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HomeMy WebLinkAboutTreasurer's Monthly Investment Report - June 2013Sweeney, Kathleen Moghannam) From: Akins, Susan Sent: To: Monday, July 22, 2013 8:19 AM Liu, Annie; Christy Patterson, Butte County Schools JPA; Worsham, Colette; Houser, David; Iturria, Greg; Heather Naylor, Gridley Unified School District; Smith, Jerry; Sweeney, Kathleen (Moghannam); Mathes, Kathryn; Kevin Bultema, Chico Unified School District; Barnes, C. Linda; Lisa Anderson, TOC Member (BCOE rep); Mark Milburn, TOC Member; Maureen Fitzgerald, Chico Unified School District; Jessee, Meegan; Mia Osborne-Ng, Executive Assistant to the Butte County Superintendent of Schools; Ramsey, Mike; Moak, Peggy; Wright, Ruth; Connelly, i3ill; Kirk, Maureen; Lambert, Steve; Teeter, Doug; Wahl, Larry; Akins, Susan; Susan Watts, TOC Member (OUHSD rep}; Borzage, Susie; Tim Taylor, Butte County Superintendent of Schools; Limper, Thomas; Trevor Stewart, Butte-Glenn Community College; Bangor Cemetery District -Theresa Phillips, Trustee; BCMAD; BCOE, Patty Libby; BCOE, Stephanie Wisterman; BCOE, Triny Perales; Butte Co Resource Conservation; Butte Co Resource Conservation; Butte County Resource Conservation ^istrict; Butte Creek Drainage, Drainage District #2; Buzztail CSD; CARD; Cheryl Smith, District Manager, Oroville Cemetery District; Christie Rogers (1) as Office MgrlBookkeeper, Butte Creek Drainage District; Christie Rogers (2) as SecretarylTreasurer, Western Canal Water District; Christy Patterson, Executive Director, Butte Schools Self-Funded Programs; Quigley, Cindy; Drainage District #1; Drainage District #100; Drainage District #200; Durham Mosquito; Durham Mosquito; Durham Recreation & Park; Durham Recreation & Park; Dwayne Long, Lake Oroville Area Public Utility District; EI Medio Fire; EI Medio Fire; Feather River Recreation & Park; Gridley-Biggs Cemetery; Braderson, Jill; Kimshew Cemetery; Oroville Mosquido; Oroville Mosquito; Paradise Cemetery; Paradise Recretion & Park; Pine Creek Cemetery; Richardson Springs Comm Svcs District; Richvale Recreation; Richvale Sanitary; Rock Creek Reclamation; Sacramento River Reclamation; Sacramento River Reclamation; Susan Martin, Finance Manager, Feather River Recreation and Park District; Wheeler, April; Upham Cemetery Subject: Attachments: Monthly Investment Reporting -June 2013 June 30, 2013 Investment Report.pdf; June 30, 2013 Transaction Reporting to the BOS.pdf Happy Monday, The Treasurer's Investment Report far the month ending June 30, 2013 is attached, far your reference. Since this is fiscal year end, the fair value for the portfolio is disclosed on the cover letter of the report. Additionally, in accordance with June 2012 California Debt and Advisory Commission (CDIAC) revised investment reporting guidelines, investment transactions should be reported monthly to the Board of Supervisors if investment authority is delegated to the Treasurer. The information provided in the attached "June 30, 2013 Transaction Reporting to the i30S" consists of spreadsheets detailing transaction activity on accounts managed by Trustees, and copies of monthly statements from the Local Agency Investment Fund (LAIF), Rabobank, CalTrust and US Bank. At this time, we do not believe checking account activity far operating cash is required to be detailed and reported. If you have any questions or concerns, please feel free to contact me. Thanks, and - have a great week! Susie Susan. Akins Administrative Analyst Butte County Treasurer-Tax Collector 25 County Center Drive, Suite 125 Oraville, CA. 95965 (530} 538-2196 .~ (53fl) 538-7648 sakins buttecount .net CC3Nl/II]ENTIALITY NC)TICE - CUUNTY OF BUTTE E-MAIL L316CLAIMER: This e-maii.and any attachments thereto may contain private, confidential, and privileged material for the sole use of the intended recipient. Any review, reproduction, or distribution of this a-mail (ar any attachments thereto) by other than the County of Butte or the intended recipient is strictly prohibited. If you are not the intended recipient, please contact the sender immediately and permanently delete the original and any copies of this a-mail and any attachments thereto. butte County LAND OF NATURAL WEALTH AND BEAUTY C. LINDA BARNES TREASURER -TAX COLLECTOR COUNTY AD3vIINISTRATIVE L3UILD]NG 25 COUNTY CENTER DRIVE, SUITE 125 OROVILLE, CALIFORNIA 95965-3384 TELEPHONE: (530) 538-7701 FAX: (53D) 538-7648 July 19, 2013 Butte County Board of Supervisors Butte County Chief Administrative Officer Treasury Oversight Committee The attached investment report for June 30, 2013 is submitted in accordance with the Butte County Statement of Investment Policy dated July 1, 2012. All investments are in compliance with this policy. The Investment Report demonstrates that sufficient liquidity is available to meet anticipated expenditures during the next six months. The Local Agency Investment Fund {LAIF} is used as a benchmark for portfolio performance. A look at the 5 year moving average for the Butte County Treasury yields vs. LAIF yields demonstrates that, over time, a medium term, laddered portfolio will generally outperform a shorter term investment strategy, which LAIF usually mirrors. The 5 year moving average for Butte County's FY 11112 and FY 12113 performance compared to LAIF shawl margins of 1.341% and 1.541%, respectively. Using $300,000,000 as a baseline portfolio {actively invested balance), this translates to enhanced earnings averaging $4,623,000 per year for the past five years. Investments are marked to market monthly based on a current market price determined by U.S. Bancorp Investments. The fair value of the pooled Treasury portfolio is 99.42% of the cost- carried balance as of 6-3©-13. In 2011, Standard & Poor's Rating Agency downgraded U.S. Government debt (Treasuries) and its Agencies, including FHLB, FHLMC, FNMA, FFCB and FDIC insured debt, to AA+. The two other rating agencies, Moody's and Fitch, continue to reaffirm these same debt issuers at the AAA rating level, and Moody's recently raised the outlook on the U.S. Government debt to "stable." Quarterly Investment Reports are made available on the Treasurer-Tax Collector website at htip:/fwww. buttecou nty. netlfitc. Yours truly, . ;,~~_ C. Linda Barnes Butte County Treasurer-Tax Collector cc: Butte County Auditor-Controller Butte-Glenn Community College Butte County Board of Supervisors Chico Unified and Gridley Unified School Districts Butte County District Attorney Iturria, Greg -Butte County Chief Financial Officer Butte County Schools-JPA Limper, Tom -Butte County Deputy Chief Financial Officer Butte County Sheriff Jessee, Meegan -Butte County Deputy Chief Financial Officer Butte County Superintendent of Schools Mathes, Kathryn -Butte County Manager, Gov't. Accounting Butte County Special Districts (Quarterly) Liu, Annie -Butte County Internal Auditor BUTTE COUNTY TREASURER'S INVESTMENT REPORT butte Gount Pooled Treasu Fair Value as of 6I3U113* Investment Cost Carried CC Fair Value FV Percents a FVlCC LAIF $ 82,358,310.19 $ 82,380,811.06 100.0273207% CalTrust $ 4,482.12 $ 4,47$.86 99.9272666% Rabobank $ 2,776,363.64 $ 2,776,363.64 100.0000000% Batik CDs $ 10,506,000.00 $ 10,560,000.DO 106.000OODO% Negotiable CDs $ 3,250,D00.00 $ 3,252,385.86 100.D734111% Municipal Bonds $ 3,021,076.39 $ 2,972,220.00 98.3828151% Corporate Notes $ 9,9$2,019.41 $ 9,948,179.00 99.6609863°/a Federal Agency Notes $ 223,698,D38.91 $ 221,514,771.81 99.0240115% School Bonds LAIF $ 21,273,300.97 $ 21,279,112.98 100.0273207% Investments under Mgmt of Trustees LAIF $ 1,623.59 $ 1,624.03 10D.0273207% Federal Agency Notes $ 1,598,962.04 $ 1,565,645.65 97.9163739% Money Marke# Funds $ 2,132,060.14 $ 2,132,06D.14 100.OD0600D% Umpqua Bank-Workers' Comp Admin $ 131,012.51 $ 131,012.51 100.0000000°!° Cash on Hand U5 Bank Checking Accounts $ 32,180,027.88 $ 32,180,027.88 100.000600D% Operating Cash $ 75,64fi.48 $ 75,646.48 100.OOOOD00% TOTAL $ 392,9$2,924.27 $ 39D,714,339.91 99.4227270% 99,42% ' The fair value of the pooled Treasury portfolio, including cash on hand, is 99.42% of the cost-carried balance as of 6.30.13 {Please refer to attached "Treasurer's Investment Report -Introduction" for additional information) a~V~~~~+ a F':, o o ~ r~ a a ~ a ~.~~~ _". oc~~~~~o BUTTE COUNTY TREASURER'S INVESTMENT REPORT June 30, 2013 YIELD TD WEIGHFED AVERAGE ACTIVELY MANAGED PORTFOLIO: MAruRITY MATURITY (DAYSI" PAR VALUE FAIR VALUE COST CARRIED LOCAL AGENCY INVESTMENT FUND (LAIF) CALTRUST SHORT TERM CALTRUST MEDIUM TERM (see footnote 1, below} BANK MONEY MARKET (COLLATERALIZED} COMMERCIAL PAPER"* MUNICIPAL BONDS CORPORATE NOTES` NEGOTIABLE CD5*` CERTIFICATES OF DEPOSIT (COLLATERALIZED} FEDERAL AGENCY NOTES" 0.244% 1 82,358,31x.19 82,380,811.06 82,358,310.19 0.342°k 1 4,478.76 4,478.86 4,482.i2 - 0.00 p.p0 0.00 0.260% 1 2,776,363.64 2,776,363.64 2,776,3fi3.64 a.xx O.ox o.DD 0.657% 1,066 3,40D,000.DO 2,972,220.00 3,021,076.39 0.756% 730 9,750,000.00 9,948,179.00 9,982,419.41 1.344% 646 3,250,000.00 3,252,385.86 3,250,000.00 0.810°k 627 10,500,000.00 10,500,000.00 10,500,000.00 1.372 % 1,263 222,595,000.00 221,514,771.Bi 223,698,1138.91 TOTAL ACTIVELY MANAGED PORTFOLIO: 1.044% 899 334,234,152.59 333,349,210.23 335,590,290.6& INVESTMENT OF NOTEIBOND PROCEEDS AND OPERATING CASH SCl-IDOL BOND PROCEEDS {see Page 2 m,da~esl°i OPERATING ACCOUNTS U.S. BANK CHECKING ACCOUNT DEPOSITS OPERATING CASH OTHER TOTAL TREASURER'S FUND LEDGER BALANCE: INVESTMENTS UNDER MANAGEMENT OF TRUSTEES (~epsge a!°rdelaiis) 21,273,300.97 21,279,112.98 27,273,300.97 32,180,027.88 32,180,027.88 32,180,027.88 75,646.48 75,646.48 75,646.48 0.00 0.00 0.00 387,763,127.92 386,883,997.57 389,119,265.99 3,649,696.24 3,830,342.33 3,863,658.28 PAR VALUE FAIR VALUE C05T CARR]ED TOTAL CASH AND INVESTMENTS: 391,612,824.16 39x,714,339.91 392,982,924.27 SIX MONTH LIQUIDITY PROJECTIONS Estimated Cash Receipts for Next Six Months Estimated Disbursements for Next Six Months Estimated Net Cash Flow for Next Six Months*** Contingency Cashflow Needs (based on potential State budget shortfall) Securities Maturing Local Agency Investment Fund !Cal Trust ! MMF Total Liquidity for Next Six Months Estimated Cash Available for Long Term Investment Remaining Available Liquidity 495,166,809 -438,216,271 56,952,538 (A1) -30,000,000 (A2} 28,750,000 (B) 85,139,156 (C) 140,841,694 {A1+A2+13+C) -30,OOQODO 110,841,694 -- Total Par Value at actively managed investments maturing in less than 12 months: Total Par Value of actively managed investments maturing in more than 12 months: 108,889,153 225,345,000 7. Cal Trust Medium Term Fund is a Net Asset Value Fond whose yield was impacted by recent volatility in the bond market. This investment was liquidated in June with a small loss being booked. Actual Weighted Average Maludty may be shorter, and actual dollar amount of investments maturing In less than l2 months may he higher than stated, due ro call features on investments. See page 5 for detailed lisf of Investments. "° Includes 7RAN (Tax and Revenue AnScipalion Notes) receipts and disbursements, 'rf applicable. 06130!2013 1 BUTTE COUNTY TREASURER'S INVESTMENT REPORT INVESTMENT OF SCHOOL BOND PROCEEDS June 30, 2013 INVESTMENT MATURITY BDNDINOTE DESCRIPTION TYPE DATE ANNUAL PAR FAIR COST DESCRIPTION YIELD" VALUE VALUE CARRIED BONDS -LOCAL AGENCY INVESTMENT FUND (LAIF) Chico Unified School Dlstr[ct Series B t.AIF Chlco Unifietl Measure E Series A LAIF Gridley Unified School District GO 2U1} LAIF SUBTOTAL 0.244 % 4,408,755.29 4,409,959.79 4,408,755.29 0.244% 34,729,000.00 14,733,024.07 14,729,OOD.OD 0.244% 2,135,545.68 2,136,129.13 2,135,545.68 21,273,300.97 21,279,112.98 21,273,300.97 PAR FAfR COST VALUE VALUE CARRII=D C'+RAND TOTAL 21,273,300.97 21,279,112.98 21,273,30D.97 Yields quoted a[ ove are a snapshot per investment type. Actual yields earned an school bonds are calculated by the Treasurer's office and are a composite of Investmen! eaminga Isss Treasury costs. 2 06/30/2013 BUTTE COUNTY TREASURER'S INVESTMENT REPORT INVESTMENTS UNDER MANAGEMENT OF TRUSTEES June 30, 2093 INVESTMENT MATURITY ANNUAL PAR FAIR COST LOAN PROGRAM TYPE DATE DESCRIPTION YIELD VALUE VALUE CARRIED 2003 REFUNDING COP U.S. BANK, TRUSTEE Expense Fund #XXXX6105 Money Market U.5. Bank MMF 5 0.441% 6,991.50 6,991.50 6,991.50 Reserve Fund #XXXX610i Money Market U.S. Bank MMF 5 0.041% 54,095.88 51 A95.88 51,095.88 US TreaslAgency 10!18!13 FHLB #3133XSAE8 2.820 % 385,000.00 388,961.65 398,962.04 Lease Payment #XXXX6100 Money Market U.S. Bank MMF 5 4.041 °k 413,456.06 413,456.06 413,456.06 656,543.44 86D,505.09 670,505.48 SUBTOTAL 2004 PENSION OBLIGATION BONDS WELLS FARGO BANK, TRUSTEE Series A Bond Fund #XXXX1106 Money Market HERITAGE MM #3106 0.011 % 675.19 675.19 fi75.19 Rate Siabi€ization Fund #XXXX1 109 int Money Market HERITAGE MM #3106 0.011 % 1,004.74 1,004.74 1,004.74 . Pooled Agency Funds Local AgencylnvestmentFund 0.244% 1,623.59 1,624.03 1,623.59 Series B Interest Fund #XXXX1301 Money Market HERITAGE MM #3106 0.011 % 619,fi55.32 619,655.32 619,655.32 622,958.84 622,959.28 622,958.84 SUBTOTAL 2004 WORKERS' COMPENSATION York Risk Services Group - Craim Administrators Umpqua Bank#XXXXX2601 Commercial Hank Business Checking NA 131,012.51 131,012.51 131,012.51 SUBTOTAL 131,012.51 131,012.51 131,012.51 2006 COP - NEAL ROAD RECYCLING & WASTE FACILITY WELLSFARGO BANK,TRU5TEE Certificate Reserve Fund #XXXXOBDO Money Market Gov MMF SerWce Fund #743 0.010 % 8,500.49 8,500.43 8,540.43 USTreaslAgency 8f0712fli7 FHLMC#3134G3ZR4 1.040% 1,204,000.00 1,176,6B4A0 1,200,044.00 Base Rental Payment Fund #XXXxOS01 Money Market Gov MMF Service Fund #743 O.fl10% 1,023,449.74 1,023,449.70 1,423,449.70 Expense Fund #XXXX0802 Money Market Gov MMF Service Fund #743 0.010 % 7,231.32 7,231.32 7,231.32 2,239,181.45 2,215,865.45 2,239,181.45 SU670TAL PAR FAIR COST VALUE VALUE CARRIED GRANA T07AL 3,849,695.24 3,&30,342.33 3,883,658.28 asr34na13 3 C3UTTE COUNTY TRElISURER'S INVESTMENT REPORT ACTIVELY MANAGED PORTFQLIO "AT-A-GLANCE" June 30, 2013 INVESTMENTS BY TYPE* Federal Home Loan Bank FHLB Fed Home Loan Mortgage Carp FHLMC Fed National Mortgage Assn FNMA Federal Farm Credit Bank FFCB Lvcal Agoncy Investment Funtl 1 CalTrust LAIF ~ CT Rabohank MMF M M F Tennessee Valley Authority TVA Fed Ag Mortgage Corp FAMCA CDs, Corp Notes. Muni Bonds OTHER TOTAL PAR VALUE OTWER $26, 500,000 FAMCA 7.9% FWLB $36,415,000 yy I $78,130,000 10.9% z« 23.4k ° TVA i 2~,4 $10,000,00 0 3.0% ~~ ~ '~ a , MMF , ~ FHLMC r $z,776,364 J ~~~ = ~ $35,850,000 ~ 0.9% ~~ . i0.7% . ; ~ 4i ~~ LAIF/ ~~ CALTRUST ;' }~ $82,362,789 FNMA I 24.6% FFCB $34,ZDO,OOD 8.4% $450,000,000 $425,000,000 $400,000,000 $375,000,000 $350,000,000 $325,000,000 $300,000,000 $z7s,DOO,ooa $2sa,DOa,aoo $zzs,aoo,DOD $2DV,a00,DOD ... ___ _---------- ...................................._ --~--ao~z a°ts E, .._. _.._ e'V,~=' .. ..zoio -. 20°9 _. `~.~.,.., ..~..,,,,~_ ~.„,,, h_';. ` ~ 6 ~;~,_ r ,,- x°°a .. ~ zoos "~. ~ „ .w ,~ t..--µ as °°"""" zoos ,. . " ." ~ .- ~z°oa . ~~ `" ... ~~*..o.o,,, „ JAN FEB MAR APR MAY JUN JUL AUG SEP uc.l Nun This chart does not include deposits from TRAN, Bond Proceeds, or Investments under Management of Trustees. It is intended to demonstrate cash flow trends and establish a baseline !or fhe portfolio, enabling medium term investments. INVESTMENTS BY MATURITY & YIELD" LAIF 1 CALTRUST (1 -30 day) 0.244% $ 82,362,789 Bank Money Market Funds {1 day) 0.260% $ 2,776,364 01-12 months 2.896% $ 23,750,000 13-36 months 1.192% $ 65,650,000 37-60 months 1.075% $ 159,695,000 TOTAL PAR VALUE $ 334,234,153 • Investments managed by Trustees & School Bond Proceeds not included. Final maturity dates are used; probable call dates are not considered. $ 78,130,000 $ 35,850,000 $ 34,200,000 $ 28,oaD,DOD $ 82,362,789 $ 2,776,364 $ 10,000,000 $ 36,415,000 $ 26,5Da,ooD $ 334,234,153 LAt F / CALTRUST $82,362,789 e ,:.-, ' 0.244% ~ Bank Money Market Funds [i day) 37-6D months t_ =~ $z,776,364 $159,695,000 ^ 0.260% 1.075% ~`~~ ' ~ ~~~ ~` 01-12 months ~ i. $23,750,000 ® Y Y 4r ~ ~: 2.896% ~ a~ .~" '~ 13-36 months $65, 650,000 1.192% DEC [~ 0 613 0120 1 3 Butte County Pooled Treasury Portfolio Bafance** Net of Tax and Revenue Notes ~TRAN) and Bond Proceeds BUTTE COUNTY TREASURER'S INVESTMENT REPORT MANAGED PORTFOLIO -DETAILS OF SIwGURITEES WELD June 3p, 2013 Credit Rating Purchase MaturNy Yield to SecuTlty Description 88P Moody's Fiich Sate Pate MaruHty f%1 Par Value Fefr Value Coat Carried' 31331Y2g2 FEDERAL FARM CREDIT BANK AA+ AAA AAA 7/17/2006 7/8/2013 4.062 3,000,000.00 3,900,098.49 3,003,456.00 680591DW9 TENNESSEE VALLEY AUTHORITV AA+ AAA AAA 10/23/2008 6/1/2013 4.030 5,000,000.00 5,002,599.40 5,018,730.00 3133XPFV1 FHLB 4.02 OB/13 AA+ Aaa NR 11!21/2006 8/14/2013 3.880 2,000,000.00 2,000,300.47 2,010,038.00 99972VL47 MERRICK BANK NR NR NR 9(9/2011 9/9/2013 0.700 259,Op0,oo 250,000.00 250,373.94 3733X060.4 FEDERAL HOME LOAN BANK AA+ AAA NR 9/26/2005 9/13/2013 4.124 5,000,000.00 5,002,245.92 5,044,615.09 3133X080.4 FEDERAL HOME LDAN BANK AA+ AAA NR 10/23/2006 4/13/2013 4.125 3,000,000.00 3,041,340.18 3p26,7fi9.00 36159CUT1 GE MONEY BANK NR NR Nft 10/8/2010 10/8/2013 1,300 250,000.00 250,900.00 250,964.58 79E450MZ6 9ALLIE MAE SAN K/MURRAY NR NR NR 11/23/2011 11/25/2013 1.000 250,800.00 290,900.00 261,OA7.34 3133%SP93 FEDERAL HOME LDAN BANK AA+ AAA NR 1/23/2409 12/13/2013 2.840 5,000,000.40 5,005,935.29 5,065,529.00 02E87PCK2 AMERICAN ExPR CENTURION NR NR NR 6/25/2011 8/25/2014 1.190 250,000.00 250,040.00 250,040.00 381426404 GOLDMAN SACHS RANK VSA NR NR NR 8/24/2011 8/25/2014 1.150 250,900.00 250,000.00 250,000.00 31325PND7 FARMER MAC NR NR NR 9/3/2009 9/3/2014 3.200 4,750,000.00 4,750,000.00 4,916,0.42.00 13434A3K9 CALIF lNFRABTRVCTVRE&ECON DEV AAA Aaa NR 8/13/2012 10/1/2034 0.410 1,DOO,O0p.0o 1,002,906.25 1,002,780.00 02404MW82 ALLY BANK uT CO NR NR NR 10(15/2010 10/15/2014 1.750 250,090.00 250.000.00 250,000.00 06368PY20. BMW BK OF NA NR NR NR 30/22/2010 10!22!2014 1.550 250,000.00 290,090.00 250,000.00 31315PE94 FARMER MAC NR NR NR 12/3112009 12/39/2014 3.100 5,DOQ000.00 4,980,715,78 9,169,760.00 373128DH7 GEORGIA BANK &TRVST NR NR NR 1/25/2012 1/26/2015 1.000 z5o,000.tl0 250,000.00 250,000.00 3134G3NLO FEbERAE HOME LOAN MTG CORD AA+ Aaa NR 5/9/2012 2/24/2019 0.500 5,000,000.00 3,000,000.00 5,900,8450.0 313376ZQ1 FEDERAE HOME LOAN BANK AA+ Aaa NR 3/16/2012 3/13/2015 0.659 5,000,000.00 4,976,130.56 4,997,160.00 64952WAW3 NEW VORK LIFE GLOBAL FDG AA+ Aaa AAA 3/8/2913 5/0./2015 0,506 1,500,900.00 1,568,589.70. 1,563,091.50 36962G9F7 GENERAL ELEC CAP CORP AA+ Al NR 12/3/2012 6/30/2015 1.000 5,000,000.00 5,135,190.62 5,128,035.00 31315PP79 FARMER MAC NR NR NR 6/13/2012 7/22/2015 0.616 2,ODO,OOQOp 2,071,596.89 2,071,644,00 64962WBH5 NEW YORK LIFE GLDRAL FDG AA+ Aaa AAA 3/6/2913 7/28/2015 0.590 3,250,090.00 3,266,643.72 3,257,052.50 313370NE4 FEDERAL HOME LOAN BANK AA+ AAA NR 8/20/2910 8/20/2015 1.649 s,DOO,ooo.o0 5,002,114.75 5,122,855.00 254670887 DISCOVER BANK NR NR NR 8/24/2011 8/24/2019 1.500 250,000.00 250,009.00 250,OOpp6 3135GOR54 FANNIE MAE AA+ Aaa AAA 11/612m2 11(6/2015 0.452 10,000,04D.OD 10,005,052.08 9,959,700,00 96740KFG7 BARCLAYS BANK DELAWARE NR NR NR 12/21/2011 12/27/2015 1.600 250,000.00 25D,000.0D 250,000.00 31375PWgS FARMER MAC NR NR NR 5/9/2012 1/19/2016 0.675 1,400,000,00 1,400,000.Op 1,400,263.20 3133735 L2 FEDERAL HOME LOAN BANK AA+ Aaa NR 3/39/2011 3128/2016 1.700 5,000,090.00 5,955,927.27 5,111,325.00 36100X061 GE CAPITAL FINANCIAL INC CD NR NR NR 8/19/2011 8(19/2016 1.850 ZSO,oo0.00 250,000.00 250,009.00 17280.0.)(X! CITBANK NR NR NR 9/6/2011 9/8/2016 1.800 259,00000 290,000.00 aso,4o9.00 313370TW8 FEDERAL HOME LOAN BANK AA+ Aaa NR 9f 14/2011 9!9/2016 1.210 10,909,000.00 80,243,734.15 10,363,410.00 313371PV2 FEDERAL HOME LOAN BANK AA+ AAA NR 12/9/2011 12/9/2016 1,260 3,130,000.00 3,167,974.41 3,205,771.04 860591058 TENNESSEE VALLEV AUTHORITY AA+ Aaa AAA 1127/2012 12/15/2016 0.970 S,ODD,D00.00 5,657,345.73 5,657,880,00 313376NC9 FEDERAL HOME LOAN RANK AA+ Aaa NR 12f28/2011 12128/2016 1.190 9,OOp,000 00 5,005,062.92 5,037,0.50.40 31313PYB9 FARMER MAC NR NR NR 1/30/20k2 if6/2D17 1.150 3,090,000.00 3,023,485.84 3,011,100.00 3137FAbco FREODEE MAC AA+ Aaa AAA 2/1412013 3f8/2017 0.753 5,000,000.00 5,044,731.87 4,966,980.90 57562PM80 MA58ACHUSETT55T GO LTDT%BL AA+ Aal AA+ gJs/2013 471/2017 0.780 2,000,400.40 2,016,203.77 1,969,440.00 3134G3WH9 FEDERAL HOME LOAN MTG CORP AA+ Aaa AAA 6/i2f2012 6/12/2057 5.150 9,000,DOp-OP 5,000,000.00 4,971,960.00 3133EA4H8 FEDERAL FARM CREDIT BANK AA+ Aaa NR 10/15f2012 7/11/2017 0.842 5,090,004.00 0.,995,750.29 4,895,240.09 3136GDQM6 FEDERAL NATL MORTGAGE ASSN AA+ Aaa pAA 7/11f2012 7/11/2017 1.100 5,000,000.09 5,000,000.00 4,921,545.00 3 13 38 18 2 0 FEDERAL HOME LOAN BANK AA+ Aaa NR 12/19/2012 72/8/2017 0.857 5,0W,D0D.00 4,976,790.39 4,862,108.04 3133ECB49 FCDERAL FARM CREp17 RANK AA+ Aaa ApA 12/2612012 12/26/2077 0.910 10,094,000.04 9,995,553.59 9,79A,480.OP 31313PT96 FARMER MAC NR NR NR 1/1172013 12/27/2017 0.903 4,255,000.00 4,264,421.14 4,158,379.72 3137EADN6 FHLMC.75 01/18 AA+ Aaa AAA 1/14!2913 1/12/2018 0.920 5,000,000.00 0.,962,445,27 4,843,110.00 31315PB4p FARMER MAC NR NR NR 2/26/2013 1/24/2018 1.022 1,000,000.00 997,676.75 975,750.00 3136G 5C96 FNMA STEP-bP AA+ Aaa AAA 1/2912013 1/29/2078 0.800 9,294,000,04 9,200,000.00 9,063,&83.60 3134G34K3 FEDERAL HOME LOAN MTG c08p AA+ Aaa AAA 1/3072013 1/30/2018 7.000 5,000,000.00 5,000,000.00 4,859,729.00 313382fiY4 FEDERAL HOME LOpN BANK AA+ Aaa NR 2/13/2913 2/13(2018 1.040 10,000,000.00 10,000,000.00 9,786,240.09 3133GOVE1 FEDERAL NATL MORTGAGE ASSN AA+ Aaa AAA 2/14/2913 2/14/2018 L90p 10,000,000.00 10,000,000.00 9,733,1fi0.00 4 8 1 20.7 62 2 JP MORGAN CHASE BANK NA NR NR NR 2/2072013 2/20/2018 1.325 250,499.00 250,900.00 250,000.00 31338230.9 FEDERAL HOME LoaN RANK AA+ Aaa NR 2/22f2073 2/2212018 1.]50 5,000,000.00 5,000,000.00 4,905,025.00 3133ECGC2 FEDERAL FARM CREDIT BANK AA+ Aaa AAA 3/13f2913 2/26/2018 1.080 5,000,000.00 9,000,909.00 4,896,270.00 31319P4M4 FARMER MAC NR N8 NR 317/2013 3/6/2018 0,940 10,000,000.00 9,499,906.34 9,732,090.40 3131SP2Z5 FARMER MAC NR NR NR 5/1512073 3/9/2018 0.976 5,004,000.00 4,952,922.91 0.,808,935.04 3134G36D7 FEDERAL HOME LOAN MTG CORP AA+ Aaa AAA 3/20/2013 3/20/2018 1.290 654,460.00 850,900.00 830,165.25 313382PW7 FEDERAL HOME LOAN BANK AA+ Aaa NR 4/2472013 8/24/2018 7.000 5,009,090.00 5,990,400.00 4,869,3900.4 3134G42B3 FEDERAL HOME LOAN MTG CORP AA+ AAA AAA 4/25/2013 4/25/ZPla 1.100 9,000,000.00 5,000,90804 4,878,260.00 3133 ECNY5 FEDERAL FARM CREDIT BANK AA+ Aaa AAA 5)6/2053 5/8/2915 0.986 5,000,000.00 4,991,597.64 4,820,985.00 3134G43W4 FEDERAL HOME LOAN MTG CORP 0.p+ Aaa AAA 5/29/2013 9/29!2018 1.000 5,900,040.00 9,000,000.00 4,660.,985.00 313379DT3 FHLB 1.25 06/18 AA+ Aaa NR 6/1312413 6/8/2018 7.344 5,000,000.00 4,977,725.63 4,913,295.90 1.338 238,595,006.00 2$9,800,566.55 237,687,556.67 Source: US Bank Safekeeping Values may differ from Treasurers Oos1 Carried due to accretion method vadation. No[as: FadaraE Apncultural Nsnrtgage Corporation securtlies are issued by a U.G. Gavemment agency and ara not raletl. Negotiable CDs ara not rated, but are FO€C insured. osramzots butte Count LAND OF NATURAL WEALTH AND BEAUTY C. LINDA BARNES TREASURER -TAX COLLECTOR COUNTY ADMINISTRATIVE BUILDING 25 COUNTY CENTER DRIVE, SUITE 125 OROVILLE, CALIFORNIA 95965-3384 TELEPHONE: (530) 538-7701 FAX: (53Q) 538-7648 July 19, 2013 Butte County Board of Supervisors Butte County Chief Administrative Officer The attached statements showing investment transactions for the month ending June 30, 2013 are submitted in accordance with Government Code, and with Local Agency Investment Guidelines as recently revised by the California Debt and Investment Advisory Commission. The Investment Policy effective July 1, 2012 includes a provision for monthly reporting of investment transactions to the Board of Supervisors. In addition to the above, Investment Reports will be submitted via email distribution, on a monthly basis, going forward. As has been our practice, C2uarterly Investment Reports are also made available on the Treasurer-Tax Collector website at http:llwww.buttecounty.netlttc. If you have any questions regarding recent changes to investment reporting, please feel free to contact me, or Peggy Moak, at 538-7443. Yours truly, ~. ~~ ~~ C. Linda Barnes Butte County Treasurer-Tax Collector Monthly Investment Transaction Reporting Table of Contents Funds Under Management of Trustees • U.S. Bank - 2003 Refunding COP • Wells Fargo Bank - 2004 Pension Obligation Bonds • Wells Fargo Bank - 2006 Certificates of Participation • Umpqua Bank -York Risk Services Group Local Agency Investment Fund • Butte County Treasurer • Butte Community College District • Paradise Unified School District • Oroville Union School District • Chico Unifiied School District • Chico Unified School District Election 1998 GO Bond • Butte County Office of Education Rabobank CalTrust U.S. Bank Safekeeping Butte County Treasurer Monthly ln~estment Transaction Reporting Funds Under Management of Trustees U.S. BANK Trustee 2003 Refunding COP Transaction Activity Date Transaction Lease Payment Acct. No XXXX6100 Reserve Fund Acct. No XXXX6101 Expense Fund Acct. No XXXX6106 Total Cash With Fiscal Agent 12131!2012 ENDING MKT VALUE 13,456.5D 446,556.43 9,739.56 469,752.49 Estimated Gain/Loss ;1,U5H_75~ E',058.7!J1 Interest Earned 0.33 1.73 0.33 2.39 AC-366, Interest, Justice Facility 6,987.71 6,987.71 At-xxx, Principal, Justice Facility 0.00 Trustee Fee O.DD Interest Payment (1:3,~i5 .t1G1 f 9 3,'4aC~.ODJ Transfer ;t>,9£s~7.;'1 ~ iG.~F37.71) 1/31/2013 ENDING MKT VALUE 6,989.54 438,511.70 9,739:89 455,241.13 Estimated Gain/Loss €~1,147.;,zp; ,,1,147..~Ci Interest Earned 0.14 1.61 0.33 2.08 AC-366, interest, Justice Facility D.00 AC-XXX, Print'spai, Justice Facility 0.00 Trustee Fee 0.00 Interest Payment 0.00 Transfer O.DO 2/28/2013 ENDING MKT VALUE 8,989.68 437,366.01 9,740.22 454,095.91 Estimated Gain/Loss (91fi.;?0) (916..;7) Interest Earned 0.21 1.35 0.30 1.86 AC-366, interest, Justice Facility 0.00 AC-XXX, Principal, Justice Facility 0.00 Trustee Fee O.OD Interest Payment O.DO Transfer 0.00 3/31/2013 ENDING MKT VALUE 6,989.89 436,451.Ofi 9,740.52 453,181.47 Estimated Gain/Loss (1,1?4.2D) (1.'4.10) Interest Earned 0.24 6,979.63 0.33 8,980.20 AC-366, interest, Justice Facility 0.00 AC-XXX, Principal, Justice Facility D.DO Trustee Fee 0.00 Interest Payment 0.00 Transfer D.00 4/30/2013 ENDING MKT VALUE fi,990.13 442,306.49 9,74p.85 459,037.47 Estimated Gain/Eoss i1,165.P~) t1;185,8Dj Interest Earned 0.23 1.55 0.32 2.10 AC-366, Interest, Justice Facility 0.00 AC-XXX, Principal, Justice Facility 0.00 Trustee Fee 0.00 interest Payment D.OD Transfer O.DD 5/31/2013 ENDING MKT VALUE 5,990.36 441;122.24 9,741.17 457,853.77 Estimated Gain/Loss (1,~?6a£~.4:~1 {1'i166'4'1 Interest Earned 0.24 1.74 0.33 2.31 AC-366, Interest, Justice Facility 406,465.46 406,465.46 AC-XXX, Principal, Justice Facility a.oa Trustee Fee (2°7'0'O(J] ;~.IaD.CJ;)) Interest Payment 0.00 Transfer 0.00 6/30/2013 ENDING MKT VALUE 413,456.06 440,057.53 6,991.59 86D,5D5.D9 Sources: 1J U.S. Banlc Statements, 2] Butte County Finance Office Butte County Treasurer Monthly Investment Transaction Reporting Funds Under Management of Trustees Wells Far o Bank Trustee 2004 Pension Obligation Bonds Transaction Activity Series A Series B Total Cash With Transaction & Month End Date XXXX1106 XXXX1109 XXXX7301 fiscal Agent Balance 12131!2012 845,935.70 2,625.61 675,323.28 1,523,884.59 Interest Earned 74.48 0.08 56.43 130.99 CSCDA Issuer Fees 0.00 Wire Transfer From Butte County AC-049 0'00 Wire Transfer From Butte County AC- 0'00 Interest Paid to Bondholder !",3f>C).b~I~ {~~"'~ Principal Paid to Bondholder 0.00 Transfer/s 1.32 1.32 Balance1131l2013 846,010.98 2,627.01 686,D19.D3 1,514,656.22 Interest Earned 34.45 0.04 27.13 61.62 CSCDA Issuer Fees 0.00 Wire Transfer From Butte County AC-049 0.00 Wire Transfer From Butte County AC- 0.00 Interest Paid to Bondholder {9,291..41) {~°,2~t~.4] } Principal Paid to Bondholder 0.00 Transfer/s O.DO Balance 2128!2013 846,D44.63 2,627.05 656,754.75 1,505,426.43 Interest Earned 40.02 0.05 31.01 71.08 CSCDA issuer Fees 0.00 Wire Trans#er From Butte County AC-049 D.00 Wire Transfer From Butte County AC- 0.00 Interest Paid to Bondholder {8,535.87) =;8,535.87p Principal Paid to Bondholder 0.00 Transfer/s 0.00 Balance 3131!2013 846,084.65 2;627.10- 648,249:$9 1,496,961.64 Interest Earned 37.75 1.17 28.93 67.85 CSCDA Issuer Fees 0.00 Wire Transfer From Butte County AC-049 0.00 Wire Transfer From Butte Caunty AC- 0.00 InterestPaidtoBondholder r`~~`"88'7©~ ~~''8~"~'~"~ Principal Paid to Bondholder 0.00 Transfer/s 0.00 Balance 4!3012013 846,122.40 2,628.27 638,790.72 1,487,541.39 Interest Farned 31.41 0.04 23.72 55.17 CSCDA Issuer Fees 0'00 Wire Transfer From Butte County AC-049 0.00 Wire Transfer From Butte County AC- 0.00 Interest Paid Co Bondholder i9,18L.03~ (9,ifl2.0.3] Principal Paid to Bondholder 0.00 Transfer/s 0.00 Balance 5!31!2013 846,153.84 2,628.31 629,632.41 1,478,414.53 Interest Earned 17.28 0.02 12.86 30.16 CSCDA Issuer Fees 0.00 Wire Transfer From Butte County AC-OA9 0.00 Wire Transfer From Butte County AC- 0.00 Interest Paid to Bondholder {845 ,ig5.~0i {8),4389 ~;5~ (855,43.8',) Principal Paid to Bondholder 0.00 Transfer/s 0.00 Balance 6130!2013 675.19 2,628.33 699,655.32 622,958.84 Sources: 1J Wells Fargo Bank Statements, 2~ Butte County Finance Office Butte County Treasurer Monthly Investment Transaction Reports Investments Under Management of Trustees Wells Fargo Bank, Trustee_ 2006 Certificates of Participatipn Transaction Activity Date Transaction Reserve Fund XXXXOB00 Base Rental Payment Fund XX)pt0801 Expense Fund XXXX0802 Total With Fiscal Agent 12!31!12 Ending Balance 1,204,218.24 178,593.89 7,231.32 1,389,993.45 Transfer td anotheraccouni (5°Do.77i 5,906.17 (D.06) {O.OGI Transfer from another account 0.06 D.06 Trustee Foe 0.00 Interest Famed 0.07 0.73 0.06 0.86 Interest Paid to Bondholder (`f'r~s,~: ~t7.00] {'1$-.4„3.E70] Principal Paid to Bondholder 0.00 Unrealized GainlLoss S s '' 1 D1l31l13 Ending Balance 1,192,756.14 0.85 7,231.32 1,199,988.31 Transfer to another account E€1.C6) Et3.aiis Transfer from another account D.O5 0.05 Trustee Fee O.DO Interest Earned D.D2 0.06 0.06 0.14 Interest Paid to Bondholder O.DO Principal Paid to Bondhclder 0.00 Unrealized GainlLoss 11,004.00 11,004.04 02!28173 Ending Balance 1,2D3,760.16 0.96 7,231.32 1,210,992.44 Transfer to another account i©.Dti1 ;O.Oti} Transfer from another account 4.08 0.06 Trustee Fee 0.00 Interest Earned 0.06 0.06 0.12 Interest Paid to Bondholder 0.00 Principal Paid to Bondholder 0.00 Unrealized GainlLoss jEi84.On) {68~t.€)0} 03!31!13 Ending Balance 1,203,076.22 1.02 7,231.32 1,210,3D8.56 Transfor to another account (L~.C181 f}?.()bJ Transfer €rom another account O.Ofi 0.06 Trustee Fee 0.00 Interest Famed 0.07 0.06 0.13 Interest Paid to Bondholder 0.00 Principal Paid to Bondholder D.00 Unrealized GainlLoss 5,508.00 5,508.00 04!30!13 Ending Balance 1,208,584.29 1.08 7,231.32 1,215,815.69 Transfer to another account ;O.t}F~] it}.06) Transfer from another account 0.06 0.06 Trustee Fee D.aa Interest Earned 0.07 0.06 0.13 Interest Paid to Bondholder 0.00 Principal Paid to Bondholder 0.00 Unrealized GainlLoss (8.g1G.atl3 (8.916.0(13 D5l31113 Entling Balance '1,199,668.36 1,14 7,231.32 1,2D6,900.82 Transfer td another account [0.€76) (D.{:16} Transfer from another account D.O6 0.06 Debt Service Wire Transfer 1,023,448.50 1,023,448.50 Interest Earned 0.07 0.06 0.13 Interest Paid to Bondholder 0.00 Principal Paid to Bondholder 0.00 Unrealized GainlLoss {? 4,184.:,(}7 (7.4, ;84.00} 06!34!13 Ending Balance 1,185,184.43 1,023,449.70 7,231.32 2,215,865.45 Sources: 1J Wells Fargo Bank, 2} Butte County Finance Office Butte County Treasurer Monthly Investment Transaction Reports Investments Under Management of Trustees York Risk Services Grou Claims Administrator Umpqua Bank WORKERS' COMPENSATION Account # XXXXX2601 Transaction Activity -Current Month Beginning Balance - 5/31/2013 136,260.41 Deposits 6106113 136,573.02 6/20/2013 82, 792.64 Disbursements Checks Paid (224,506.11} TM Fee (107,45} Ending Balance - 6/30/2013 931,012.51 Source: Umpqua Bank Statement 1,~I~' Regular Manthiy Statemen~~ Page 1 of 1 l..ocal ;1.gc;cy nvesta,icst ~€zncl l~.0.13ox ~3~2809 ,~acran,c,zta, C:A 94209•E3Ug1 4vww.t~•eas€a~er.ca €~~r o_~Iaif {916j 653-30(11 7uly UI 2Q13 I3UT'1'L COUNTY C]°IEL,I: DEl'L1`1'YTR>;ASUIt);R 1`~s c~'a~c_tir;,iiii~. t'~lds 25 COUNTY C13NTF'R DItIV); ORdVILLL, CA 95965-3384 Acconnt TVe,mber: 'I'r~,i"t`vue D~In,itirnls Jn„e 2D13 Sfate,ne,fl )Effective Trausactian'1'rau C'.onfirua .Date Date '['y0e lYumber 6/3!2(}1.3 6/3/2013 12W 1399139 6/10/2a13 6/laf2D13 RW 1399583 611312a13 5113/2013 1tVd 1399938 6/14/2013 6/l,4/2D13 R1] 1400037 6n9/2a13 s/3912a3.3 lzw I4DO288 6/21/2013 6121/2013 RV1 140D552 6/24/2413 6/24/2013 Tt17 140DG33 6!2712013 6/27/2013 Rl~ 3401U26 6/28/2013 6/28/2013 EZW 14a1225 Account~t,mn,a,'y 'I'ota! Deposit: Tota[ WithtLrawat; Authorised Caller COI.,P.TT1s W032513ATv1 GOLirt"I'~ WOR51-1~1M COLETTI? WOIZ5HA 3'EGG i' MC~A.1C coz,rrz'~ wOTZST-TAr~I COL~TT1; WO1tSIIAM COI..I'I"1E WORSI[AM COL,I'1'1'1r wORSI-[AM COI,11"1'P wpR51-IAM 35,OUD,OUa.00 Beginning Bala,~ce; -2a,500,Qaa.00 ~:nding I3alr~uce: Amount -4,a0D,ODD.00 -2,DOD,oaa.aa -s,aao,Dao.Do 8,000,000.00 -z,sao,Dao.Da -3,Da0,000.0a 7,aaD,0a0.0a 20,UDO,DOa,Oa -4,a00,a00.D(1 12,05G,374.b8 26,556,374.68 1~lfitps:lllaiflrls.treasul'e1•.ca.govlRe~ula~rStateLr3eLLt.aspx 7/1/2013 L~Il~ Regular Montlll~ Statement /'age 1 of 1 1,ncal t~~enr}~ InF•estsnent [<und i'.0, linx 9~12~{l~ ~vsvw.Yres~su-•Qr.ca. rovl mia-htif 5acrazz-cnto, <'A 9~2fE9-t10p1 July O1, 2013 {9tG) ti3-30411 13I]'C7'L' COMMUNI"I'Y C:OLLL;GE 171S'1'R1(:'"1' 13U'1'1`~ CO1:l1V'1 X'I'RRASUI233I~ I~?b11A ;Evers e Il~Iantlzly~9'ieCds 25 C{)[JN'1'Y t"CiPI'1'CiR 17RI~'L, 5111"1'E i25 OROVILLI/, CA 95965.3384 Aeconnt Number: G 1)~fwitisszzs June 2013 SCate-nenl 1'#'f'ectivc Transactinn'~'ran Confirm Datc Date Tyke l~nmbcr b14/2013 6/4!2013 RW ]399232 6/21f2013 6/21/2413 RW 14005.53 &/27/20 [ 3 6/27/2013 RD 1.401028 Authorized CaElcr COLi`I"1'E VdC]RSHAI~I Cf}LE1"I'13 V;WORSIIA COl„E'CTIi WORSHAM Amnunt -4,060,OOO.pO -3.,006,000.00 I O,p00,pp0.00 Accnu--t 5umuza-• 1"std] 1~cposit; `Cots! Withdrawal 1p,000,000.00 Beginning T3alance: -7,000,OOU.00 Lucling Balance: 1 U,482,73G.23 13,482,735.23 l~ttpsa/laif~-rls.treasurer.ca.govlRegularStaterrlent.aspx 7l ] 12013 LA11; Ite~~llar• Morrtlaly statement Pale l of 1. Local ,1~ency Investment I+'tan~! ('.O. liox 942Hti9 evww.trcasurc~•.c~y.~:~c,,,~r ~~~;~.IiI` ~acri~rnento, CA 9.4209-d10t11 {9I ~i} C53-3tD0r July iJl, 2QI3 E'~1RAnISC UI`IIPIEll SCT-3001. L~ISTRIC"f 13L7T'I'1r C:()[JN'I'Y TIZ~t1SUI2ER 1'EYrI~. rtvera~c Mantld~~ Yields 2S COL7NTY CCIJTF;R 17RIV~, SU[T13 125 OT~4VIL,LE„ CA 95965 ~lecouattNwnber: Tr;rtt "E'vpe Ile#initions .lone 20.13 Statement T.ffecti~~e 1'rxnsxetion `I'ran Confirm Dxte Date '.Type. 1~umucr 6/6f20t3 S/6/2413 RkV 1399384 6/12/2013 Gllll2013 ItW 1394731 6/27/2413 6/27/2013- RI) 3401.429 Acenunt 5ummar^t~ 'rota! T)eposit: 1"otxl Withclrxwal: Antl~orized Caller C'O1,.Ix'TTB WORSEif~M C::C7L,CTTT/ VdC3I25EIANI COI,.l;T'1'E WOftSHAM 5,000,000.00 Beginning Balance. -5,540,000.00 T3nding Balance: Amount -3,noo,aoo.4o -2,5.00,004.00 5,00{],000.00 ! 0,017,564.99 9,517,564:99 ttps://laifixls.tr~easzlrer~.ca.~avfRegularStatelrrcl~t.as~~~ 7/112013 LAID Regular Mol~ihly'~taterllerit I"a~e 1 of 1 1,9ca! A~;eracy~ Investment F"unel I'.U. 1I9x 942f3(}9 ~v~vvv.tre~slrrcr•.ea.av_f~rllia-1€rif' 4acr,utrent9, (:~ 9421}9~(1(1b1 '~'~ 7uly O1, 201:3 (91G) G~3-3U(C1 DRC)VILE~F L7N1DN I-IIGi-I SCI~IOC3C. I'>ISTRCC't' BiJ1'TE GDi3N"C'Y `CC2EASURI?it PN11f& Avcr•a~c Cvlrrrrihly S'ielils 2S C(1L1NTY CIuNTCR I~R]VI;e SUITI l2S QI2DVCI,I.F.., CA 9S9C5-3344 ~untNurrrucr: 'l~r "~:`. ~?efi^i; [ ~~; 1u~se 2013 5tstemerrt E~t~CCtIVC '~r71RSRCt101tTE'Ril Zw:Ont1PE11 date Llatc 'I'ypc Number 6/7/2013 h/7120I3 I2W 1399489 (127!2013 6/27/2013 C2 140 € 031 Account Sumrnary "fatal I)eposrt: 'L'ocal Withc3rawaC AutElorizett Ca11er COLL""•TTI WORSLIAM COI.,1;'I"I'C~; WOI2S11AM 5,000,000.00 13eginnin~;l3ala~ice -5,000,000.00 Ending 13alance: t~r119ilpt -5,000,000.00 5,000,000.00 I Q,420,573.12 10,424,573.12 https:l/lai~ms.treasurer.ca.govfRegularStatelnel~it.aspx 7/112013 LAZE Regular Mozathly Statezx-e1~t Page 1 of 1 1,©c~t1 r~l;ency 1n~~e~ttzteut Fund 1',£), Ilex 942809 S~tc.rarT-entr~, CA 94203-0001 ~vww.tresksurcr.ex,c~v/~?tniu-Cxit' (916) G~~3-300] July 01, ZQ~1.3 cl-11cn urrn~l>1~ sclno~ nlsrrtlcr r~~.1,.rL cnurlTx ~•r;~;~s1~1~1:1z 1=n~i~ ~a~~t ,,,.~r 149onthly~~'lelds zs cnl l~r~ crrl~rc>z 171tI Vt:, 511.1 ~•Ir 12~ nRnVTL1.,CA 959(5-3384 Aecouotl~rtnTbcr: ll'e~n "rvi~e Lle~i~itu~:~s ~tuT~ 201.3 St~tenkent Tffeetrve 'CT•ans;tction TrtuT CVenfirm Date Date Type Number 6/12/2413 6/11!2413 Etl] 1399732 6727/2413 G/27/2813 ItD 144143A ACCOkEnt ~UtlkttkaY TOtA.I Deposit: Tckt~ki W ithda•awat: Autharixed CA11er CDL,k;'rT~: WORS13Aivt COI.,C7`TI WORS}IAlvl 12,500,OOD.44 I3eginnin~ Hal~ukr~e 0.40 ~;nciiug I~ata.nce: Amoutkt 2,580,000,44 ] 0,400,004.Ofl 17,743,996.83 30,243,996.83 hops:Illaifms.tl~easuret•.ca.govlReg>_11arS~ateai~ezlt.aspx 711/2413 IaAi~' Regular Nlontllly ~tGltem.ent Page 1 0~ 1 Isucal A~encv ]nvc5tsnent #''~i~ttl kx.f3. spa ~~Jt.411~) FS'WW,~.['~aS13R'C..!'.Cri.I~fIV.~-.1.I[[1 i 1,?l7 ~-~~~re[nen%tl, t .i 94209-[I(1(It {~~I~:~ C53-30EP1 J~ily 01, 2C3]3 i3UTTl: COUNTY 4J~3~1C>/ bi<' L~UCAT[UN E3IJ'1"rl; COUNTY T1tpASUKrrI2 fPi~~tIA Avcrauc ~~t~~~¢_F~IV 1`ic]c!s 25 GOGitJTY CENTPJ2I3KtVE,_ SUE"J'I" 1.25 OCZCIVTL.I..F:,CA 9S96S-3384 Accnuntlv~c~»bcr: if~r4n_~I'~)eti~7iti~fns Ju~se 2013 Statement 1+~ffective ~'rali$riC#ipn `['ran C;crnfirm Date Date Typc 1VuniEacr 6n tlzol~ 6n u24I3 rzr~= J399S91 6!2712013 6/27/2013 1tD 1441U3S Account_Se~m ~~~~t'}_ Total Deposit: `1'otril Withdravvril: At~tftpriucE C:alicr COT,J"sTTL woK~IlAlvr COI,I:'1"I'F3 WORSIIAM 5,000,004.t1Q 13eginnin~ Dalaxtce: - I , SOU,000.44 I~~di~xg l3alance: r~mpuitt -l,soo,#ra4.o4 S,000,4QO.OU 9,91.4,365.31 1.3,410,365.31 l~ti~as:/Ilaifri~s.treas~>rer•.ca.gavlR~gtirl~r•Sta~eJnc>lt.aspx 7{112013 Lt~1F Bond Statement Local A,~er~cy Investrnc~Et F~Ed ip.(). I3ox 94209 ~ac:ram.ento, ~` 4 9420-000 {916} X53-3Q(ii A133107 CI-IICQ UNT>+lla.l) SCI7QOL 13I5T1tICT (~3i13"1'L CO[1NTI~ EL73C--'1"IOM 1998 13 G©~ ASST TRIMASUItr:R-TAX COI,I.,]~C:7'OR 25 C©UN'I"Y CIN'7'I3R 13R1VL: OROVI~I.L, C;A 95965 Transactions Trans Tyne pesfinifinas Accou~Et Sz~rn-na.ry Total Deposit: Toia! Withdrawal: 13e~i~unn~__B~lances Principal: 1 EltereSt: wwrv.trcas~s rer.ca,~ovfpzx~ia-!a!l' Ju)y Q1, 20:]3 PNtIA Avera~c M®nthly Yi~tl~ Account NuE~her:~ June 20I3 StateEnerYt 0.00 4.00 Lndzwni: Balances 0.00 Principaf: 0.00 lxaiterest: Grand Total: Bond iD Bond iVame 805151 1L~C7'l©N 1998 G()8,.~1/1tI1;S.B PriE~cipal Balance 0,40 4.00 0.04 0.04 Next Maturity Date 7/17/2413 Page 1 0~' 1 hops:]/laifms.treasurer.ca.govfBondSt~.te~nczit.aspx 7111201 ~ ~~ r>.o. l3ox 6r~n~ Rr~~]t~~' ! 7~f Arri~yn C;rc~rrde, Chi X1347.1-6Qt}2 CREDITS bate Descri tion Additions 06-28 INTEREST CREDIT 4,983,74 RABOBANK, N.A. 2227 MYERS STREI=T ~RC3VILLE GA 95966 oz cx RETURN SERVICE REQUESTED ~ ~` BUTTE COUNTY TRFASURkR'S It~llIESTMENT i'QOL s7tAa 25 GQUNTY CENTER UFO ST 125 05953 ~ROVILl.E GA 95965-3384 ~i~~~i~~~i~i~~~~i~~I~ir~li~I~~I~II~~I~ii~ill~i~i~I~El~l~l~~~~~~~ Refer a new business customer to Rabobank today and both you and your raferral can get: - $250 discount on a small business loan ar line of credit - Plus 6 months of #ree business checking (up to a $60 value} ar 6 months of free premium business online banking services (an $89 value). Offer ends ,iuly 19, 20'f3. For details visit RababankAmerica.comlrefer. Rababank, N.A. Member FI31C Public Investment Money Market Account numt~er Beginning balance $27,776,363.64 Avg collected balance $25,097,792.00 To#al additions $4,983.74 Interest paid year to date $39,147.18 Total sub#raations $25,ODD,ODO.D0 Ending balance $7,781,347.38 DEBITS Date Descri #ion Subtractiens 06-26 -BUTTE COUNTY TREAS 20130626L2B77Y1GOD 0225 25,OOO,ODD.DD ,a~~., - .~.,~. DAILY BALANCES Date Amount Date Amount ~ Date Amount ~, :5 0' 6 05-31 --- 27,776,363,64 06-26 ~ 2,776,363,F~4 .;~ 06-28 2,781,347.38 INTEREST INFC)RMATIC)N Annua( percentage yield earned 0.26°l0 interest_bearing days 28 Average balance for APY $25,D97,792.21 Interest earned $4,983,74 Account Number: Last Statement: May 31, 2013 This Statement: June 28, 2013 `t'otal days in statement period: 28 Page 1 a# 1 Direct inquiries to: 888-945-66DD Total for this period Total year-to-date Total overdraft fees $D.00 $D.00 Totai returned item fees $0.00 $D.OD QVERDRAFTlRETURN 1TEM FEES i.€.v'f=eii WW1N.Yc"E~9CB~,~nIL~fYI+YCiCx"3.CDm riv OZ-1"L Thank you for banking with Rabobank - ~~`~ ~Ye , COUNTY OF BUTTE STATEMENT FOR PERIOD June 01, 2013 -June 30, 2013 CalTrust Short Term Fund Date Transaction Price Per Average Average Realized Shares Share Amount Cost NAV CostAmount Gainll_oss* 05/31/2013 BALANCE FORWARD 447.316 10.02 4,482.11 10.01985174 4,482.04 0 610 312 0 1 3 INCOME DISTRIBUTION -MAY D.113 10.02 i.13 10.01984672 1.t3 0.00 46/30/2013 UNREALIZED GAIN (LOSS) 0.000 -4.48 0.00 4613D12013 ENDING BALANCE 447.429 10.01 4,478.76 4 483.17 INCOME DISTRIBUTION PAID -MAY D.aa INCOME ACCRUAL -JUNE 1.26 CUMULATIVE UNREALIZED GA[N (LOSS) -4.41 • Please note t hat this information should not be construed as tax advice and it is recommended that you consult with a tax professional regarding your account. CalTrust Medium Term fund Price Per Average Average Realized Date Transaction Shares Share Amount Cost NAV GostAmount GainlLass* 0513 112 01 3 BALANCE FORWARD 496,807.186 10.07 5,002,848.36 10.10992917 5,022,685.46 06/03/2013 INCOME DISTRIBUTION -MAY 236.243 10.07 2,378.97 10.10991019 2,378.87 0.00 46/28/2013 FULL LIQUIDATION -497,043.429 10.03 -4,990,316A3 O.000OODDD -5,D25,064.43 -34,748.40 0613D12013 UNREALIZED GAIN (LOSS) 0.000 -14,911.30 0.00 06!30!2013 ENDING BALANCE D.fl00 10A3 0.00 0.00 1NCOME DISTRIBUTION PAID -MAY 0.00 INCOME ACCRUAL -JUNE 2,285.53 CUMULATIVE UNREALIZED GAIN {LOSS) 0.00 pleaso note thal this information should riot be construed as tax advice and it is recommended that you consult with a tax profossional regarding your accounl For inquiries About Your Account, Contact: COUNTY OF BUTTE ATTN: PEGGY MOAK Nottingham Investment Administration 25 COUNTY CENTER DR, STE 125 115 South Franklin Street OROVILLE CA 95985 Rocky Mount, NC 27804 Attontion: CaITRUST Shareholder Services Phone: 800.773.3863 Fax: 252-972.1908 Email: caltrustsupport@ncfunds.com Page 1 of 1 O N d N C~ C7 d i N 4 O O .~ a 0 t Ca C W F"' U w O N Z Z U U U Q U Q LLI Q ~ r Z N a~ L1J ~ ~ m Y N W .-. 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