HomeMy WebLinkAboutTreasurer's Investment Report for the Month of December 2013Sweeney, Kathleen
From: Akins, Susan
Sent: Friday, January 31, 2014 3:26 PM
To: Liu, Annie; Christy Patterson, Butte County Schools JPA; Worsham, Colette; Houser, David;
Iturria, Greg; Heather Naylor, Gridley Unified School District; Cook, Holly; Smith, Jerry;
Sweeney, Kathleen; Mathes, Kathryn; Kevin Bultema, Chico Unified School District; Barnes,
C. Linda; Lisa Anderson, TOC Member (BCOE rep); Mark Milburn, TOC Member; Maureen
Fitzgerald, Chico Unified School District; Jessee, Meegan; Mia Osborne-Ng, Executive
Assistant to the Butte County Superintendent of Schools; Ramsey, Mike; Moak, Peggy;
Bennett, Robin; Wright, Ruth; Taber, Stephanie; Hubbard, Sheryl; Connelly, Bill; Kirk,
Maureen; Lambert, Steve; Teeter, Doug; Wahl, Larry; Akins, Susan; Susan Watts, TOC
Member (OUHSD rep); Borzage, Susie; Tim Taylor, Butte County Superintendent of Schools;
Blenn, Tina; Limper, Thomas; Trevor Stewart, Butte-Glenn Community College; Bangor
Cemetary District -Theresa Phillips, Trustee; BCMAD; BCOE, Adrian Barron; BCOE, Patty
Libby; BCOE, Stephanie Wisterman; BCOE, Triny Perales; Butte Co Resource Conservation;
Butte Co Resource Conservation; Butte County Resource Conservation District; Butte Creek
Drainage, Drainage District #2; Buzztail CSD; CARD; Cheryl Smith, District Manager, Oroville
Cemetary District; Christie Rogers (1) as Office Mgr/Bookkeeper, Butte Creek Drainage
District; Christie Rogers (2) as Secretary/Treasurer, Western Canal Water District; Christy
Patterson, Executive Director, Butte Schools Self-Funded Programs; Quigley, Cindy; Drainage
District #1; Drainage District #100; Drainage District #200; Durham Mosquito; Durham
Mosquito; Durham Recreation & Park; Durham Recreation & Park; Dwayne Long, Lake
Oroville Area Public Utility District; EI Medio Fire; EI Medio Fire; Feather River Recreation &
Park; Gridley-Biggs Cemetery; Broderson, Jill; Kimshew Cemetery; Oroville Mosquido;
Oroville Mosquito; Paradise Cemetery; Pine Creek Cemetery; Richardson Springs Comm
Svcs District; Richvale Recreation; Richvale Sanitary; Rock Creek Reclamation; Sacramento
River Reclamation; Sacramento River Reclamation; Susan Martin, Finance Manager, Feather
River Recreation and Park District; Wheeler, April; Upham Cemetery
Subject: For Your Information -Monthly Investment Reporting -December 31, 2013
Attachments: December 31, 2013 Treasurer's Investment Report.pdf; December 31, 2013 Transaction
Reporting to the BOS.pdf
Happy Friday,
The Treasurer's Investment Report for the month ending December 31, 2013 is attached, for your reference.
Additionally, the information provided in the attached "December 31, 2013 Transaction Reporting to the BOS" consists
of spreadsheets detailing transaction activity on accounts managed by Trustees or fiscal agents, and copies of monthly
statements from the Local Agency Investment Fund (LAIF), Rabobank, CalTrust and US Bank. At this time, we do not
believe checking account activity for operating cash is required to be detailed and reported.
If you have any questions or concerns, please feel free to contact me.
Thanks, and - have a great weekend!
Susie
Susan Akins
Administrative Analyst
Butte County Treasurer-Tax Collector
25 County Center Drive, Suite 125
Oroville, CA. 95965
~a (530)538-2196
~~ (530) 538-7648
sakinsCa~buttecounty.net
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Butte County
LAND OF NATURAL WEALTH AND BEAUTY
C. LINDA BARNES
TREASURER -TAX COLLECTOR
COUNTY ADMINISTRATIVE BUILDING
25 COUNTY CENTER DRIVE, SUITE 125
OROVILLE, CALIFORNIA 95965-3384
TELEPHONE: (530) 538-7701
FAXo- (530) 538-7648
January 31, 2014
Butte County Board of Supervisors
Butte County Chief Administrative Officer
Treasury Oversight Committee
The attached investment report for December 31, 2013 is submitted in accordance with the Butte
County Statement of Investment Policy dated July 1, 2013. All investments are in compliance with
this policy.
The Investment Report demonstrates that sufficient liquidity is available to meet anticipated
expenditures during the next six months.
The Local Agency Investment Fund (LAIF) is used as a benchmark for portfolio performance. A look
at the 5 year moving average for the Butte County Treasury yields vs. LAIF yields demonstrates
that, over time, a medium term, laddered portfolio will generally outperform a shorter term
investment strategy, which LAIF usually mirrors. The 5 year moving average for Butte County's FY
11/12 and FY 12/13 performance compared to LAIF shows margins of 1.341% and 1.541%,
respectively. Using $300,000,000 as a baseline portfolio (actively invested balance), this translates
to enhanced earnings averaging $4,623,000 per year for the past five years.
Investments are marked to market monthly based on a current market price determined by U.S.
Bancorp Investments. Copies of statements reflecting investment and cash management
transactions are provided to the Board of Supervisors monthly and are available upon request.
Quarterly Investment Reports are made available on the Treasurer-Tax Collector website at
httD'//www. buttecou nty. net/ttc.
Respectfully,r'}
~~ ~i~.tKe._ LSeti><-...
C. Linda Barnes
Butte County Treasurer-Tax Collector
cc: Butte County Auditor-Controller Butte-Glenn Community College
Butte County Board of Supervisors Chico Unified and Gridley Unified School Districts
Butte County District Attorney Iturria, Greg -Butte County Chief Financial Officer
Butte County Schools-JPA Limper, Tom -Butte County Deputy Chief Financial Officer
Butte County Sheriff Jessee, Meegan -Butte County Deputy Chief Financial Officer
Butte County Superintendent of Schools Mathes, Kathryn -Butte County Manager, Gov't. Accounting
Butte County Special Districts (Quarterly) Liu, Annie -Butte County Internal Auditor
o~vTr~.
o ~ ., , >,
oa UF6"~~o BUTTE COUNTY TREASURER'S INVESTMENT REPORT
December 31, 2013
YIELD TO WEIGHTED AVERAGE
ACTIVELY MANAGED PORTFOLIO: MATURITY MATURITY (DAYS)' PAR VALUE FAIR VALUE COST CARRIED
LOCAL AGENCY INVESTMENT FUND (LAIF)
CALTRUST SHORT TERM
BANK MONEY MARKET (COLLATERALIZE01
COMMERCIAL PAPER°
MUNICIPAL 80NDS
CORPORATE NOTES"
NEGOTIABLE CDs"
CERTIFICATES OF OEPOGIT (COLLATERALIZED)
FEDERAL AGENCY NOTES"'
TOTAL ACTIVELY MANAGED PORTFOLIO:
0.264% 1 743,790,825.06 743,790,625.06 743,790,825.06
0.367% i 4,494.29 4,494.29 4,469.80
0.260% 7 2,825,275.84 2,825,275.64 2,825,275.84
0.00 0.00 0.00
0.657% 883 3,000,000.00 2,973,340.00 3,017,448.50
0.829% 573 14,750,000.00 15,236,380.00 15,259,836.79
1.477% 752 3,000,000.00 3,010,462.20 3,000,070.21
0.810% 443 10,500,000.00 10,500,000.00 10,500,000.00
7.143% 1,354 243,045,000.00 241,144,310.49 243,606,097.00
0.817°/ 825 420,915,595.19 419,485,087.88 422,004,043.20
I VESTMENT OF NOTE( OND PROCEEDS AND OPERATING CASH
SCHOOL BOND PROCEEDS (see page 2 for detallsl
OPERATING ACCOUNTS
U.9. BANK CHECKING ACCOUNT DEPOSITS
OPERATING CASH
OTHER
TOTAL TREASURER'S FUND LEDGER BALANCE:
INVESTMENTS UNDER MANAGEMENT OF TRUSTEES (zee page 3 for tlelalls)
TOTAL CASH ANp INVESTMENTS:
460,762,680.95 459,316,621.64 461,851,128.96
SIX MONTH LIOUIOITY PROJECTIONS
Estimated Cash Receipts far Next Slx Months
Estimffietl Disbursements for Next Six Months
EsOma[etl Net Cash Flow for Nex[ Slx Months'
Lash Reserve for Possible Deferretl Revenues
Securities Maturing
Local Agency Investment Fund I Cal Tmst I MMF
Total Llgoltllty for Next Six Months
Esllmatetl Cash Available for Long Term Investment
Remaining Available Llquitlity
Total Par Value of actively managetl investments maturing In less than 12 months:
To[al Par VaIVe of actively m paged investments maturing In more than 12 monMs
412,858,017
-467,079,127
-54,161,110 (A1)
-30,000,000 (A2)
0 (B)
146,620,591 (C)
62,459,481 (A1+A2+B+C)
-30,000,000
32,459,481
7se,szD,sss
262,295,000
Actual Weighted Average MaWdty will ba shodeL antl actual dollaramounl of lnvesMenls maturing in less Nan l2 months will be higher than statetl. tlue to call features on investments.
See page Sfor tletailetl list of Investments.
^ Inclptles TRAN(Tax and Revenue Anticipation NOles)receipts antl tlisbumements, if applicable.
76,459,087.30 16,459,087.30 16,459,087.30
79,660,637.14 79,660,637.14 79,660,637.74
39,256.98 39,258.98 39,258.98
8,937.86 8,937.86 8,937.86
457,083,516.47
3,679,764.48
455,653,009.16 458,171,964.48
3,663,672.48 3,679,164.48
FAIR VALUE COST CARRIED
PAR VALUE
12/312013
BUTTE COUNTY TREASURER'S INVESTMENT REPORT
INVESTMENT OF SCHOOL BOND PROCEEDS
December 31, 2013
INVESTMENT MATURITY ANNUAL PAR FAIR COST
BOND/NOTE DESCRIPTION TYPE DATE DESCRIPTION YIELD" VALUE VALUE CARRIED
BONDS -LOCAL AGENCY INVESTMENT FUND (LAIF)
Chico Unifietl School District SedesS LAIF 0.264% 1,627.41 1,627.41 1,627.41
Chico UnlFletl Measure E Series A LAIF 0.264 % 14,319,284.79 14,319,284.79 14,319,284.79
Gridley Unified Schoo101strid G02012 LAIF 0.264% 2,138,175.10 2,138,175.10 2,138,175.10
16,459,087.30 16,459,087.30 16,459,087.30
SUBTOTAL
PAR FAIR COST
VALUE VALUE CARRIED
GRAND TOTAL 16,459,087.30 76,459,087.30 16,459,087.30
YleMs putted above arse snapshot par investment type. AcWal yleltls earned on school bonds are celculaled by Ne Treasurer'soff¢a and area composite of lnveaMenl earnings leas Treasury costs.
12I31I2013
2
BUTTE COUNTY TREASURER'S INVESTMENT REPORT
INVESTMENTS UNDER MANAGEMENT OF TRUSTEES
December 31, 2013
INVESTMENT MATURITY ANNUAL PAR FAIR COST
LOAN PROGRAM TYPE DATE DESCRIPTION YIELD VALUE VALUE CARRIED
2003 REFUNDING COP
U.S. BANK, TRUSTEE
Obligations Funtl CI D CUSIP
Expense FUntl #%%%X6106 Money Market 31846V108 0.020% 6,992.82 fi,99282 6,992.82
Obligations Funtl CI D CUSIP
Reserve FUntl #%%%X6101 Money Market 31846V]08 0020% 436,110.41 436,110.47 436,110.41
Lease Payment #%%%X6100
Money Market First American Prime
Obligations Funtl CI D CUSIP
0 020 %
6,992.82
6,992.82
6,992.82
450,096.05 450,096.05 450,096.05
SUBTOTAL
2004 PENSION OBLIGATION BONDS
WELLS FARGO BANK, TRUSTEE
SeriesABOntl FUntl #%%%X1106 Money Market HERITAGE MM#3106 0.010% 900,555.41 900,555.41 900.555.41
Int. Rate Stabilization FUnd #%%%X1109 Money Market HERITAGE MM#3106 0.010% 1,00480 1,004.80 1,00480
Pooled Agency Funds Local Agency Investment Fund 0.264 % 1,625.63 1,625.63 1,625.63
Series a Interest Funtl #%%%X1301 Money Market HERITAGE MM #3106 0.010% 854,085.45 854,085.45 854,085 45
757,271.29
1 1,757,271.29 1,757,271.29
SUBTOTAL ,
2004 WORKERS'COMPENSATION
York Risk Services Group
61d1m Atlministrators
Umpqua Bank #X%%%%2601 Commercial Bank Business Checking NA 94,515.69 94,515.69 94,515.fi9
SUBTOTAL 94,515.69 94,515.69 94,515.69
2006 COP - NEAL ROAD RECYCLING 8 WASTE FACILITY
WELLS FARGO BANK,TRUSTEE
Certificate Reserve Fund #XXX%0800 Money Madcet Gov MMF Service Fund #743 0.010 % 8,500 43 8,500.43 8,500.43
US TreaslAgency 6/0]/201] FHLMG #3134G32R4 1.000% 1,200,000.00 1,184,44800 1,200,000.00
Base Rental Payment Fund #%%%X0801 Money Market Gov MMF Service Fund #743 0.010 % 161,549.70 161,549.70 161,549.70
Expense Pond #%%%X0802 Money Market Gov MMF Service Funtl #743 09W % 7,237.32 7,231.32 7,231.32
1,3]7,281.45 1,361,729.45 1,377,281.45
SUBTOTAL
PAR FAIR COST
VALUE VALUE CARRIED
679
164.48
3 663,612.48
3 3,679,164.48
GRAND TOTAL ,
, ,
12/31/2013
BUTTE COUNTY TREASURER'S INVESTMENT REPORT
ACTIVELY MANAGED PORTFOLIO "AT-A-GLANCE"
December 31, 2013
INVESTMENTS BY TYPE*
Federal Home Loan Bank FHLB
Fed Home Loan Mortgage Corp FHLMC
Fed National Mortgage Assn FNMA
Federal Farm Gretlit Bank FFCB
Local Agency InvesVnenl Fund / CalTrusl LAIF / CT
Rabobank MMF MMF
Tennessee Valley Authority TVA
Fetl Ag Mortgage Corp FAMCA
Certifca[es of Deposit(Collateralized/Negotiable) CDs
Corporate Notes antl Municipal Bonds OTHER
TOTAL PAR VALUE
$ 67,130,000
$ 50,350,000
$ 47,400,000
$ 35,000,000
$ 143,795,319
$ 2,825,276
$ 10,000,000
$ 33,165,000
$ 13,500,000
$ 17,750,000 ~'.
$ 420,915,595
CDs OTHER
FAMCA $13,500,000 $17,750,000
3.2% 4.1%
$33,165,000 FHLB
TVA 7.9%_ ,~,..... $67,130,1
$10,000,0
2.4%
MMF
$2,825,276
7%
16%
LAIF/ ,Yf
CALTRUST I'
$143,795,319
34.2% FFCB
$35,000,000
83%
FHLMC
$50,350,000
12%
FNMA
r,40QC
11.2
INVESTMENTS BY MATURITY & YI_ELD*
LAIF /CALTRUST (1 -30 day) 0.264% $ 143,795,319
Bank Money Market Funds (1 day) 0.260% $ 2,825,276
01-12 months 1.381% $ 12,000,000
13-36 months 1.646% $ 74,280,000
37-60 months 1.194% $ 188,015,000
TOTAL PAR VALUE $ 420,915,595
'Investments managed by Trustees & School Bontl Proceeds not included
Final maturity tlates are used; probable call dates are not consideretl.
37-60 months
$188,015,000
1.194%
tAl F /
CALTRUST
143,795,319
0.264%
Bank Money
Market Funds
(1 day)
$2,825,276
0.260%
1-12 months
$lz,ooo,aoo
1.381%
Butte County Pooled Treasury Portfolio Balance**
Net of Tax and Revenue Anticipation Notes (TRAN) and Bond Proceeds'
5aso,ooo,ooD ~ --- - -- -~ -- --°
$42s,ooo,oao - - _ »~m--znaa '
I
$350,000,000
$325,000,000
$300,OOD,000
$276,000,000
19
-~~zpol '
1006
=3005..
r=~lVUe....
lAN . FEB -MAR APR MAV - !UN lUL AUG -. 8FP OR:
" This chart tloes not Include deposits from TRAN, Bontl Proceeds, or Investments under Management of Trustees.
It Is Intended to tlemonsirate cash flow trends and establish a baseline for the portfolio, enabling medium term Investments.
12131/2013
4
13-36 months
$74,280,000
1.646%
BUTTE COUNTY TREASURER'S INVESTMENT REPORT
M ANAGED PORTFOLIO -DETAILS OF SECURITI ES HELD
December 31, 2073
Credit RatlnD Purcha¢a MaNrity Yield Lo
saeurlty Pslsgtietige 3A3 Moodv's F'Len o.ro pel• d 14n3itrlld Per Value Eai. vela. ca¢ ca..iea•
0228) DCK2 AME RIGN E%Pft CEN TU RION NR NR Nfl 0/25/$013 8/25/2014 1.150 $S O,OOD.Op 251 89049 $50,000.00
3814264D4 GOLD MAN SACHS BA NKUSA NR NR Nfl 0/24/$011 8/25/2014 1.150 ES O.OOp.Op 251,802.96 $50000.00
13034AB K5 CA LIF IN F RAST RU CTU flE &ECON DEV AAA Aaa NP 8/13/2012 ]0/1/E D14 0.410 1,000,000.00 1,001,140.00 1,001,]43.)5
02004MW03 AIIY BANK Ui CD NP NR Nfl 10/15/2010 10/15/2014 1 ]50 250,000.00 253,535.31 250,000.00
OSS68PV24 BMW BK OF NA NP NR N0. ID/22/3030 30/22/2014 1550 350,000.00 $53,1]3,54 250,000,00
31315PE24 FARMEfl MAC NP NR NR 12/31/3009 12/30/2034 3.100 5,00000000 5,119,9)000 4,98J,155.]e
3]3IIBDH] 6EOflGIA BANN&TPUSi NP NR NR 3/$5/2032 1/26/2015 3.000 250,000.00 250,000.00 250000.00
313463 NL0 FEOE RAL HO ME LOAN MFG CO PP M+ Aaa NR 5/9/$012 2/24/2015 0.500 5,000,000.00 5,001,]95.00 5,000,000.00
3133]62Q3 FE DE MLHO ME LOAN OA NK PA+ Aaa NR 3/16/2012 3/13/2015 0.659 5,~0,0p0.00 S.pO],480.W 4,983,151.$0
64952WAW3 NEW V00.K LIFE GLOBAL FDG AA+ Aaa NW 3/8/ID13 5/4/$015 0500 1,500,000.00 1,548,061.50 1,549,96809
3696EGSF] GENERAL ELEC CAP CO RP AA+ Al NR 12/3/201] 6/30/$015 1.000 5,000,OW.OD 5,131,580.00 5,103,345.95
31315PD29 fARMEft MAC NR N0. NP 6/13/2012 ]/22/2015 0.616 2,000,000.00 2,050,)6000 ;054,204.93
64952 W BH5 NEW VO RK LIFE GLOBAL FDG AA+ Aae AM 3/8/2033 ]/24/2015 0.500 3,$50,00000 3,256883.50 3,262,611.59
3133 ]ONE4 FED EPAL XO ME LOAN BANK AA+ Aaa NR 8/20/$010 8/20/2015 1.609 5,000,00000 5,10],19500 5,001,619 JS
2246]088] DISCOVER BANK NR Nft NR 0/24/$013 8/24/3015 1.500 250,000.00 250,OODOD 250,000.00
36962G4F8 GENEflAI ELEC CORD AA+ Al NP 9/4/2013 9/21/2015 0.9)0 5,000,p00.Op 5,299,85500 5,$89,599.]3
3135 GO P54 FA N NIE MAE AA+ Aas AAA/'- 11/6/2012 11/6/2035 0.46$ 10,00D,000.00 1O D01,90000 10,003,1]].08
O6]40KFG] BA RCIAYS BANK DEIAWAPE NP NR NR 32/21/2011 12/23/20]5 1 600 250,00000 250,OLb.00 250,000.00
31315PWQ8 FAPMEP MAC NP NR NR 5/9/2012 1/19/2016 0.615 1,490,00000 1,406,9 J4.B0 1,400,00000
3fi 160%U B1 GE CAPITAL FINANCIAL INC CD NP NP NR 8/]9/2011 0/19/$016 1.050 250,000.00 250,000.00 250.1100.00
1 ]E 84A%%1 CIT BANK NR NP NR 9/8/2011 9/8/201fi 1 8W 250,000.00 250,000.00 250,000.00
313464E K9 iE DEPAL NO ME LOAN MTG CO RP M+ Aaa PAP/'~ 9/19/2013 9/19/301fi 1.000 6,500,000.00 6,524,45 g50 6,500,000.00
3615 ]PS PS GE CA PITAL DETAIL BANK N0. NP NP 10/11/2013 10/11/2016 1.200 350,OOD.00 $S 0,000.00 250,000.W
313464D R6 FE DEPALHO ME LOAN MTG CO RP AA+ Aaa PAA/"- ]/25/2013 30/E S/E 016 1 000 5,000,00000 5,05),020.00 5,000,000.00
3133]1PV2 ]$DEPAL XOMf LOAN BANK AAr Aaa N0. 12/9/2011 13/9/2016 1.260 3,130,000.00 3,308,606.82 3,162,453.09
880593 D58 TEN NESSFE VAL LEV AU TXO RIIV AA+ Asa APA/`~ 1/2]/2012 12/15/2016 09]0 5,000,00000 5,584,220M 5,56$,231.40
3133I6NC5 FEDE RAL HO ME LO AN BANK AA+ Aaa NR 12/28/20]1 12/28/2016 1190 5,000,00000 5,05],]1500 S,OW,33)92
31315PVB9 FAPMEP MAC NR NP NR 1/30/2012 1/6/$O1] 1.150 3,000,OOO.W 3,029,166.00 3,020,143.98
313JEADCO FRE DDIf MAC AA+ Aaa AM/'~ 2/]4/2013 3/0/2D1] 0.>53 S,ODO.000.00 S,OD],e]0.00 5,030,fi6434
5]502PM 80 MASSACX VSETFS Si GO LTD T%BL M+ Aal AAr 4/8/2013 4/]/201] 0.]BO $,000,000.00 1,98,$00.00 2,034,0432]
3134 G3 W H9 FE Df PALHO ME LOAN MTG CO RP AA+ Aaa AAA/'- 6/12/2013 6/12/201] 1150 S,OOp,000.00 4,98],085.00 S,OD0,000.00
3133E A4H0 FE Df PAL FARM CRE OIT BA NK AA+ Aaa NP 10/15/201$ ]/11/301] 0.842 5,000,OOD00 4,93$,550.00 4,996,28.84
31366OQM6 FE DEflAL NAT]MOPTGAGE ASSN AA+ Aaa AAA/"- ]/11/E 012 ]/11/$DI] 1.300 5,000,000.00 4,953,805.00 5,000,OOD.W
313381000 FEDERAL HOME LOAN BANN AA* Aaa N0. 32/19/3012 12/0/203] O.eSJ S,OOD,OOp.00 9,8]0,130.00 4,W9p063]
3133 EC B45 FE DEIiAL FA RM CRE DIi BANK AA+ Aaa AAA/'- 1$/26/2012 12/26/2011 0910 10,000,00000 9,]84,06000 9,996,01389
31315PR8 FAPMEP MAC NP NR NR 1/11/2013 12/2]/2011 0.903 4.265,000.W 4,18,$2)8 4,264,48562
313>EA DN6 MLMC )501/18 AA+ Aaa AM/`~ 1/14/$013 1/1$/$D10 0.920 5,000,OOD.00 4,fl J1s5S.00 4,966,569.88
31315 P 040 FARMED MAC NP NP NP 2/26/2013 1/Z 4/$018 1.02$ 1,000,00000 9)8,591.00 99],931.28
313 6 6 505 6 FNMA STEP-UP AA+ Aaa AAA/"~ 1/$9/2013 1/$9/2018 0.000 9,$00,00000 9,099,30fi 00 9,200,000.00
3134634 K3 ]$DEPAL HO ME LOAN MTG CO RP AA+ Aaa PAA/`- 3/30/2013 1/30/2018 1.000 5,000,000.00 4,865,165.E S,Op0,000.OD
3133826Y4 iE DE PAL XO ME LOAN BANK AA+ Aaa NR 2/13/2013 2/13/2016 1.000 30,000,00000 9,I08,24D.00 lO,OW,00D00
31356OUE1 FE DEPAL NAT]MOPTGAGE ASSN AA+ Aaa AAA/'~ U14/E 013 2/14/2018 1.000 10,000000.00 9,)58,80.00 IO,OOD,00000
4 81 2 412 2 2 IP MORGAN CH ASE BANK NA NR NR Nft 2/20/2013 2/20/2018 1.125 250,000.00 250,000.00 250,000,00
31338$3A9 FE DEPAL HOME LOAN BANN AA+ Aaa NA $/$2/2013 2/23/2018 1.150 5,000,OCO.OD 4,908,E )5.00 $,OD0,00000
31333060E FEDEPAL FARM CREDR BANK AA+ Aaa AAA/•~ 3/13/2013 $/26/2018 1.080 5,000,000.00 4,90],38000 S,ODO,000.00
31315PQM4 FAPMER MA[ NR NP NR 3/]/2013 3/6/2018 0.940 10,000,000.00 9,]64,800,00 9,999,916.34
31315P225 FARMER MAC NP NR NR 5/15/2013 3/9/2018 0,9]6 5,000,00000 4,819,38000 4,95],94$.98
31346360] FEDERAL HOME LOAN MTG COPP AA+ Aaa AAA/`- 3/00/2013 3/20/2018 1300 850,000.00 830,666]5 850,000.00
313382PW] iE OE MI HO ME LOAN BANK AA+ Aaa NR 4/24/2013 4/24/$018 1.000 5,000,0OO,Op 4,8]0,85.00 5,000,000.00
313464383 FEOE RAI HO ME LO AN MTG COflP AA+ Aaa APA/'~ 4/25/2013 4/25/3018 1.100 5,000,00000 9.84],605.00 S,OW,OOp00
313661E H3 FN MA STE P-UP AA+ Aaa PAA /'"- 11/31/2013 4/30/2010 148) 3JOO,OOD00 3,fi 21,43 ].9D 3,65],612.55
3133E CNV6 iEOf RAL FAPM Cfl E DIT BANK AA+ Aaa AAA/`- 5/8/2013 5/8/20]8 0.986 5,000,00000 4,842,]8s.00 4,992,382 64
3334G45W4 iEDf PAIMD ME LOAN MTG CO AP AA+ Aaa PAA/`- 5/29/2013 5/29/20]8 1.D00 S,WO,000.W 4,058,4)5.00 5,000,000.00
3133I90T3 FX LB 3.35 W/IB AA+ Aai NP 6/13/$013 6/8/2018 1.344 S.OD0.000.00 4,909,365.00 4,9]9,981 B9
313383QM6 FE O EflALHO ME LOAN BANK AA+ Aaa N0. ]/$4/20]3 ]/24/2018 1.950 5,000,000.00 4,9]1,410.00 5,000,000.00
313 3 03 544 FE DE PAL HO Mf LOpN BANK AA+ Aaa Nft ]/30/20]3 ]/30/2010 1.850 5,000,00000 4,9]6515.00 5,000,0OO.OD
31366 ST66 FN MA STEP~UP AA+ Aaa AAA/'~ 9/128013 9/13/$018 1.80] 5,000,0 D000 S,OOI,l O5.C0 4,981,211.11
3130A0229 iE DERAL HO Mf LOAN DANK AA+ Aaa NR 11/8/2013 10/9/2010 14]0 4.000,000.00 3,9]8,81$00 4,013113.21
880591 EO1 TENN VALLEY AV TN OPIIV AA+ Aaa AAA/`- 10/15/2013 10/15/2018 1 6]0 5.000,000.00 4,9]4,505.00 5,018,245.6]
3134G4H M3 FREDDIE MAC M+ Aaa AAA/`- 10/30/2013 10/30/2018 1.250 3,OOD,00000 2,98),541.00 3000,000.00
31315 PG94 FARMEfl MAC NP NP NP 11/21/$013 11/14/2018 1350 1,500000 p0 3 481,500.50 1,499,266.8
3133E DA51 FE OE RAL FAPM CPE DIT BANK AN+ Aaa NP 11/398013 11/19/2018 1385 S,OOD,000W 4,9)1.94000 S,OO1,1 C4.SJ
3133E OA51 FE OE MLFAPM Cfl E OIT BANK AA+ Aaa NP 11/3 38 0 13 ]1/19/2018 1.505 5,000,000.00 4,9]1,940.00 5,013,32402
J95420RM9 SALLIE MAE BANK/SALT IKE Nft NR NR 31/35/2033 11/20/2018 E.D50 250,000.00 250,000.00 $50,000.00
3130AOBF6 FE OE MLNO ME LOAN BANN AA+ Aaa NR 11/21/3013 Il/2)8018 1.]]5 5,000,000.00 4,953,44000 4,998,]8.61
3136G1YB9 FNMASTEP-UP AA+ Aaa NR 128)/2013 128)/3018 1.000 4,500,00000 4,499,410.50 4,SOO,000.OD
1.124 263,]95,000.00 262,764,492.69 264,800,071.55
AAN`~ F~IaNRef ng Services has pl wtl US GOVarmnsnt urlLle¢on nagetiv@watch
Source: US Bank BafeNeepln0
vawaa may amenrom Traaa.~era coawa~.iea aae m aa~mo~ memm .anauoa.
N o1es'. Fatlerel Agaculturel Mortgage Ccrp ora lion ae curllles er e lssu etl b ye V. S. GOla ~nmen t ag a ncy entl ere nol ra latl.
Nagolable CDs era nol rated bul am FDI C Insures.
1213112013
Butte County
LAND OF NATURAL WEALTH AND BEAUTY
C. LINDA BARNES
TREASURER -TAX COLLECTOR
COUNTY ADMINISTRATIVE BUILDING
25 COUNTY CENTER DRIVE, SUITE 125
OROVILLE, CALIFORNIA 95965-3384
TELEPHONE: (530) 538-7701
FAX: (530) 538-7648
January 31, 2014
Butte County Board of Supervisors
Butte County Chief Administrative Officer
The attached statements showing investment transactions for the month ending December 31,
2013 are submitted in accordance with Government Code, and with Local Agency Investment
Guidelines as published by the California Debt and Investment Advisory Commission. The
Investment Policy effective July 1, 2013 includes a provision for monthly reporting of investment
transactions to the Board of Supervisors.
In addition to the above, Investment Reports a
basis. Quarterly Investment Reports are also
website at htto //www buttecountv.net/ttc.
e submitted via email distribution, on a monthly
made available on the Treasurer-Tax Collector
If you have any questions regarding investment reporting, please feel free to contact me, or
Peggy Moak, at 538-7443.
Yours truly,
C. Linda Barnes
Butte County Treasurer-Tax Collector
Monthly Investment Transaction Reporting
Table of Contents
Funds Under Management of Trustees
. U.S. Bank - 2003 Refunding COP
. Wells Fargo Bank - 2004 Pension Obligation Bonds
• Wells Fargo Bank - 2006 Certificates of Participation
. Umpqua Bank -York Risk Services Group
Local Agency Investment Fund
. Butte County Treasurer
. Butte Community College District
. Paradise Unified School District
• Oroville Union School District
. Chico Unified School District
. Butte County Office of Education
Rabobank
CalTrust
U.S. Bank Safekeeping
Butte County Treasurer
Monthly Investment Transaction Reporting
Funds Under Management of Trustees
U.S. BANK. Trustee
2003 Refunding COP
Transaction Activity
Lease Payment Reserve Fund Expense Fund Total Cash
Acct. No Acct. No Acct. No Wi[h
Date Transaction XXXX6100 XXXX6101 XXXX6106 Fiscal Agent
6/30/2013 Fair Value 413,456.06 440,057.53 6,991.50 860,505.09
Estimated Galn/Loss (L070.30) (1,070.30)
I nterest Earned 6.47 1.68 0.31 8.46
AC366, Interest, Justice Facility (1x,455.00) (13.455.00)
AC-XXX, Principal, Justice Facility (400,00000) (400,000.00)
Trustee Fee 0:00
Interest Payment 0.00
Transfer 8,985.88 (6,9&5.851 0.00
7/31/2013 Falr Value 6,993.41 432,003.03 6,991.81 445,988.25
Estimated Gain/Loss (,1,197.35) (1.197.351
Interest Earned 0.13 1.61 0.24 1.98
AC-366, Interest, Justice Facility 0.00
AC-XXX, Principal, Justice Facility 0.00
0.00
Trustee Fee
0.00
Interest Payment 0.00
Transfer
8/31/2013 Fair Value 6,993.54 430,807.29 6,992.05 444,792.88
Estimated Gain/Loss (i.054.9G) (1.054.901
Interest Earned 0.24 1.50 0.24 1.98
AC-366, Interest, Justice Facility 0.00
AC-XXX, Principal, Justice Facility 0.00
0.00
Trustee Fee
0.00
Interest Payment 0.00
Transfer
9/30/2013 Fair Value 6,993.78 429,753.69 6,992.29 443,739.96
Estimated Galn/Lass (639.101 (639.101
Interest Earned 0.18 6,979.24 0.18 6,979.60
AC-366, Interest, Justice Facility 0.00
AC-XXX, Principal, Justice Facility 0.00
0.00
Trustee Fee
0.00
Interest Payment 0.00
Transfer
10/31/2013 Fair Value 6,993.96 436,094.03 6,992.47 450,080.46
Estimated Gain/Loss 0.00
Interest Earned 0.18 5.63 0.18 5.99
AC-366, Interest, Justice Facility 0.00
AC-XXX, Principal, Justice Facility 0.00
0.00
Trustee Fee
0.00
Interest Payment 0.00
Transfer
11/30/2013 Fair Value 6,994.14 436,099.66 b,992:65 450,086.45
Estimated Gain/Loss 0.00
Interest Earned 0.17 10.75 0.17 11.09
AC-434 68.06 68.06
AC-366, Interest, Justice Facility 0.00
AC-XXX, Principal, Justice Facility 0.00
0.00
Trustee Fee
0.00
Interest Payment 0.00
Transfer
12/31/2013 Falr Value 7,062.37 436,110.41 6,992.82 450,165.60
Sources: 1) U.B. Bank Statements, 2) Butte County Finance Office
Butte County Treasurer
Monthly Investment Transaction Reporting
Funds Under Management of Trustees
Wells Fargo Bank, Trustee
2004 Pension Obligation Bonds
Transaction Activity
Series A Series B Total Cash With
Transaction & Month End Date XXXX7106 XXXX1109 XXXX1301 PiSCaI Agent
6/3012013 Fafr Value 675.19 - 2;828:33 --- 619;655:32 --622;958.84
Interest Earned 0.47 1.00 5.88 7.35
CSCDA Issuer Fees 0.00
Wire Transfer From Butte County AC-049 0.00
Wire Transfer From Butte County AC- 0.00
Interest Pald to Bondholder (8,40712) {5,401.,12)
Principal Paid to Bondholder 0.00
Transfer/s 0.00
713112013 Falr Value 675.66 2,629.33 611,260.08 614,565.07
Interest Earned 0.01 0.01 5.31 5.33
CSCDA Issuer Fees (4,203.00) [4,203.00)
Wire Transfer From Butte County AC-049 1,749,519.14 1,749,519.14
Wlre Transfer From BUtte County AC- 287,937.59 287,937.59
Interest Paid to Bondholder (9,325.16) (9?25.16}
Principal Pald to Bondholder 0.00
Transfer/s 0.00
8 /3112 01 3 Fair Value 1,745,991.61 2,629.34 889,877,82 2,638,498.97
Interest Earned 15.01 0.01 7.82 22.84
0.00
CSCDA Issuer Fees
Wire Transfer From Butte County AC-049 0.00
Wire Transfer From Butte County AC- 0.00
Interest Pald to Bondholder (.9'769.98) (",769.95)
Principal Paid to Bondholder 0.00
0.00
Transfer/s
9/30/2013 Fair Value 1,746,006:82 ''2,629.35 880,115:66 .2,628,751:83
Interest Earned 14.74 1.06 7.43 23.23
0.00
CSCDA Issuer Fees
0.00
Wire Transfer From Butte County AC-049
Wire Transfer From Butte County AC- 0.00
Interest Pald to Bondholder (8,201..72) 18'201'12)
Principal Paid to Bondholder 0.00
0.00
Transfer/s
10/31/2013 Fair Value 1,746,021.56 2,630.41 671,921.37 2,620,573.34
Interest Earned 15.40 0.01 7.69 23.10
0.00
CSCDA Issuer Fees
Wire Transfer From Butte County AC-049 0.00
Wire Transfer From Butte County AC- 0'00
Interest Paid to Bondholder {9,035.07) {9,03`i.07)
Principal Paid to Bondholder 0.00
Transfer/s 0.00
11/30/2013 Fair Value 1,746,038.96 2,830.42 862,893.99 2,611,561.37
Interest Earned 14.35 0.01 7.09 21.45
0.00
CSCDA Issuer Fees
Wire Transfer From Butte County AC-049 0.00
Wire Transfer From Butte County AC- 0.00
Interest Paid to Bondholder (£345,495.90) (t3,S15.(i3) 1854,31153)
Principal Paid to Bondholder 0.00
Transfer/s 0.00
1 2131 /2 01 3 Falr Value 900,555.41 '2,630:43 854.085.45 1,757,271.29
Sources: 1) Wells Fargo Bank Statements, 2) Butte County Finance Office
Butte County Treasurer
Monthly Investment Transaction Reports
Investments Under Management of Trustees
Wells Fargo Bank. Trustee
2006 Certificates of Participation
Transaction Activity
Date
Transaction
Reserve Fund
XXXX0800 Base Rental
Payment Fund
XXXX0801
Expense Fund
XXXX0802
Total With
Fiscal Agent
06/30/13 Fair Value 1,185,184.43 1,023,449.70 7,231.32 2;215,865.45
Transfer to another account (6,000.361 (0.06) (6,000A2)
Transfer from another account 6,000.42 6,000.42
Debt Service W ire Tmnsfer 0.00
Interest Eamed 0.07 4.77 0.06 4.90
Interest Paid M Bondholder (1 A4,450.OG) (].&4,450.00)
Principal Pald ro Bondholder (845.000.00) (845,OOGAO)
Unrealizetl Gain/Loss 5,664.00 5,664.00
07/31/13 Fair Value 1,184,848.14 4.69 7,231.32 1,192,084.35
Transfer l0 another account (0.06) (0.06)
Transfer from another account 0.06 0.06
Debt Service W ire Transfer 0.00
Interest Eamed 0.02 0.06 0.08
Interest Paid to Bondholder 0.00
Principal Paid to Bondholder 0.00
Unreallzed Galn/Lose (1 X44 GO) (i,944.OG)
08/31/13 Fair Value 1,182,904.16 4.95 7,231.32 1,190,140.43
Transfer to another account (0.06) 10.05)
Transfer from another account 0.06 0.06
Deht Service W ire Transfer 0.00
Interest Earnetl 0.06 0.06 0.12
Inleres[Paid to Bondholtler 0.00
Principal Paid to Bondholtler 0.00
09130/13 Unrealized Gain/Loss
Fair Value 10,044.00
1,192,948.22
5.01
7,231.32 10,044.00
1,200,184.55
Transfer to another ecacunl (OD6) (0.06)
Transfer from another account 0.06 0.06
Debt Service W ire Transfer 0.00
Interest Eamed 0.07 0.06 0.13
Interest Paid to Bondholtler 0.00
Principal Paitl to Bondholder 0.00
10/31/13 Unrealizetl Gain/Loss
Falr Value 6,420.00
1,199,368.29
5.07
7,231.32 6,420.00
1,206,604.68.
Transfer to another account (O.Or) (0.06)
Transfer from another account 0.06 0.06
Debt Service W ire Tmnsfer 0.00
Interest Eamed 0.07 0.06 0.13
Interest Paid to Bondholtler 0'00
Principal Paitl to Bondholder 0.00
11/30/13 Unrealizetl Gain/Loss
Fair Value 2,352.00
1,201,720.36
5.13
7,231.32 2,352.00
1,208,956.81
Tansfer to another account (0.00) (0'06)
Transfer from another account 0.06 0.06
Debt Service W ire Transfer 161,544.51 161,544.51
Interest Eamed 0.07 0.06 0.13
Interest Paitl to Bondholder 0.00
Principal Paid to Bontlhclder 0.00
Unreallzed GaiNLOSS (fl./i2A0) (8,7~Z.00)
12/31113 Fair Value 1,792,948.43 161,549.70 7,231.32 1,361,729.45
Sources: 1) Wells Fargo Bank, 2) Butte County Finance Office
Butte County Treasurer
Monthly Investment Transaction Reports
Investments Under Management of Trustees
York Risk Services Group, Claims Administrator
Umpqua Bank
WORKERS' COMPENSATION
Account # XXXXX2601
Transaction Activity -Current Month
Beginning Balance -11/30/2013 169,402.95
Deposits 12/05/13 50,970.57
Disbursements Checks Paid (125,752.02)
TM Fee (105.81)
Ending Balance -12/31/2013 94,515.69
Source: Umpqua Bank Statement
LAIl~ Regular Monthly Statement
[.Deal :agency Im~estment pond
P.Q. 6os 942809
Sacramento, Cr1 94209-OOf1I
(916) 653-3001
DUT'fl? COUNTY
CIiIEF DEPUTY "I'RI:ASURER
25 COUNTY CDN"fHlt DR1VL^:
ORUVILLE, CA 95965-3384
I'J 11 lvcrxpc. M11mn 6h~ \'icl~
Account Numhcr:
Page 1 of 1
rve~w,t rcausrcr.cn,eov/nmiu-luir
.lanuary 03, 2014
'I'rm l'ynv` Uolinilions December 2013 StatemeN
Tfrcctivc "fransactims Tran Confirm
Date Date Type IVmnber Authorised Caller
(2/9/2013 12/9/2013 RD 1417344 PGGGY MUAK
12/272013 12/27/2013 RD 1418746 PGGGY MUAK
Account Summury
'total Dcposil; 13,000,000.00 Beginning Dalance:
Dotal Withdrawal: 0.00 Ending Dalance:
Amount
8,000,000.00
5,000,000.00
32,082,766.89
45,082,766.89
https://laifms.treasurer.ca.gov/RegularStatement.aspx 1/3/2014
LAID Regular Monthly Statement Paga 1 of 1
L,ocul :lgcncy Im~csfinenl Fund
1'.O. Box 942809 tt~sra•.nrasmror.ca.mn/nmia-laif
Sncramento, C;A )4209-0001 .tanuary 03, 2014
(916) C53-JOOI
BU'r'I'6 COMMUNITY COLLGGI: DISTRICT
I3IJ"i"fG COUNTY 'PR[iASURBR PA71 ~ lceraee A1on1'hiv 1'ielde
25 COl1N"I'Y CL3N'1'13R DRIVI3, SUI'1'H 125
OROVILL6, CA 959(5-3384 Account Number
"Il•am'Ivne Ucl'initions December 2013 Staicment
Effective 'Trans»clion Tran Confirm
Date Dale Type Number
12/6/2017 12/68013 RD 141723A
1211 l/2013 12/I (/2013 RD 1417479
Account Summary
'Coral Deposit:
Total Withdrawal;
Authorized Caller
COL6T'rB WORSIiAM
I'BGGY MOAK
15,000,000.00 beginning Dalance:
0.00 Bnding Balance:
Amount
10,600,000.00
5,000,000.00
6,501,537.42
21,501,537.42
hops://laifms.treasurer.ca.gov/RegularStatement.aspx 1/3/2014
LAID Regular Monthly Statement Page I of 1
I,ncnl:~geney Invcsfinenl I'+unt
1'.O. I3os 942809 www trca}urer.en eovMmia-lair
Sacramento, (;A 94209-0001 January 03, 2014
(91 C)(i53-3001
PARADISIi UNIPIHD SCHOOI. DISTRIC'T'
BU'I"Il3 COUN'fY'TRBASURBR PMI y lveraee y7un(10v 1, Il',IfIS
25 COUNTY CENTGR URIV[i, SUITE 125
OROVILL,I„, CA 95965 Account Nambcr:
T'a ilYnc Uclinitions December 2013 Stalcmenl
13ffectivc T'ransaction't'ran Confirm
Date Date Type Number
12/12/2013 12/1212013 RD 1417605
12/13/2013 12/13/2013 RD 1417723
Authorized Caller
COLE"I"1'E WORSi1AM
COLETTE WORSHAM
Amount
U,000,VOO.VO
10,000,000.00
Account Summary
Total Deposit:
Total Withdrawal:
I G,OV0,000.00 Bebinning Balance:
0.00 Ending Balance:
9,531,762.47
25,531,762,47
hops://laifms.treasurer.ca.gov/RegularStatement.aspx 1 /3!2014
LAIl~ Regular Monelily Statement Page 1 of 1
Lueal Agency Investment Rund
I'.O. 13ox 942A09 ~ wwe• trraynrcr.ca.eurlnmia-Ixif
Sacramento, CA 94209-0003 .tanuary 03, 2014
(91 O(i53-3001
OROVILLE UNION hOGli SC1i001, DIS"fRIC'f
BU"f"fE COUNTY TI2EASURGR PiilA lvcraxc ti7mrfhly l'iclUx
25 COUNTY CENTI?R DRIVP, SUI'rH 125
OROVILLE, CA 95965.3384 Account Number;
December 2013 Statement
'1'r~n_I's;,pc llcfini[ion
13ffeclivc 't'ransaction 9"rnn Confirm
Untc Date ~hYPc Number Authorized Caller
12/16/2013 12/1672013 12D 1417828 COLETTE WORSHAM
Account Summary
'I'ntal Deposit
Total Withdrawal:
10,000,000.00 Beginning Balance:
0.00 Isnding Balance;
https://laifms.treasurer.ca.gov/RegularStatcment. aspx
Amonnt
50,000,000.00
8,432,977.00
18,432,977.00
]/3/2014
LAIr Regular Monthly Statement Page 1 of 1
Local Agency Investment Rand
I'.O. 13ox 942A09 e~tvn~ treatiurcr.ca.eov/nmia-laif'
Sacramento, <'4 94209-0061 .Ianuary 03, 2014
(91 C)fi53-3001
CIi1C0 l1NIPlED SCHOOI, PISTRIC'r
BU'I"'I'lli COUN'1'Y'rR6ASl1RGR I'll L1 .lvcratc 410 llhty fields
25 COUN'I'V CGN'ItiR URiVB, SUI"1'li 125
OROVILLG, CA 959C>5-3384 Accomtt NnlnUCY:
'I'~n i `tune Uel'initions DecemUer 2013 Slatemenl
lirrectivc 'T'ransaction gran Confirm
Date Date 7~YPc Number
12/17/2017 12/17/2013 RD 1417955
Account Smnmary
Total Depasil:
'T'otal Withdrawal:
Autborired Caller
COLETTE WORSHAM
7,000,OOD.00 Beginning balance:
0.00 finding Balance:
Amount
7,0oo,ooD.oo
25,274,538.84
32,274,538.84
hops://laifms.treasurer.ca.gov/RegularStatement.aspx 1/3/2014
LhTP Regular Monthly Statement Page 1 of 1
Local Agency Investment fund
P.O. 13oz 942809 wwvn• Irrasurc r.r.~.cuv/nmia-laif
Sacramento, CA 94209-0001 ,lanoary 03, 2014
(9IG)(i53-3001
I3UTfE COUNTY Ot:PICE OP EDUCATION
B UTI'G COUN'T'Y l'12E>ASt1RER PM1711,1ceras~c t1 n hl~_ 5'ie.IdS
25 COUNTY CIiN"I'ER DRIVE, SUITE 125
OROVIL.I,f:, CA 95965-3384 Acconnt Number:
T7an llmc Ucl'inilinns December 2013 Slalenleni
F.ffectivc "Transaction Tran Confirm
Date Dnte TYPc Number
12/23/2013 12/2.312013 RD 1A18473
Account Summnrv
'rota) Deposil~.
Total WitltdrawaC
AuthorircA Caller
COLI: f'fE WORS43AM
6,000,000.00 Beginning l3alance:
0.00 Ending Balance:
Amount
6,000,000.00
11,426,329,74
17,426,329.74
hops:/llaifans.treasurer.ea.gov/RegularStatementi.aspx 1/3/2014
~,
~a i
Rabobank, N.A.
no (3ox Gaoz
Raktobank Frrroyo Grande, CA 93121-G002
Account Number:
Last Statement: November 29, 2013
This Statement: Decembor 31, 2013
Total days in statement period: 32
Page 1 of 1
Direct inquiries to: 888-945-6600
RABOBANK, N.A.
2227 MYERS STREET
OROVILLE CA 95966
I,~'~ oz oz RETURN SERVICE REQUESTED
® rFyq{d BUTTE COUNTY TREASURER'S
' INVESTMENT POOL
rbe9a 25 COUNTY CENTER DR ST t25
__ o11 z2 OROVILLE CA 95965-3384
II'IIII~~I'~~I~"II~I~~I~III"I~~I'~~~II ~~~II II~II'~III~~~~'1I~I'
Get your New Year off to a great start! Sit down with one of our business banking specialist to review your plans for 2014
and get a competitive bid on services you're receiving from other banks. We can tailor solutions for all your financial needs:
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Stop by your Rabobank branch or call 888/945-6600 today to schedule an appointment. Rabobank, N.A. Member FDIC
Public Investment Money Market
Account number Beginning balance $2,825,275.84
Avg collected balance $2,825,275.D0 Total additions $655.16
Interest paid year to date $42,876.58 Total subtractions $0.00
Ending balance $2,825,93'!.00
CREDITS
Date Description _ Addltion~s
DAILY BALANCES
INTEREST INFORMATION
Annual percentage yield earned 0:26%
Interest-bearing days 32
Average balance for APY $2,825,275.84
Interest earned $655.16
Interest for 2013 to be reported to the Internal Revenue Service on your tax return is $42,876.58.
nvCDI1DA CT/DFTI IRN ITEM FFFS
v. ~,.......~ .~..._. _.... .. _.... ~-_
Total for
Total
this period ear-to-date
Total overdraft fees $0.00 $0.00
Total returned item fees $0.00 $0.00
Thank you for banking with Rabobank
fF~~ ~ Rabobank, N.A. • Member FDIC
ttw~.a www.rabobarrkameriea.eom
3 U36 r°v OS-t3
COUNTY OF BUTTE
11/30/2013 BALANCE FORWARD 448.085 10.03 4,494.29 10.01981767 4,489.73
12/02/2013 INCOME DISTRIBUTION -NOVEMBER 0.140 10.03 1.40 10.01981148 1.40 0.00
12I31I2013 UNREALIZED GAIN (LOSS) 0.000 0.01 0.00
1 2131 /2 01 3 ENDING BALANCE 448.225 10.03 4,495.70 _ 4491.13
INCOME DISTRIBUTION PAID -NOVEMBER 0.00
INCOME ACCRUAL-DECEMBER 1'58
CUMULATIVE UNREALIZED GAIN (LOSS) 4.57
Please note that this information should not be wnslrued as tax advice antl it is recommendetl that you consult wRh a tax professional regartling your account
For Inquiries About Your Account, Contact: COUNTY OF BUTTE
ATTN: PEGGY MOAK
Nottingham Investment Administration 25 COUNTY CENTER DR, STE 125
176 South Franklin Street OROVLLE CA 95965
Rocky Mount, NC 27804
Attention: Ca1TRUST Shareholder Services
Phone: 800.773.3863
Fax: 262-972-7908
Emall: caltrustsupport@ncfunds.com
Page 1 of I
~bankw
Acct Name: BUTTE COUNTY TREASURER "" SUMMARY • USD Page 1
For period 12/01/2013 - 12/31/2013
Acct Number:
ACTIVITY - SettledlCleared Cash Activity
Transaction Tvpe Amount
Purchases 0.00
Purchase Reversals 0 00
Sales 0.00
Sale Reversals 0.00
Withdrawals 0.00
(4,500,000,00)
Receipts 0.00
Deliveries 0
00
Principal Reversals .
Interest 543,984.23
0.00
Interest Reversals
Interest Adjustments 21'92
5,000,000.00
Maturities 000.00
]80
3
Calls ,
,
0.00
Puts 0.00
Paydowns 0
00
Paytlown Adjustments .
D.00
Payups 0.00
Payup Atllustments 0.00
Cash Dividends
Balance Changes 0.00
Slack Dlvitlentls 0.00
Closeouts 0.00
0.00
Closeout Dividends
4,824,006.15
Net Activity
HOLDINGS • Cus[ody
US GOVemment Agency Securities 243,045,000.00 '14~
_ .. ..__._..-_ 16'150 On(1.nn
Vour Sales Representative is: SAFEKEEPING OPERATIONS
(800)236-4221
Statement Contents
"Summary
'Activity -Settled/Clearetl Cash Activity
"Activity -Projected Activity for Next Statement Period
`HOltlings
"Cash Flow Projeclions
243,95],4y6.45 241,144,310.49
15,368,005.00 15,236,380.00
[~banke
Acct Name: BUTTE COUNTY TREASURER "' ACTIVITY-USD Page 2
Acct Number: Settled/Cleared Cash Activity For period 12/01/2013 - 12/31/2013
Date
Ticke[ Activity Description Rate
Maturity Par
Price Security lD Amount
]50 313381820 18,]50.00
12/09/2013 Interest FEDERAL HOME LOAN BANK
392135954 12/0811] 121081201]
1
250 3133]9DT3 31,250.00
12109/2013 Interest FHL012506I18 .
O6IOBI2018
392142]49
FEDERAL HOME LOAN BANK 1 625 3133]1 PV2 25,431.25
1 210 9 /2 01 3 Interest 12109/2016
51902]8]0 12109116 BONGS
3134G3WH9 28,]SO.OD
1 211 212 01 3 Interest FEDERAL HOME LOAN MTG CORP 5
392128]33
O6I1211] NOTES 2/201]
061
125
3 3133XSP93 ]8,125.00
1211312013 Interest FEDERAL HOME LOAN BANK .
392086613
12113113 BONDS 12113/2013
125
3 3133XSP93 5,000,000.00
12/13/2013 Maturity FEDERAL HOME LOAN BANK .
392086613
12113/13 BONDS 12113/2013
]OD 3135GOVD9 13,230.00
1 y1312013 Interest FEDERAL NATL MORTGAGE ASSN
06113116 06113/2016
392144936
FEDERAL NATL MORTGAGE ASSN .]00 3,]80,000.00 3135GOVD9 3,]80,000.00
12113/2013 Call 06113/2016 100.018]00
392144936 06/13116
8]5
4 880591D58 121,8]5.00
12/16/2013 Interest TENNESSEE VALLEY AUTHORITY .
392123963 12/15/2016 BONGS 12115/2016
1
600 O6]40KFG] 2,005.48
12/2312013 Interest BARCLAYS BANK DELAWARE .
CERT OF DEPOSIT 12/21/2015
392122]40
3133ED845 45,000.00
1212612013 Interest FEDERAL FARM CREDIT BANK
39213605]
12/26/1] 12126/201]
900 31315PT58 19,192.50
1212]12013 Interest FARMER MAC .
12/2]/201]
392136823 12/2]/1]
Variable 4.500,000.00 3136GiV89 (4,500,000.00)
1212]/2013 Receipt FNMA STEP-UP 12/2]/2018 100.0000110
39214831] 12/2]/18
820
2 31315PE54 ]0,500.00
1 213 012 0 1 3 Interest FARMER MAC .
1 213 0 /2 01 4
392098351 12130/14 NOTES
[~bankm
4cct Name: BUTTE COUNTY TREASURER ACTIVITY • USD Page 3
4cct Number: SettledlCleared Cash Activity For period 12/01/2013 - 12/31/2013
Date
Ticket Activiry Oescripflon
12130/2013 Interest FEDERAL HOME LOAN BANK
392122807 12/28/16 BONDS
1 213 0 /2 01 3 Interest GENERAL ELEC CAP CORP
392135162 SR UNSECURED
1 2131 /2 01 3 Int-Adj BARCLAYS BANK DELAWARE
392122740 CERT OF DEPOSIT
Rate Par Security ID Amount
Maturity Price
1220 3133]6NC5 30,500.00
12/28/2016
2.3]5 36962GSF] 59,375.00
Ofi/3012015
1.600 06740KFG7 21.92
1212112015
Net Activity 4,824,006.15