTOBER 1.33
CUMULATIVE UNREALIZED GAIN(LOSS) 0.08
Please note that this information should not be construed as tax advice and it is recommended that you consult with a tax professional regarding your account.
For Inquiries About Your Account,Contact: COUNTY OF BUTTE
ATTN: PEGGY MOAK
Nottingham Investment Administration 25 COUNTY CENTER DR, STE 125
116 South Franklin Street
Rocky Mount,NC 27804 OROVILLE CA 95965
Attention:CaITRUST Shareholder Services
Phone:800.773.3863
Fax:252-972-1908
Email:caitrustsupport@ncfunds.com Page 1 of 1
thank.
Acct Name: BUTTE COUNTY TREASURER ** SUMMARY-USD Page 1
Acct Number: - For period 10/01/2013-10/31/2013
ACTIVITY-Settled/Cleared Cash Activity
Transaction Type Amount Your Sales Representative is:SAFEKEEPING OPERATIONS
Purchases 0.00 (800)236-4221
Purchase Reversals 0.00
Sales 0.0o Statement Contents
Sale Reversals 0.00 *Summary
Withdrawals 0.00 *Activity-Settled/Cleared Cash Activity
Receipts (8,273,425.00) *Activity-Projected Activity for Next Statement Period
Deliveries 0.00 *Holdings
Principal Reversals 0.00 *Cash Flow Projections
Interest 96,485.75
Interest Reversals 0.00
Interest Adjustments 0.00
Maturities 250,000.00
Calls 5,000,000.00
Puts 0.00
Paydowns 0.00
Paydown Adjustments 0.00
Payups 0.00
Payup Adjustments 0.00
Cash Dividends 0.00
Balance Changes 0.00
Stock Dividends 0.00
Closeouts 0.00
Closeout Dividends 0.00
Net Activity (2,926,939.25)
HOLDINGS-Custody
Category Par/Shares Original Face Principal Cost Market Value
Domestic Time Deposits 3,000,000.00 3000,000.00 3000,000.00 1,262,362.32
US Govemment Agency Securities 237,875,000.00 237,875,000.00 239,223,658.62 238,149,36625
Corporate Securities 14,750,00000 14,750,00000 15,368,005.00 15,269,832.50
Municipal Securities 3,000,000.00 3,000,000.00 3,022,160.00 2,980,970.00
Total Custody Holdings 258,625,000.00 258,625,000.00 260,613,823.62 257,662,531.07
R,lbanke
Acct Name: BUTTE COUNTY TREASURER ACTIVITY-USD Page 2
Acct Number: Settled/Cleared Cash Activity For period 10/01/2013-10/31/2013
Date Activity Description Rate Par Security ID Amount
Ticket Maturity Price
10/01/2013 Interest CALIF INFRASTRUCTURE&ECON DEV .644 13034ABK5 3,220.00
392130997 BK REV TXBL REF-J PAUL GETTYTR 10/01/2014
10/01/2013 Interest MASSACHUSETTS ST GO LTD TXBL 1.000 575B2PM80 10,000.00
392139973 CONSOL LOAN SER B 04/01/2017
10/08/2013 Interest GE MONEY BANK 1.300 36159CUT1 1,629.45
557000645 CERT OF DEPOSIT 10/08/2013
10/08/2013 Maturity GE MONEY BANK 1.300 36159CUT1 250,000.00
557000645 CERT OF DEPOSIT 10/06/2013
10/11/2013 Receipt GE CAPITAL RETAIL BANK 1.200 250,000.00 36157PSP5 (250,000.00)
392146232 CERTIFICATE OF DEPOSIT 10/11/2016 100.000000
10/15/2013 Receipt TENN VALLEY AUTHORITY 1.750 5,000,000.00 660591E01 (5,023,425.00)
392146242 1.75 TVA 10/15/18 10/15/2018 100.381000
10/15/2013 Interest ALLY BANK UT CD 1.750 02004MW82 2,193.49
557000939 CERT OF DEPOSIT 10/15/2014
10/22/2013 Interest BMW BK OF NA 1.550 05568PYZ4 1,942.81
392107767 CERT OF DEPOSIT 10/22/2014
10/24/2013 Interest FEDERAL HOME LOAN BANK 1.000 313382PW7 25,000.00
392140596 04/24/18 04/24/2016
10/25/2013 Interest FEDERAL HOME LOAN MTG CORP 1.100 313404283 27,500.00
392140610 04/25/2018 NOTE 04/25/2018
10/25/2013 Interest FEDERAL HOME LOAN MTG CORP 1.000 3134G4DR6 12,500.00
575010395 10/25/2016 10/25/2016
10/30/2013 Receipt FREDDIE MAC Variable 3,000,000.00 3134G4HM3 (3,000,000.00)
519047898 3134G4HM3 10/30/18 10/30/2018 100.000000
10/30/2013 Interest FHLB STEP-UP Variable 313383053 12,500.00
575010412 07/30/2018 07/30/2018
10/30/2013 Call FHLB STEP-UP Variable 5,000,000.00 313383053 5,000,000.00
575010412 07/30/2018 07/30/2016 99.992600
Net Activity (2,926,939.25)
bank
Acct Name: BUTTE COUNTY TREASURER ** ACTIVITY-USD Page 3
Acct Number: - Projected Activity for Next Statement Period
Date Activity Description Rate Par Security ID Amount
Ticket Maturity Price
11/04/2013 Interest NEW YORK LIFE GLOBAL FDG 3.000 64952WAW3 22,500.00
392138722 64952WAW3 CORP NOTE 05/04/2015
11/06/2013 Interest FANNIE MAE .500 3135G0RS4 25,000.00
392134155 NON STRUCTURED 11/06/2015
11/08/2013 Interest FEDERAL FARM CREDIT BANK .950 3133ECNY6 23,750.00
490016717 05/08/18 05/08/2018
11/25/2013 Interest SALLIE MAE BANK/MURRAY 1.000 795450MZ5 1,273.97
392121515 CERTIFICATE OF DEPOSIT 11/25/2013
11/25/2013 Maturity SALLIE MAE BANK/MURRAY 1.000 795450MZ5 250,000.00
392121515 CERTIFICATE OF DEPOSIT 11/25/2013
11/29/2013 Interest FEDERAL HOME LOAN MTG CORP 1.000 3134G45W4 ' 25,000.00
392141970 05/29/18 05/29/2018
Net Projected Activity 34],623.9]
CrtF (Butte County
�������llpLAND OF NATURAL WEALTH AND BEAUTY
4
'v oC. LINDA BARNES
TREASURER-TAX COLLECTOR
UN1 COUNTY COU TYADMINISTRATIVE
CENTER DRIVE,SUITE BUILDING
2525
OROVILLE,CALIFORNIA 95965-3384
TELEPHONE:(530)538-7701
FAX:(530)538-7648
November 26, 2013
Butte County Board of Supervisors
Butte County Chief Administrative Officer
Treasury Oversight Committee
The attached investment report for October 31, 2013 is submitted in accordance with the Butte
County Statement of Investment Policy dated July 1, 2013. All investments are in compliance with
this policy.
The Investment Report demonstrates that sufficient liquidity is available to meet anticipated
expenditures during the next six months.
The Local Agency Investment Fund (LAIF) is used as a benchmark for portfolio performance. A look
at the 5 year moving average for the Butte County Treasury yields vs. LAIF yields demonstrates
that, over time, a medium term, laddered portfolio will generally outperform a shorter term
investment strategy, which LAIF usually mirrors. The 5 year moving average for Butte County's FY
11/12 and FY 12/13 performance compared to LAIF shows margins of 1.341% and 1.541%,
respectively. Using $300,000,000 as a baseline portfolio (actively invested balance), this translates
to enhanced earnings averaging $4,623,000 per year for the past five years.
Investments are marked to market monthly based on a current market price determined by U.S.
Bancorp Investments. Copies of statements reflecting investment and cash management
transactions are provided to the Board of Supervisors monthly and are available upon request.
Quarterly Investment Reports are made available on the Treasurer-Tax Collector website at
http://www.buttecountv.net/ttc.
Respectfully,
&.
C. Linda Barnes
Butte County Treasurer-Tax Collector
cc: Butte County Auditor-Controller Butte-Glenn Community College
Butte County Board of Supervisors Chico Unified and Gridley Unified School Districts
Butte County District Attorney Iturria, Greg—Butte County Chief Financial Officer
Butte County Schools-JPA Limper,Tom—Butte County Deputy Chief Financial Officer
Butte County Sheriff Jessee, Meegan—Butte County Deputy Chief Financial Officer
Butte County Superintendent of Schools Mathes, Kathryn—Butte County Manager, Gov't.Accounting
Butte County Special Districts(Quarterly) Liu,Annie—Butte County Internal Auditor
o 0v
"
Y s. p
a
•u BUTTE COUNTY TREASURER'S INVESTMENT REPORT
October31,2013
YIELD TO WEIGHTED AVERAGE
ACTIVELY MANAGED PORTFOLIO: MATURITY MATURITY(DAYS)' PAR VALUE FAIR VALUE COST CARRIED
LOCAL AGENCY INVESTMENT FUND(LAIF) 0.286% 1 64,669,099.84 64,669,099.84 64,669,099.84
CALTRUST SHORT TERM 0.349% 1 4,488.48 4,488.48 4,486.97
BANK MONEY MARKET(COLLATERALIZED) 0.260% 1 2,803,298.68 2,803,298.68 2,803,298.68
COMMERCIAL PAPER" - - 0.00 0.00 0.00
MUNICIPAL BONDS 0.657% 945 3,000,000.00 2,980,970.00 3,017,448.50
CORPORATE NOTES"` 0.829% 635 14,750,000.00 15,269,832.50 15,312,303.10
NEGOTIABLE CDS"' 1.390% 661 3,000,000.00 3,012,362.32 3,000,000.00
CERTIFICATES OF DEPOSIT(COLLATERALIZED) 0.810% 504 10,500,000.00 10,500,000.00 10,500,000.00
FEDERAL AGENCY NOTES" 1.173% 1,292 237,875,000.00 238,149,366.25 238,745,030.31
TOTAL ACTIVELY MANAGED PORTFOLIO: 0.962% 971 336,601,887.00 337,389,418.07 338,051,667.40
INVESTMENT OF NOTE/BOND PROCEEDS AND OPERATING CASH
SCHOOL BOND PROCEEDS Ieee page 2tor detaik) 16,580,812.52 16,580,812.52 16,580,812.52
OPERATING ACCOUNTS
U.S.BANK CHECKING ACCOUNT DEPOSITS 10,957,586.83 10,957,586.83 10,957,586.83
OPERATING CASH 47,211.52 47,211.52 47,211.52
OTHER 0.00 0.00 0.00
TOTAL TREASURER'S FUND LEDGER BALANCE: 364,187,497.87 364,975,028.94 365,637,278.27
INVESTMENTS UNDER MANAGEMENT OF TRUSTEES lose page afar details) 4,356,346.87 4,347,214.87 4,356,346.87
PAR VALUE FAIR VALUE COST CARRIED
TOTAL CASH AND INVESTMENTS: 368,543,844.74 369,322,243.81 369,993,625.14
SIX MONTH LIQUIDITY PROJECTIONS
Estimated Cash Receipts for Next Sb(Months 516,196,679
Estimated Disbursements for Next Six Months -441,541,108
Estimated Net Cash Flow for Next Six Months"" 74,655,571 (A1)
Cash Reserve for Possible Deferred Revenues -30,000,000(A2)
Secudties Maturing 20,000,000 (B)
Local Agency Investment Fund/Cal Trust/MMF 67,476,885 (C)
Total Liquidity for Next Six Months 132,132,456(Al+A2+B+C)
Estimated Cash Available for Long Term Investment -30,000,000
Remaining Available Liquidity 102,132,456
Total Par Value of actively managed investments maturing in less than 12 months: 84,476,887
Total Par Value of actively managed investments maturing in more than 12 months: 252,125,000
1.Cal Trust Medium Term Fund is a Net Asset Value Fund whose yield was impacted by recent volatility in the bond market.This investment was liquidated in June with a small loss being booked.
• Actual Weighted Average Maturity will be shorter,and actual dollar amount of investments maturing in less than 12 months will be higherthan stated,due to call features on investments.
" See page 5 for detailed list of investments.
"" Includes TRAN(Tax and Revenue Anticipation Notes)receipts and disbursements,if applicable.
1 10/31/2013
BUTTE COUNTY TREASURER'S INVESTMENT REPORT
INVESTMENT OF SCHOOL BOND PROCEEDS
October 31,2013
INVESTMENT MATURITY ANNUAL PAR FAIR COST
BOND/NOTE DESCRIPTION TYPE DATE DESCRIPTION YIELD* VALUE VALUE CARRIED
BONDS-LOCAL AGENCY INVESTMENT FUND(LAIF)
Chico Unified School District Series B LAIF 0.266% 4,196.04 4,196.04 4,196.04
Chico Unified Measure E Series A LAIF 0.266% 14,438,441.38 14,438,441.38 14,438,441.38
Gridley Unified School District GO 2012 LAIF 0.266% 2,138,175.10 2,138,175.10 2,138,175.10
SUBTOTAL 16,580,812.52 16,580,812.52 16,580,812.52
PAR FAIR COST
VALUE VALUE CARRIED
GRAND TOTAL 16,580,812.52 16,580,812.52 16,580,812.52
•Yields quoted above are a snapshot per investment type. Actual yields earned on school bonds are calculated by the Treasurers office and are a composite of investment earnings less Treasury costs.
2 10/31/2013
BUTTE COUNTY TREASURER'S INVESTMENT REPORT
INVESTMENTS UNDER MANAGEMENT OF TRUSTEES
October 31, 2013
INVESTMENT MATURITY ANNUAL PAR FAIR COST
LOAN PROGRAM TYPE DATE DESCRIPTION YIELD VALUE VALUE CARRIED
2003 REFUNDING COP
U.S.BANK,TRUSTEE
Expense Fund#XXXX6106 Money Market U.S.Bank MMF 5 0.030% 6,992.47 6,992.47 6,992.47
Reserve Fund#XXXX6101 Money Market U.S.Bank MMF 5 0.030% 436,094.03 436,094.03 436,094.03
US Treas/Agency 10/18/13 FHLB#3133XSAE8 2.820% 0.00 0.00 0.00
Lease Payment#XXXX6100 Money Market U.S.Bank MMF 5 0.030% 6,993.96 6,993.96 6,993.96
SUBTOTAL 450,080.46 450,080.46 450,080.46
2004 PENSION OBLIGATION BONDS
WELLS FARGO BANK,TRUSTEE
Series A Bond Fund#XXXX1105 Money Market HERITAGE MM#3106 0.010% 1,746,021.56 1,746,021.56 1,746,021.56
Int.Rate Stabilization Fund#XXXX1109 Money Market HERITAGE MM#3106 0.010% 1,004.78 1,004.78 1,004.78
Pealed Agency Funds Local Agency Investment Fund 0.266% 1,625.63 1,625.63 1,625.63
Series B Interest Fund#XXXX1301 Money Market HERITAGE MM#3106 0.010% 871,921.37 871,921.37 871,921.37
SUBTOTAL 2,620,573.34 2,620,573.34 2,620,573.34
2004 WORKERS'COMPENSATION
York Risk Services Group
-Claim Administrators
Umpqua Bank#XXXXX2601 Commercial Bank Business Checking NA 69,956.39 69,956.39 69,956.39
SUBTOTAL 69,956.39 69,956.39 69,956.39
2006 COP-NEAL ROAD RECYCLING&WASTE FACILITY
WELLS FARGO BANK,TRUSTEE
Certificate Reserve Fund/0000(080D Money Market Gov MMF Service Fund#743 0.010% 8,500.29 8,500.29 8,500.29
USTreas/Agency 8/07/2017 FHLMC#3134G3ZR4 1.000% 1,200,000.00 1,190,868.00 1,200,000.00
Base Rental Payment Fund#XXXX0801 Money Market Gov MMF Service Fund#743 0.010% 5.07 5.07 5.07
Epense Fund#XXXX0802 Money Market Gov MMF Service Fund#743 0.010% 7,231.32 7,231.32 7,231.32
SUBTOTAL 1,215,736.68 1,206,604.68 1,215,736.68
PAR FAIR COST
VALUE VALUE CARRIED
GRAND TOTAL 4,356,346.87 4,347,214.87 4,356,346.67
10/31/2013
3
BUTTE COUNTY TREASURER'S INVESTMENT REPORT
ACTIVELY MANAGED PORTFOLIO"AT-A-GLANCE"
October 31,2013
INVESTMENTS BY TYPE* INVESTMENTS BY MATURITY&YIELD*
Federal Home Loan Bank FHLB $ 73,130,000
Fed Home Loan Mortgage Corp FHLMC $ 50,350,000 LAIF/CALTRUST(1 -30 day) 0.266% $ 64,673,588
Fed National Mortgage Assn FNMA $ 42,980,000 Bank Money Market Funds(1 day) 0.260% $ 2,803,299
Federal Farm Credit Bank FFCB $ 25,000,000 01-12 months 1.517% $ 17,000,000
Local Agency Investment Fund/CalTrust LAIF/CT $ 64,673,588 13-36 months 1.127% $ 74,930,000
Rabobank MMF MMF $ 2,803,299 37-60 months 1.115% $ 177,195,000
Tennessee Valley Authority TVA $ 10,000,000 TOTAL PAR VALUE $ 336,601,887
Fed Ag Mortgage Corp FAMCA $ 36,415,000
Certificates of Deposit(Collateralized/Negotiable CDs $ 13,500,000 "Investments managed by Tmstees&School Bond Proceeds not included.
Corporate Notes and Municipal Bonds OTHER $ 17,750,000 Final maturity dates are used;probable call dates are not considered.
TOTAL PAR VALUE $336,601,887
CDs OTHER LAIF/
$13,500,000 $17,750,000 CALTRUST
409' 53% $64,673,588 Bank Money
FAMCA y FHLB 0.266% Market Funds
$36,415,000 ' $73,130,000 (1 day)
$2,803,299
21.7% 0.260%
TVA
$10,000,000
3.0% /�'�`?s ; s FHLMC 37-60 months 01-12 months
$50,350,000 $177,195,000 $17,000,000
MMF 15.0% 1.175% 1.517%
$2,803,299
.8% LAIF/
CALTRUST
$64,673,588 13-36 months
19.2% FNMA $74,930,000
FFCB $42,980,000 1.127%
$25,000,000 12.8%
7.4%
Butte County Pooled Treasury Portfolio Balance**
Net of Tax and Revenue Anticipation Notes (TRAN) and Bond 4.464442e19
Proceeds
.4.044..2e12
$450,000,000
..440.4.2011
$425,000,000
$400,000,000 tele
$375,000,000Nie
—.02009
EOE
r ' � -.P_r- - 4.444.2008
„.,..
'`� ✓ y--fL06
$275,000,000 ^—
$225,000,000 2004
$200,000,000
��w�2W3
JAN FEB MAR APR MAY JUN JUL AUG SEP OCT NOV DEC
'" This chart does not include deposits from IRAN,Bond Proceeds,or Investments under Management of Trustees.
It is intended to demonstrate cash flow trends and establish a baseline for the portfolio,enabling medium term investments.
4 10/31/2013
BUTTE COUNTY TREASURER'S INVESTMENT REPORT
MANAGED PORTFOLIO-DETAILS OF SECURITIES HELD
October 31,2013
Credit Rating Purchase Maturity Yield to
Sar Description SSP 6Yootiv's Fitch Date Dale MaturitylP4 Par Value Fair Value Cost Carried'
795450M75 SALLIE MAE BANK/MURRAY NR NR NR 11/23/2011 11/25/2013 1,000 254000.00 250,162.63 250,000.00
3133%51,93 FEDERAL HOME LOAN BANK PA+ Aaa NR 1/23/2009 12/13/2013 2.840 5,000,000.00 5,017,63500 5,001,538.78
02587OCK2 AMERICAN E%PR CENTURION NR NR NR 0/25/2011 8/25/2014 1.150 250,000.00 252,244.42 250,000.00
381426404 GOLDMAN SACHS BANK USA NR NR NR 8/24/2011 8/25/2014 1.150 250,000,00 252,236.89 250,000.00
31315PND7 FARMER MAC NR NR NR 9/3/2009 9/3/2014 3.200 4,750,000.00 4,870384.50 4,750,000.00
13034ABK5 CALIF INFRASTRUCTURE&ECON DEV MA Aaa NR 8/13/2012 10/1/2014 0.410 1,000,000,00 1,001,570.00 1,002,131.25
02004MW82 ALLY BANK UT CD NR NR NR 10/15/2010 10/15/2014 1.750 250,000.00 254,06230 250,000.00
05568P424 BMW BK OF NA NR NR NR 10/22/2010 10/22/2014 1.550 250,000.00 253,656.18 250,000.00
31315PE54 FARMER MAC NR NR NR 12/31/2009 12/30/2014 3.100 5,000,000.00 5,139,165,00 4,985,009.11
3733284X7 GEORGIA BANK&TRUST NR NR NR 1/25/2012 1/26/2015 1.000 250,000,00 250,000.00 250,000.00
313463NL0 FEDERAL HOME LOAN MTG CORP AA+ Aaa NR 5/9/2012 2/24/2015 0.500 5,000,000.00 5,004,265.00 5,000,000.00
313376241 FEDERAL HOME LOAN BANK AA+ An NR 3/16/2012 3/13/2015 0.659 5,000,000.00 5,008,90000 4,980,811.09
64952WAW3 NEW YORK LIFE GLOBAL FOG AA+ An AAA 3/8/2013 5/4/2015 0,500 1,500,000.00 1,554,796.50 1,556,175.31
3696265E7 GENERAL ELEC CAP CORP AA+ Al NR 12/3/2012 6/30/2015 1.000 5,000,000.00 5,133,310.00 5,112,627,51
31315PD29 FARMER MAC NR NR NR 6/13/2012 7/22/2015 0.616 2,000,000.00 2,066,760.00 2,060,002.25
64952WBH5 NEW YORK LIFE GLOBAL FOG AA+ An AAA 3/8/2013 7/24/2015 0.500 3,250,000.00 3,255,486.00 3,263,955.64
313370NE4 FEDERAL HOME LOAN BANK M+ Aaa NR 8/20/2010 8/20/2015 1.609 5,000,00000 5,122,125.00 5,001,784.75
254670887 DISCOVER BANK NR NR NR 8/24/2011 8/24/2015 1.500 250,000.00 250,000.00 250,000.00
3696244E8 GENERAL ELEC CORP AA+ Al NR 9/4/2013 9/21/2015 0.970 5,000000.00 5,326,240.00 5,317,625.51
313500854 FANNIE MAE AA+ Aaa AAA/"- 11/6/2012 11/6/2015 0.462 10,000,00000 10,011,350.00 10,003,802,08
06740KFD7 BARCLAYS BANK DELAWARE NR NR NR 12/21/2011 12/21/2015 1.600 250,000.00 250,000.00 250,000.00
31315PWQ8 FARMER MAC NR NR NR 5/9/2012 1/19/2016 0.675 1,400,000.00 1,407,268,80 1,400,000.00
3135300D9 FEDERAL NATL MORTGAGE ASSN AA+ Ma AAA/"- 9/3/2013 6/13/2016 0.928 3,780,000.00 3,702,17738 3)9,745,25
36160XUB1 GE CAPITAL FINANCIAL INC CD NR NR NR 8/19/2011 8/19/2016 1.850 250,000.00 250,000,00 250,00600
1728448%1 CIT BANK NR NR NR 9/8/2011 9/8/2016 1.800 250,000.00 250,000.00 250,000.00
3133704W8 FEDERAL HOME IRAN BANK M+ An NR 9/14/2011 9/9/2016 1.210 10,000,000.00 10,399,130,00 10,218,256.71
3134G43K9 FEDERAL HOME LOAN MTG CORP AA+ Ma AAA/'- 9/19/2013 9/19/2016 1.000 6,500,000.00 6,531,817.50 6,500,000.00
36157P5P5 GE CAPITAL RETAIL BANK NR NR NR 10/11/2013 10/11/2016 1.200 250,000.00 250,000.00 250,000,00
3134G4DR6 FEDERAL HOME LOAN MTG CORP AM Aaa AAA/'- 7/25/2013 10/25/2016 1.000 5,000,000,00 5,023,105.00 5,000,000.00
313371TV2 FEDERAL HOME LOAN BANK AA+ Aaa NR 12/9/2011 12/9/2016 1,260 3,130,000.00 3,222,191.02 3,164,293.53
880591458 TENNESSEE VALLEY AUTHORITY AA+ Aaa AAA/'- 1/27/2012 12/15/2016 3,970 5,000,000.00 5,620,465,00 5,593,936.18
313376NC5 FEDERAL HOME WAN BANK M+ Aaa NR 12/28/2011 12/28/2016 1.190 5,000000.00 5,074,600.00 5,004,579.58
313151,289 FARMER MAC NR NR NB 1/30/2012 1/6/2017 1.150 3,000,000.00 3,034,437.00 3,021,257.93
3137EADC0 FREDDIE MAC AA+ Aaa AM/'- 2/14/2013 3/8/2017 0.753 5,000,000,00 5,032,545.00 5,040,686.78
57582PM80 MASSACHUSETTS ST GO LTD MBE M+ Aal AA+ 4/8/2013 4/1/2017 0.780 2,000,000.00 1,979,400.00 2,014,763.43
3134G3WH9 FEDERAL HOME WAN MTG CORP M+ Aaa MA/'- 6/12/2012 6/12/2017 1.150 5,000,000,00 5,010,63500 5,000,000.00
3133EA4He FEDERAL FARM CREDIT BANK M+ Aaa NR 10/15/2012 7/11/2017 0.842 5,000,000.00 4,948,030.00 4,996,101,99
3136300M6 FEDERAL NATL MORTGAGE ASSN M+ An MA/'- 7/11/2012 7/11/2017 1.100 5,000,000,00 4,976,220,00 5000,000.00
313381020 FEDERAL HOME LOAN BANK M+ Aaa NR 12/19/2012 12/8/2017 0.857 5,000,000.00 4,910,065.00 4,978,534.38
3133ECB45 FEDERAL FARM CREDIT BANK M+ Aaa MA/"- 12/26/2012 12/26/2017 0.910 10,00000000 9,873,640,00 9,995,847.22
31315PT58 FARMER MAC NR NR NR 1/11/2013 12/27/2017 0.903 4,265,000.00 4,213,568.37 4,264,464.13
3137EADN6 FHLMC.75 01/18 M+ Aaa MA/"- 1/14/2013 1/12/2018 0.920 5,000,000.00 4,907,130,00 4,965,208.34
31315P040 FARMER MAC NR NR NR 2/26/2013 1/24/2018 1.022 1,000,000.00 987,974.00 997,846.44
313641056 FNMA STEP-UP M+ Aaa AAA Pi- 1/29/2013 1/29/2018 0.800 9,200,000.00 9,170,02640 9,200,000,00
3134G34K3 FEDERAL HOME LOAN MTG CORP M+ Aaa MA/'- 1/30/2013 1/30/2018 1,000 5,000,000.00 4,910,820.00 5,000,000.00
313382644 FEDERAL HOME LOAN BANK M+ Aaa NR 2/13/2013 2/13/2018 1.000 10,000,000.00 9,881,270.00 10,000,000.00
31356011E1 FEDERAL NATL MORTGAGE ASSN M+ Aaa AM/'- 2/14/2013 2/14/2018 1,000 10,000,000.00 9,843,680.00 10,000,000.00
48124/522 1P MORGAN CHASE BANK NA NR NR NR 2/20/2013 2/20/2018 1.125 250,000.00 250,000.00 250,000.00
3133823A9 FEDERAL HOME LOAN BANK M+ Ma NR 2/22/2013 2/22/2018 1.150 5,000,000.00 4,954,140.00 5,000,000.00
3133ECGC2 FEDERAL FARM CREDIT BANK M+ Aaa MA/'- 3/13/2013 2/26/2018 1.080 5,000,000.00 4,955,535.00 5,000,000.00
31315P4M4 FARMER MAC NR NR NR 3/7/2013 3/6/2018 0.940 10,000,000.00 9,869,400.00 9,999,913.01
31315/1225 FARMER MAC NR NR NR 5/15/2013 3/9/2018 0,976 5,000,000.00 4,868,780.00 4,956469.62
3134038D7 FEDERAL HOME LOAN MTG CORP M+ Ma AM/'- 3/20/2013 3/20/2018 1.200 850,00000 838,824.20 850,000.00
313382PW7 FEDERAL HOME LOAN BANK AA+ Ma NR 4/24/2013 4/24/2018 1.000 5,000,000.00 4,924,390.00 5,000,000.00
3134042E3 FEDERAL HOME LOAN MTG CORP M+ Ma AM/'- 4/75/2013 4/25/2018 1.100 5,000,000.00 4,903,160.00 5,000,000.00
3133ECNY6 FEDERAL FARM CREDIT BANK AA+ Ma AM/"- 5/8/2013 5/8/2018 0.986 5,000,00000 4,895,46500 4,992,090.97
3134045W4 FEDERAL HOME LOAN MTG CORP AA+ Ma MA/'- 5/29/2013 5/29/2018 1.000 5,000,000.00 4,918,405.00 5,000,000,00
313379043 FHLB 1.2506/18 AA+ Ma NR 6/13/2013 6/8/2018 1.344 5000,000.00 4,929,220.00 4,979,229.80
3133834M6 FEDERAL HOME LOAN BANK M+ Ma NR 7/24/2013 7/24/2018 1.950 5,000,000.00 5,025,825.00 5,000,000.00
313383544 FEDERAL HOME LOAN BANK AM Ma NR 7/30/2013 7/30/2018 1.850 5,000,00000 5,031,355.00 5,000,000.00
313601466 FNMA STEP-UP AAT Ma NR 9/12/2013 9/12/2018 1.807 5,000400.00 5,004,310.00 4,980,544.44
880591E01 TENN VALLEY AUTHORITY AA+ Aaa NR 10/15/2013 10/15/2018 1.670 5,000,00000 5,027,305.00 5,018,880.67
31346411M3 FREDDIE MAC AA+ Aaa AAA/'- 10/30/2013 1/30/2018 1.250 3,000,000.00 3,001,992.18 3,000,000.00
1.150 258,625,000.00 269,412,631.07 259,926,913.68
AARP Pitch Rating Services has placed US Government securities on negative watch
Source: US Bank Safekeeping
Values may differ from Treasurers Cost Carried due to accretion method variation.
Notes: Federal Agvcugural Mortgage Corporation securities are issued by a U.S.Government agency and are not rated.
Negotiable CDs are not rated,but are FDIC insured.
5 100112011