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HomeMy WebLinkAbout03.12.21 FW_ 6061 Paradise Community Drinking Water System Options Study, Monthly Call Notes From:Gosselin, Paul To:Alpert, Bruce;Bennett, Robin;Clerk of the Board;Connelly, Bill;Cook, Holly;Cook, Robin;Kimmelshue, Tod; Lucero, Debra;Paulsen, Shaina;Pickett, Andy;Ring, Brian;Ritter, Tami;Rodas, Amalia;Sweeney, Kathleen; Teeter, Doug Cc:Jessee, Meegan Subject:FW: 6061 Paradise Community Drinking Water System Options Study, Monthly Call Notes Date:Friday, March 12, 2021 9:52:53 AM Attachments:image001.png AR 6061 Paradise Contact List 042120BG 031121_owp.xlsx PID Feasibility Study_Final Proposal_GEI_01222021.pdf Board Members In case you are not copied on the update, I am provided the status of the Paradise Community Drinking Water System Options Study. I will let you know when they release the work plan. Take care Paul Paul Gosselin, Director Department of Water and Resource Conservation 308 Nelson Ave Oroville, CA 95965 530-552-3590 office From: Marx, Randall E <randy.marx@owp.csus.edu> Sent: Friday, March 12, 2021 7:07 AM. Subject: 6061 Paradise Community Drinking Water System Options Study, Monthly Call Notes ATTENTION: This message originated from outside Butte County. Please exercise judgment before opening .. attachments, clicking on links, or replying. Hi Paradise Options Study Stakeholders, Notes from our call yesterday: Attendees – Highlighted on attached Contact List. Task 1 – Options Study Status – Sacramento State, Office of Water Programs (OWP) has submitted a proposed Work Plan Amendment to the State Water Board, Division of Financial Assistance (DFA) for review, adding in the costs for the GEI effort. DFA noted on the call today that this Work Plan Amendment has been approved up to the senior staff level and just needs upper management approval. In parallel, Sacramento State, University Enterprises, Inc. (UEI), and GEI have initiated contract negotiations. Following execution of the Work Plan Amendment and the UEI/GEI Agreement, I can provide GEI Notice-to-Proceed on the Options Study. The first task will be a formal kickoff call with this Stakeholder group. GEI Consultants, Inc. - John Woodling (Principal-in-Charge) and Satya Gala (Project Manager) introduced themselves and their firm. I’ve also attached the GEI Options Study Proposal for further background on GEI and their approach to executing the Options Study. Camp Fire Regional Economic Impact Analysis – It was noted that this recent document may be useful for the Options Study. Access at: https://3coreedc.org/wp-content/uploads/2021/03/Camp-Fire-Regional-Economic- Impact-Analysis-January-2021.pdf Stakeholder Comments – The theme of comments was, “Everything sounds great, but let’s get rolling!”. Thus, our Project Team will be looking for ways to expedite project tasks. GEI will maintain and distribute a project schedule at each monthly call to inform the Stakeholders. Task 2 – Community Outreach – Orit Kalman, Consensus & Collaboration Program, Sacramento State College of Continuing Education (CCP), is leading this task. Orit will be working on an updated Factsheet and other tools to inform and receive input from the public, in accordance with CCP’s Project Communication Plan. Stakeholder Comments – The theme of comments was, “Early and effective outreach to the community is essential to project success”. Stakeholders also suggested use of public media, moving to in-person outreach, early scheduling of public meetings, and developing a list of interested community members. Next Steps – We agreed it would be useful for Orit to produce a short email to all, based on the Communication Plan and input received today, for discussion at our next call, listing a proposed plan for community outreach tasks for the next few months. Action Items: DFA – Complete review of Work Plan Amendment OWP/DFA – Expedite Work Plan Execution UEI/GEI – Expedite UEI/GEI Contract Agreement CCP – Prepare email of suggested near-term Community Outreach tasks OWP – Schedule Project Kickoff Call GEI – Prepare Agenda for Project Kickoff Call All – Provide any recent documents or information to OWP/GEI that may be of use for completion of the Options Study Stakeholder Contact List – Attached is a revised Stakeholder Contact List, adding in John Woodling and Satya Gala, GEI Consultants. Everyone, please provide any edits to this List to Nadine Cross. Also, note, we have been carrying on this list names of other folks that might be interested in being added to the monthly call invites. Next call, let’s discuss possibly adding some/all of these folks, now that we are moving towards project implementation. Next Call – Currently scheduled for 4/8/21, 11 am. However, as we discussed today, if the Work Plan and Sacramento State/GEI Agreements are in place sooner, we will move up this call to expedite schedule. Also, as this next call will be the formal kickoff call for GEI’s conductance of the Options Study, we will schedule a full hour to get into the specifics of project implementation. Thanks! Randy Randy Marx, P.E. Research Engineer OWP at Sacramento State Direct: 916-278-5295 | Cell: randy.marx@owp.csus.edu Email tlando@paradiseirrigation.comdcooper@minasianlaw.commrich@paradiseirrigation.compgosselin@buttecounty.netcbuck@buttecounty.netdlucero@buttecounty.netkphillips@townofparadise.comgreg@calltrilogy .comscrowder@townofparadise.comharrimanlaw1@sbcglobal.netmark.orme@chicoca.govcurtis.grima@asm.ca.govcolleen@buttefarmbureau.comgbarber@calwater.comcorp.ceo@corporatecenter.usmark@lu228.orged.carpetc learance@gmail.comgtaylorxfg@sbcglobal.netjbmerz@sbcglobal.netdceppos@csus.eduokalman@csus.edujwoodling@geiconsultants.comsgala@geiconsultants.comariel.chavez@waterboards.ca.govbrian.kidwell@waterboa rds.ca.govmichelle.frederick@waterboards.ca.govDaniel.Newton@waterboards.ca.govNabiul.Afrooz@Waterboards.ca.govkim.dinh@waterboards.ca.govkim.hanagan@waterboards.ca.govrandy.marx@owp.csus.edubrian.cu rrier@owp.csus.edunadine.cross@owp.csus.eduallen@buttecreek.orgsuellen@garlic.comaimee@planinmotion.comrafh@comcast.netloftinbynum@gmail.comtdian@sbcglobal.netdaggerdave51@gmail.comsdobra2@yahoo.comj imb@aqualliance.netgtaylorxfg@sbcglobal.netmscarpa@mail.csuchico.edudanielle.baxter@becnet.orgjohn_lewis_scott@msn.comjohn@landconservation.orgvolecole@juno.comjonluvaas@gmail.comjjewell1@mac.combarb castro@hotmail.comjbmerz@sbcglobal.netg-marvin@comcast.net x cklinesteker@mechoopda-nsn.govdave@americanwhitewater.org xxxxx slucas@buttecounty.net Phone Number(530) 624-2939(530) 533-2885 work(530) 588-2880 cell(530) 624-2939(530) 552-3590 work(530) 574-7443 cell(530) 552-3593(530) 891-7535(530) 538-7784(530) 876-2034 work(530) 518-6696 cell(530) 514-8066 cell(530) 559-4365 cell(530) 343-1386(530) 896-7210(530) 533-1473(530) 893-6375 work(530) 321-5192 cell(530) 717-2500(661) 510-0911(530) 521-0222(530) 345-3050(916) 539-0350 cell(916) 278-5015 work(530) 848-1567(916) 631-4500(916) 631-4500(916) 322-9601(209) 948-3963(831) 655-6948(916) 449-5596(916) 341-5660(916) 341-5729(916) 323-0624(916) 278-5295(916) 278-8109(916) 278-8100(530) 899-8922(530) 343-1871 9/30/2020 Other Potential Stakeholders AR 6061 - Paradise Community Project Contact Tom Lando, Interim General ManagerDustin Cooper, District CounselMickey Rich, Information Systems ManagerPaul Gosselin, Director Department of Water & Resource ConservationChristina Buck, Assistant Director Department of Water & Resource ConservationDebra Lucero, District 2 SupervisorSteve Lucas, Executive OfficerKevin Phillips, Town ManagerGreg Bolin, MayorSteve Crowder, Town of Paradise CouncilTown Representative - TBDRichard HarrimanNorthern California Enviromental Defense CenterMark Orme, City ManagerCurtis Grima, Assemblyman Gallagher's OfficeColleen CecilGeorge Barber, District ManagerShannon McGovernBob Fortino, Representative Mark Mulliner, RepresentativeEd Cox, SpokesmanGaylord Taylor, RepresentativeJohn Merz, RepresentativeRepresentative - TBD (Paul Gosslin)Dave Ceppos, Managing Senior MediatorOrit Kalman, Senior Facilitator/mediatorJohn Woodling, Vice PresidentSatya Gala, Sr. Project ManagerAriel ChavezBrian KidwellMichelle FrederickDaniel NewtonNabiul Afrooz, Prop 1 Grant ManagerDavid ChanKim Dinh, Senior EngineerKim Hanagan, Senior Engineer - Drinking Water for Schools Grant ProgramRandy Marx, Project ManagerBrian Currier, Research EngineerNadine Cross, Administrative Services ManagerJames BeckAllen Harthorn Suellen RowlisonAimee RaymondRobin HuffmanBill BynumTasha Levinsondave garcia Susan Dobra Jim BrobeckMaggie Scarpa Danielle BaxterJohn Scott John Hunt Jane Coleman Jon Luvaas Jennifer Jewell Barbara Castro John Merz Grace Marvin Ken Grossman Colin Klinesteker,Director of Environmental Planning.Dave SteindorfDr. Dave Daley Gayland Taylor California State University, Sacramento (CSUS) - Office of Water Programs (OWP) Organization Paradise Irrigation DistrictCounty of ButteButte County LAFCOTown of ParadiseLocal NGO RepresentativeCity of ChicoCalifornia State AssemblyButte County Farms BureauCalifornia Water Service, ChicoDel Oro Water CompanyLabor UnionMiocene Canal CoalitionLocal Salmon and Steelhead Advocacy Friends of Bidwell Park, Audubon Society Vina Groundwater Sustainability AgencyConsensus & Collaboration ProgramSacramento State - College of Continuing EducationGEI Consultants, Inc.SWRCB, Division of Drinking Water (DDW)SWRCB, Division of Financial Assistance (DFA)Friends of Butte CreekBoard of the Rock Creek Reclamation District.Former Paradise ResidentWyandottle Creek Subbasin GSA BoardOroville Public Interest AdvocateAquAllianceNorthern California Regional Land TrustSierra ClubSierra ClubSierra Nevada, Business ownerMechoopda Indian Tribe American Whitewater. Butte Environmental Council PGE representativeButte County Planning CommissionButte County cattlemen OES Recovery effort Project Role Technical Assistance (TA) RecipientLocal Government StakeholderLocal Water StakeholderProp 1 ConsultantState Water Resources Control Board (SWRCB)TA Provider 3/15/2021 9:42 AM Proposal for Engineering Consulting Services for the Community of Paradise Options Study UNIVERSITY ENTERPRISES, INC. Submitted by GEI Consultants, Inc. 2868 Prospect Park Drive, Suite 400 Rancho Cordova, CA 95670 T: 916.631.4500 F: 916.631.4501 January 22, 2021 B/ D PWFS!M FUUFS! January 22, 2021 (electronic submittal) Consulting Mr. Randy Marx Engineers and University Enterprise, Inc. Scientists 6000 J Street Sacramento, CA 95819 Subject:Proposal for Engineering Consulting Services forthe Community of Paradise OptionsStudy Dear Mr. Marx: GEI Consultants, Inc. (GEI) has carefully reviewed the Request for Proposal (RFP) issued by UniversityEnterprises, Inc. (UEI) for consulting services for the Community of Paradise Options Study and prepared our submittal in accordance with the outlined requirements. We look forward to the prospect of providing professional services to support UEI to evaluate long-term options for improvements to the Paradise Irrigation District (District) water system infrastructure. GEI has developed a clear understanding of the District’s goals and objectives in this effort and is well-equipped to produce a complete Options Study that will ultimately assist the District in selecting an implementable alternative that will best serve its needs. GEI has been at the forefront of assisting a variety of major clients with water resources management initiatives across California, including clients such as the California Department of Water Resources (DWR), Semitropic Water Storage District, and Inland Empire Utilities Agency. Of particular significance is the East Porterville Water Supply Project, which was at the center of political and media attention in 2015, as East Porterville was declared as the “Ground Zero” of California’s historic drought. GEI, through its knowledge and experience, demonstrated high competence in preparing a feasibility study in a time period of only three months. The solution was widely accepted by all stakeholders, and GEI went on to design and oversee construction of the project. GEI provides a unique understanding and perspective of planning, engineering, and environmental disciplines that ensures that work delivered provides practical, implementable solutions to our clients. The benefits that GEI brings to the Options Study include: A Proven Project Manager – Satya Gala has extensive experience in managing multi- objective and multi-discipline feasibility studies throughout California and has a proven record of accomplishment for taking projects from planning to design and construction. As a Senior Water Resources Engineer and Project Manager, Satya successfully led the feasibility study for East Porterville Water Supply Project. Experienced Team Leaders – Larry Rodriguez, Stephanie Hearn, Kevin Yao, Scott Brown, and Mark Ashenfelter have extensive technical knowledge in their fields and will lead teams of experienced professionals who have worked together on projects throughout California with elements like this project. GEI Consultants, Inc. www.geiconsultants.com 2868 Prospect Park Drive, Suite 400, Rancho Cordova, CA 95670 916.631.4500 Fax 916.631.4501 Mr. Randy Marx University Enterprise, Inc. January 22, 2021 Page 2 Seniorsupport and review staff with unmatched expertise in water resources planning (Mark Cowin and John Woodling) with a combined 70 years of experience planning and implementing a wide range of water resource projects. Commitment – Each member of our team is committed to working closely and collaboratively with your staff and stakeholders to make this project a success. The identified staff have the availability to begin the project immediately and see it through to completion. We hope that you will find our team composition, qualifications, and approach compelling. We appreciate the opportunity to be considered for this important project. If you have any questions about our proposal or require additional information, please contact John Woodling at 916.812.9118 (jwoodling@geiconsultants.com) or Satya Gala at 916.388.4166 (sgala@geiconsultants.com). Sincerely, GEI Consultants, Inc. John Woodling, P.G., C.E.G., C.Hg Satya Gala, Ph.D., P.E., P.M.P. Vice President Senior Project Manager GEI Consultants, Inc. www.geiconsultants.com 2868 Prospect Park Drive, Suite 400, Rancho Cordova, CA 95670 916.631.4500 Fax 916.631.4501 Dpoufout ! B/Dpwfs!Mfuufs C/Dpnqboz!Cbdlhspvoe/////////////////////////////////////////////////////////////////2 D/Qspkfdu!Voefstuboejoh!boe!Bqqspbdi////////////////////////////////////////3 E/ Tubggjoh!Pshboj{bujpo!boe!Rvbmjgjdbujpot!///////////////////////////////////!: F/ Cvehfu!////////////////////////////////////////////////////////////////////////////////////////!28 G/ Qspkfdu!Tdifevmf!////////////////////////////////////////////////////////////////////////!29 H/ Sfmfwbou!Qspkfdu!Eftdsjqujpot!///////////////////////////////////////////////////!2: I/ Dmjfou!Sfgfsfodft!///////////////////////////////////////////////////////////////////////!33 J/Dpogmjdu!pg!Joufsftu!/////////////////////////////////////////////////////////////////////!34 K/ Jotvsbodf!////////////////////////////////////////////////////////////////////////////////////!34 L/ Dpousbdu!//////////////////////////////////////////////////////////////////////////////////////!34 Bqqfoejy!B!—!Tubgg!Sftvnft Bqqfoejy!C!—!Buubdinfout!2!boe!3 QBSBEJTF!JSSJHBUJPO!EJTUSJDU!PQUJPOT!TUVEZ C/D PNQBOZ!C BDLHSPVOE Founded in Boston in 1970, GEI Consultants, Inc. (GEI) is an employee-owned firm employing over 900 individuals who serve public and private sector clients from 42 offices in North America. The company's roots were established in the field of nuclear power, having completed geotechnical engineering for more than 20 nuclear power sites. In 2003, GEI acquired Bookman-Edmonston, a water resources engineering firm renowned for helping solve California’s water needs since 1959. As the years progressed, GEI expanded its services to include environmental engineering, water resources, civil engineering, ecological and biological sciences, and a host of specialized support services. In California, GEI specializes in the fieldsof water resources and flood management. Services are provided by 200 staff from 5 office locations and include an array of technical and scientific disciplines applied to the planning, water management, environmental compliance, permitting, restoration, design, and construction management aspects of a project’s lifecycle. Work on the Community of Paradise Options Study will be predominantly done by staff in GEI’s Sacramento Branch office, with assistance from key staff in Bakersfield, Pasadena, and Carlsbad. Larsen Wurzel & Associates, Inc. (LWA) is an independent public finance and management consulting firm based in Sacramento, California. LWA provides finance, program, and project management consulting services to public and private entities with the goal of efficiently and cost effectively implementing public infrastructure improvements and services. LWA helps local agencies manage the process required to advance design, environmental compliance, State and federal permitting, and funding, that leads to construction of projects that are cost effective and acceptable to local communities. The economic environment for public agencies continues to pose challenges to the improvement and ongoing maintenance of infrastructure. Local agency revenues remain constrained as current infrastructure fails to provide the desired level of service, while at the same time, new regulations raise standards beyond the reach of agency budgets. LWA helps local agencies find and implement solutions to their financial challenges. HFJ!DPOTVMUBOUT-!JOD/!!2!VOJWFSTJUZ!FOUFSQSJTFT-!JOD/! QBSBEJTF!JSSJHBUJPO!EJTUSJDU!PQUJPOT!TUVEZ D/Q SPKFDU!V OEFSTUBOEJOH!BOE!B QQSPBDI QSPKFDU!VOEFSTUBOEJOH! Paradise Irrigation District (PID or District), located in central Butte County, California, was established in 1916 to supply water to an area of approximately 11,250 acres with a population of approximately 1,000 people. The population served by PID resides within the Town of Paradise, which has changed dramatically from the time the District was first established in 1916 reachinga population of 26,235 in 2015 with major growth occurring in the 1970s. PID relies predominantly on water from Little Butte Creek, which is conveyed into the Magalia Reservoir (800 acre-feet) located one mile North of PID’s service area, and into Paradise Reservoir (11,500 acre-feet) located one mile upstream of Magalia Reservoir. The District holds three water rights permits –two storage rights and a direct flow right. At the 2015 level of development the District had feet of water rights that were not being utilized because of a lack of storage. In November 2018, Camp Fire, the deadliest wildfire in the Unites States, resulted in the Town of Paradise being destroyed, with PID losing 90% of its connections, making continued water supply operations unsustainable until recovery and rebuilding is completed. PID currently serves approximately 4,300 residents through 1,300 connections. California State Legislature mandates that PID perform an Options Study to obtain funding for its drinking water system improvements. As a result, PID is preparing to embark on a feasibility planning process to evaluate long-term options for improvements to its water system infrastructure. The purpose of this study is to ensure the long-term sustainability of the community’s water system, protect PID’s water rights, and support redevelopment of the community. GEI has identified four key objectives in completing the proposed work: Identify stakeholder needs as informed through the communication and engagement process Formulate options based on the categories listed in the workplan Develop evaluation criteria and evaluate alternatives Provide recommendations These objectives provide a foundation for which the Options Study will be developed. The Project Approach below discusses the activities that will be carried out to meet these objectives. The proposed Options Study is similar in scope and technical requirements to feasibility studies. GEI is very familiar and experienced with the feasibility planning process and has previously assisted DWR, Moulton Niguel Water District, Semitropic Water Storage District, Willow Springs Water Bank, and Inland Empire Utility Agency in performingfeasibility studiesand subsequently moving projects through environmental and regulatory review to implementation. GEI’s experience will allow us to effectively move through the proposed Options Study approach and to provide timely and efficient assistance to the District. QSPKFDU!BQQSPBDI Feasibility studies are the heart of anyplanning processand the Options Study proposed in theRFP follows that feasibility study process. Such studies are designed to help planners identify issues, HFJ!DPOTVMUBOUT-!JOD/!!3!VOJWFSTJUZ!FOUFSQSJTFT-!JOD/! QBSBEJTF!JSSJHBUJPO!EJTUSJDU!PQUJPOT!TUVEZ constraints, opportunities, formulate alternative solutions, evaluate the costs and benefits of the alternatives, and select a preferred solution in a systematic, effective, and efficient manner. The GEI Team carefully reviewed the scope of work proposed in the RFP and proposes the following approach that is consistent with the requirements of the RFP. UBTL!2/!PQUJPOT!JEFOUJGJDBUJPO!SFQPSU! The Options Identification Report will identify a wide range of preliminary options capable of meeting the goals and objectives of the stakeholders involved. This report will also include an Options Evaluation Methodology that will present quantitative evaluation criteria, scoring, and ranking for each criterion. The development of the Options Identification Report will follow the process identified in the subtasks below. The GEI Team will work closely with the Project Team and PID management in the identification and development of options. At appropriate junctures the GEI Team will coordinate with the Consensus and Collaboration Program (CCP) to convene workshops or community informational events with the Project Team and Stakeholder Groups, as defined in the Communication Plan, to review development and seek input on identified options. 2/2!!Fyjtujoh!boe!Gvuvsf!Dpoejujpot-!Pqqpsuvojujft!boe!Dpotusbjout! An accurate and comprehensive assessment of the opportunities and constraints within the study area plays a pivotal role in launching the identification of options to be included in the Options Identification Report. This can only be obtained through understanding the existing and range of future conditions facing the PID and the District’s future goals and objectives. The forecast of future conditions reflects the conditions expected during the period of analysis and will provide the basis for formulating options and assessing their benefits and impacts. GEI will work closely with the District to collect existing information and develop forecasted future conditions scenarios that rely on projected levels of demand in the PID service area and requisite level of potable and raw water service by PID. GEI will also work with the District on the development of goals and objectives related to financial sustainability (including acquisition of grant funds), intermediate and long-term water service reliability, and maintenance and security of PID water rights. The GEI Team will use forecasted scenarios to define and characterize potential constraints and opportunities to be considered in the Options Identification Report. Developed goals and objectives will be used to formulate the Options Evaluation Methodology. GEI will collect this information with stakeholder input guided by the Communication Plan developed by the CCP at Sacramento State. The GEI Team will participate in up to two stakeholder meetings to educate and solicit input from stakeholders regarding this first phase of the process. GEI staff have worked with the CCP personnel and has participated in and led numerous stakeholders driven processes. 2/3!!Jefoujgjdbujpo!pg!Pqujpot! The GEI will formulate multiple options that address the constraints and opportunities of forecasted conditions and achieve the District’s goals and objectives. A multifaceted approach will be taken to formulate options in the following categories, as provided in the workplan: Baseline – Continue with existing water system, with potential upgrades as needed and possible HFJ!DPOTVMUBOUT-!JOD/!!4!VOJWFSTJUZ!FOUFSQSJTFT-!JOD/! QBSBEJTF!JSSJHBUJPO!EJTUSJDU!PQUJPOT!TUVEZ Localized, Intermediate Approach – Temporary water rights transfer, sale of treated drinking water (wholesale approach), and bottled water supply Local Consolidation – Legal consolidation and interagency agreements Broad Regional Approach/Multipurpose Benefits –Considering needs of other organizations, collaboration with combining resources Funding Augmentation –Obtaining funds to support long-term sustainability, e.g., rate increases, lawsuit settlements, grants, or other business revenue generating opportunities such as acquiring new customers, new business lines, or other environmental stewardship options. CBTFMJOF!! The baseline condition will document work completed through the FEMA/CalOES Recovery Projects, work in progress, and planned for the next five years. With this baseline understanding of the water system condition, the GEI Team will work with the District Engineer to determine if a conditional assessment of the water system infrastructure (wells, tanks, treatment plant, mainlines, etc.) is necessary. With a clear understanding of the existing system and funding available to rebuild, we will collect operational data to develop a steady state hydraulic analysis. This analysis will identify needed upgrades in the future phases of recovery. The work will include: Data Collection:Collect pump data (head, flow, type), pipeline as-builts, pressures and elevations (upstream ends, downstream ends, fire services, water services), valve data, and operation conditions. Steady State Hydraulic Analysis: Set up a numerical hydraulic model and determine maximum and minimum flows and pressures. Potential Upgrades: Identify improvements needed for the existing water system based on the Steady State Hydraulic Analysis and water/fire service demands that can be served by existing and future water system. In addition to studying the distribution system, the GEI Team will evaluate the existingdrinking water treatment system. This portion of the study will focus on impacts to the watershed during and after fire conditionsandidentify vulnerabilities infuture fire events. We will report on long-term sustainability of critical conveyances upstream and within the service area, as well as the treatment plant itself. The information collected in this baseline conditions assessment will be utilized to define the starting point for the forecasted future conditions scenarios as a guide for forecasted conditions and incorporating needed facilities improvements to be developed over time. MPDBMJ\[FE!JOUFSNFEJBUF!BQQSPBDI! The Options Identification Study will include options that evaluate the potential of temporary or long- term water rights transfers or exchanges, sale of treated drinking water (wholesale approach), and providing bottled water supplies within the PID service area. The PID has established three water rights on Little Butte Creek, which have provided for the storage and diversion of water to meet the District’s demands. Historically, these water rights provided approximately 14,000 acre-feet of supply to the PID in 2015 (Paradise Irrigation District Urban Water HFJ!DPOTVMUBOUT-!JOD/!!5!VOJWFSTJUZ!FOUFSQSJTFT-!JOD/! QBSBEJTF!JSSJHBUJPO!EJTUSJDU!PQUJPOT!TUVEZ Management Plan 2015). The projected water supply from these rights was estimated at 25,000 acre- feet in 2020 to 2040. Options will be developed that include temporary or long-term transfersof a portion of these established rights. Transfer options will consider PID level demand and the potential revenue generation from transfers to meeting PID’s financial goals and objectives. Additionally, transfers will be structured to maintain PID’s existing water rightsand the status of these rights with the State Water Resources Control Board (SWRCB). The GEI Team will evaluate potential water transfer of the unused portion of the PID water rights, under applicable water transfer requirements. Water transfer requirements are provided by the California Department of Water Resources annually in the Technical Information for Preparing Water Transfer Proposal (Water Transfer White Paper). A suite of alternative water transfer options will be considered that include: Transfer to local districts, such as Town of Paradise, Butte County Water Commission, Butte County Department of Water and Resource Conservation, California Water Service Company, and Del Oro Water Company Transfers to Sacramento Valleyentities Transfers to South of Delta entities Each of these transfer options include both benefits and challenges that will be documented and evaluated to determine the reasonableness for consideration by the PID and stakeholders. The availability of transferable water supplies will include an assessment of available water supplies given updated climate change conditions effecting runoff to the Little Butte Creek watershed, using the District’s Yield Analysis Model and forecasted scenarios for PID’s recovering customer demand and level of service. Additionally, the GEI Team will evaluate the sale of treated water to neighboring local districts. Alternatives for the sale of treated water will require the evaluation of feasible interconnections with receiving districts. As with water transfers, the sale of treated water will consider water availability, PID customer demands, and additionally, treated water capacity. An initial assessment of conveyance needs will be included in this evaluation. Finally, the GEI Team will evaluate the potential to provide a temporary bottled water supply to meet customer demands within the PID service area. MPDBM!DPOTPMJEBUJPO Legal consolidation with neighboring water system is an option since there are three public water systems directly adjacent to PID’s service area. Extending water service to these areas could occur through consolidation or an interconnection that provides supplemental water. GEI will evaluate the Technical, Managerial and Financial (TMF) capacity of these water systems as well as options for managerial consolidation where PID is an independent water system that is administratively overseen under agreement with another purveyor. TMF evaluation will include: Technical capacity – a description of PIDs water system, source capacity assessment (ability to meet max day demand), and consolidation feasibility. HFJ!DPOTVMUBOUT-!JOD/!!6!VOJWFSTJUZ!FOUFSQSJTFT-!JOD/! QBSBEJTF!JSSJHBUJPO!EJTUSJDU!PQUJPOT!TUVEZ Managerial capacity –ownership, water rights, organizational capacity including ability to appropriately staff a public water system and evaluates if existing policies position the water system for compliancewith Title 22 regulations Financial capacity – evaluation of the cost of operating a public water system, water rates and affordability to the customers If consolidation or interconnection is the recommended approach to rebuilding the PID water system, interagency agreements will be needed. To the extent possible, GEI will define the appropriate roles and responsibilities for each public agency and assist with negotiating the agreement terms and conditions. SFHJPOBM!BQQSPBDI0NVMUJQVSQPTF!CFOFGJUT! Options will be developed that take a broad regional approach with the goals of achieving multipurpose benefits. Potential optionswill consider the needs of other organizations and stakeholders while seeking to operate collaboratively and conjunctively with forecasted conditions scenarios. Regional options will seek to form partnerships with other agencies, districts and/or private entities to create a resilient water supply that meets the needs of PID and its customers, while also providing benefits to partnering entities. These regional options may include, but not be limited to, the use of water transfers, conjunctive use, contractual alterations, consolidation of service area, and/or reoperation or joint operation of facilities. A major theme of regional options will be the use of PID’s water rights and storage facilities in a manner that protects PID’s water rights and creates regional partnerships for use of available supplies while PID’s demands are low. Developing regional options with multipurpose benefit will require close coordination with and understanding of forecasted conditions and opportunities and constraints of potential partners. Specific benefits to potential partners may include, but not be limited to, the ability to augment water supplies, reduce conveyance constraints, optimize facility operations, and seasonal shifting of water deliveries permanently or temporarily. Integral to the development and evaluation of regional options is clearly identifying public benefits associated with those options. Specifically, public benefits are those that may extend beyond PID or its potential partners. These benefits include actions that could improve water quality, water supply for ecosystem enhancement, and emergency response. These public benefits may provide a mechanism for leveraging project funding from a variety of state, local, and federal entities to aid in bringing a chosen alternative to fruition. GVOEJOH!BVHNFOUBUJPO! Options identified in the above categories will require a unique financial plan to ensure long-term financial sustainability. The GEI Team will identify and evaluate various available funding mechanisms in support of the identified options. In this initial phase of the work, the team will research and summarize current funding mechanisms capable of funding capital improvements and long-term operations and maintenance of facilities and/or services provided within each option. The GEI Team, with obtain feedback from stakeholders and develop a financial baseline for the current conditions and at full redevelopment. Funding mechanisms are anticipated to include grant funding, State-sponsored financing, interim commercial financing, wholesale and/or retail water rates, and water related fees. HFJ!DPOTVMUBOUT-!JOD/!!7!VOJWFSTJUZ!FOUFSQSJTFT-!JOD/! QBSBEJTF!JSSJHBUJPO!EJTUSJDU!PQUJPOT!TUVEZ 2/4!!Pqujpot!Fwbmvbujpo!Nfuipepmphz! All options will be evaluated as a comparison to the goals and objectives of PID, based on the Options Evaluation Methodology. The GEI Teamwill identify the metrics and criteria based on input from the District and feedback from the agency/stakeholder scoping meetings. Evaluation criteria could include preliminary cost, community acceptance, environmental permitting, environmental impacts, administrative hurdles, etc. 2/5!!Sfqpsu!Qsfqbsbujpo!! GEI will prepare a draft Options Identification Report based on the options identified above. This report will include background information, problems and opportunities, forecasted future conditions, detailed descriptions of the options identified in a format that provides easy comprehension and review by stakeholders along with the screening criteria formulated. GEI will seek comments and feedback on this draft report from the District and stakeholders and finalize the report by including a summary of the options and screening criteria agreed upon by the stakeholders to be carried forward. UBTL!3/!PQUJPOT!TUVEZ!SFQPSU! Based on the review and evaluation of the Project Team and Stakeholder Group of the full suite of options in the Options Identification Report, the GEI Team will prepare the Options Report, which identifies and describes options shortlisted by the Stakeholders. These options would be further evaluated according to the evaluation criteria developed in the Options Evaluation Methodology (Task 1.3). Based on this additional level of evaluation, the Options Study Report will provide a final recommendation to the Project Team. 3/2!Dptu!Ftujnbuf! Cost estimates are important in determining the economic feasibility of a proposed project. Project costs depend on the exact configuration of a project, features provided to enable or realize specific types of benefits, and how the project will be operated. Typically, cost estimates for a project are developed in chronological order from preliminary-level estimates to final design-level estimates with each update superseding the previous one. The accuracy and confidence of the cost estimates are expected to increase as the project design is refined with a more detailed level of design data. For this Options Study, Class 4: Feasibility Level cost estimates will be prepared for the top-ranked options. These cost estimates will be developed based on the best available project information and will reflect reasonable expectations of costs for feasibility level of estimate. 3/3!Fowjsponfoubm!Bobmztjt! Options shortlisted by the Stakeholders in the Options Identification Report will be further analyzed to identify needed environmental permits and potential project impacts. This analysis will be based on additional information developed on the option during the stakeholder review process and additional engineering analysis performed in the following task. The analysis of permitting requirements will include, but may be limited to: State Water Resources Control Board requirements for changes in place of use or points of diversion of water rights NEPA/CEQA requirements related to water transfers NEPA/CEQA requirements for new or changed infrastructure HFJ!DPOTVMUBOUT-!JOD/!!8!VOJWFSTJUZ!FOUFSQSJTFT-!JOD/! QBSBEJTF!JSSJHBUJPO!EJTUSJDU!PQUJPOT!TUVEZ CA Department of Public Health Water System Permit Amendments Local City / County permit requirements These options will also be further analyzed to identify potential environmental impacts based on additional information developed on the option during the stakeholder review process and additional engineering analysis performed in the following task. 3/4!Gvoejoh!Bvhnfoubujpo!Bobmztjt! GEI Team will also evaluate the use of funding augmentation options as applicable for the options shortlisted in the Options Identification Report. For each option, the amount of debt service, pay-go funding demand, and associated water rates/fees will be estimated based on the estimated costs developed for each option. The resulting financial plans for each option will be compared to the financial baselines to evaluate long-term sustainability. The evaluation criteria established in the Options Identification Report will be applied to draw conclusions for each option and presented into the Options Study Report. 3/5!Pqujpot!Fwbmvbujpo!boe!Sboljoh! Using the cost estimates developed in Task 2.1, environmental analysis in Task 2.2, and funding augmentation analysis in Task 2.3, the GEI Team will work with Project Team and the Stakeholder Group to further evaluate and rank the options based on the criteria developed in Task 1.3. 3/6!!Sfqpsu!Qsfqbsbujpo! GEI will prepare a Draft Options Study report based on the analyses described above. This Draft report will include sections summarizing background and problem description; options identified, evaluation methodology, options evaluation, and comparison and summary of recommendations. GEI will seek comments and feedback from the District and Stakeholders, incorporate comments received, and finalize the Feasibility Study Report, inclusive of all any relevant appendices. UBTL!4/!TUBLFIPMEFS!DPPSEJOBUJPO!! The GEI Team will coordinate and engage with Stakeholders to communicate with the Project Team, Stakeholder Group, and the public regarding the project and project status as well as receive input. These meetings will be led by the Office of Water Programs and the GEI project manager, along with selected key staff members based on the subject matter, will attend these meetings. It is anticipated that the CCP will facilitate meetings, coordinate meeting venues (in person or virtual), maintain a list of stakeholders and their contact information (email and phone number), and distribute draft documents for review prior to the scheduled meetings. These meetings may be held in person, or virtually (or a combination of the two methods based upon the COVID conditions at the time). The following public meetings have been identified: Meeting No. 1: Project Kickoff Meeting –this meeting will occur in the first few weeks of the project initiation and is intended to communicate to the public regarding the project purpose and goals and receive input from the meeting attendees. Meeting No. 2: This meeting will be scheduled to coincide with the completion of the draft Options Identification Report scheduled at the end of Month 2. At this meeting, the GEI Team will provide an update of the work completed in Task 1 and include a presentation on the identified options and Options Evaluation Methodology. It will also HFJ!DPOTVMUBOUT-!JOD/!!9!VOJWFSTJUZ!FOUFSQSJTFT-!JOD/! QBSBEJTF!JSSJHBUJPO!EJTUSJDU!PQUJPOT!TUVEZ provide an updated project schedule and a look ahead of the remaining work to be completed. Meeting No. 3: This meeting will be scheduled during the evaluations of options (Task 2) and will occur during Month 5. This meeting will focus on the evaluation of the project optionsand receive in-person comments from the meeting participants. Meeting No. 4: This meeting will be scheduled for Month 8 to present the draft Options Study Report (Task 2) and receive stakeholder comments. The draft report will be distributed prior to the meeting to allow stakeholders to review the draft report prior to the meeting. Comments received at the meeting as well as sent by email to the Project Team will be considered for inclusion in the final report. UBTL!5/!QSPKFDU!NBOBHFNFOU! GEI will provide project management services to ensure the Project is delivered on schedule and within budget. GEI will provide a detailed schedule to complete all the tasks of this Scope of Work after the kick-off meeting. The schedule may be updated as necessary and as approved by the District’s Project Manager. Project management activities include, butare not limited to, coordination with the Project Manager, District staff, CCP; internal coordination, and review of all project work;and preparing and submitting invoices and progress reports. E/ T UBGGJOH!P SHBOJ\[BUJPO!BOE!R VBMJGJDBUJPOT! We have provided brief bio summaries of our team members in this sectionand included detailed resumes for each person in Appendix A. The staff identified in our organization chart below will be fully available and committed for the duration of the project. HFJ!DPOTVMUBOUT-!JOD/!!:!VOJWFSTJUZ!FOUFSQSJTFT-!JOD/! QBSBEJTF!JSSJHBUJPO!EJTUSJDU!PQUJPOT!TUVEZ TBUZB!HBMB-!QI/E/-!Q/F/-!Q/N/Q/! Qspkfdu!Nbobhfs! Dr. Gala is a senior water resources engineer and project manager with more than 19 years of experience in hydrology, hydraulics, flood management implementation, integrated flood and water supply planning, and project management. Dr. Gala has a doctoral Bggjmjbujpo degree in Civil Engineering and has extensive experience as project HFJ!Dpotvmubout-!Jod/! manager and technical lead in the evaluations of water supply planning, water resources planning, integrated regional water Fevdbujpo!!! Qi/E/-!Djwjm!Fohjoffsjoh! management plans, and other long-range water resources planning N/T/-!Djwjm!Fohjoffsjoh! efforts. C/T/-!Djwjm!Fohjoffsjoh! Dr. Gala has successfully led multiple options study that were widely Fyqfsjfodf!jo!uif!Joevtusz! accepted by all involved stakeholders – ranging from water supply 2:!zfbst! options study in East Porterville, recycled water conversion study for Sfhjtusbujpot0Mjdfotft!! Moulton Niguel Water District, multi-benefit feasibility study for Qspgfttjpobm!Fohjoffs-!DB!Op/! Yolo Bypass and flood reduction feasibility study for Knights 86:97! Landing. Dr. Gala was recognized with the 2017 Water Justice Leadership award for his efforts and contribution in the successful implementation of the East Porterville Water Supply Project as the Project Manager and Planning Lead by developing an efficient planning process, feasibility study, and facilitating stakeholders . KPIO!XPPEMJOH-!Q/H/-!D/F/H/-!D/IH/! Qsjodjqbm.jo.Dibshf! Mr. Woodling is a seasoned water resources professional with over 30 years of experience. He specializes in water resource planning and management, groundwater management, advocacy, organizational management and development, and collaborative Bggjmjbujpo!!! problem solving. Mr. Woodling is a proven leader, innovator, and HFJ!Dpotvmubout-!Jod/! strategic thinker, and a skilled facilitator and coalition builder who integrates science, policy, and people for positive outcomes. Fevdbujpo N/T/-!Izesphfpmphz Prior to joining GEI, Mr. Woodling spent 11 years leading two joint Fyqfsjfodf!jo!uif!Joevtusz! powers agencies in the Sacramento Area. As Executive Director of 45!zfbst! the Sacramento Groundwater Authority (SGA) he oversaw the management of the groundwater resources underlying northern Sfhjtusbujpot0Mjdfotft!! Sacramento County. At the Regional Water Authority, he helped 21 Qspgfttjpobm!Hfpmphjtu-!DB!Op/! 6115! municipal water suppliers collaborate on a variety of programs to Dfsujgjfe!Izesphfpmphjtu-!DB! integrate their efforts to provide water to the region’s two million Op/!:! people. Dfsujgjfe!Fohjoffsjoh! Hfpmphjtu-!DB!Op/!2789! HFJ!DPOTVMUBOUT-!JOD/!21!VOJWFSTJUZ!FOUFSQSJTFT-!JOD/! QBSBEJTF!JSSJHBUJPO!EJTUSJDU!PQUJPOT!TUVEZ NBSL!DPXJO-!Q/F/! Tfojps!Bewjtps! Mr. Cowin specializes in water resource planning and management. Prior to joining GEI, he spent 7 years as director of DWR, where he managed a staff of over 3,500 employees with authority and responsibility to protect, conserve, and manage the state's water Bggjmjbujpo supply. He advised the governor and secretary for natural resources, HFJ!Dpotvmubout-!Jod/! andworked closely with the state legislature in developing and implementing water resource management policy. He collaborated Fevdbujpo!!! C/T/-!Djwjm!Fohjoffsjoh! with principals from numerous federal, state, and local agencies in water operations, regulatory proceedings, and other issues. In this Fyqfsjfodf!jo!uif!Joevtusz! position, Mr. Cowin also consulted with members of Congress, 4:!zfbst! worked with high ranking officials of the federal government, and Sfhjtusbujpot0Mjdfotft!! testified before the state legislature regarding policy and budget Qspgfttjpobm!Fohjoffs-!DB!Op/! matters. 49138 During his tenure at DWR, Mr. Cowin served in several management positions and led the Department’s efforts on a variety of complex water management issues. His work included planning, developing, and implementing many programs and projects, including management of California’s State Water Project, infrastructure and ecosystem improvements in the Sacramento – San Joaquin Delta, drought response, groundwater management, urban and agricultural water use efficiency, flood management, mitigating and adapting to the effects of climate change, Integrated Regional Water Management (IRWM), updates to the California Water Plan, grant and loan programs, and the CALFED Bay-Delta Program. NJDIBFM!DPOBOU-!Q/F/! Tfojps!Fohjoffs Mr. Conant is a registered civil engineer with 13 years of experience specializing in water resource engineering and program management especially related to flood planning in the California Central Valley and California Delta. Bggjmjbujpo!!! Mr. Conant has been involved in the DWR Central Valley Flood HFJ!Dpotvmubout-!Jod/! Protection Plan and supported many DWR Flood Management Fevdbujpo!!! activities including program management, implementation, and C/T/-!Djwjm!Fohjoffsjoh! resourcing. His experience includes expansive flood planning Fyqfsjfodf!jo!uif!Joevtusz! projects including strategic and implementation plans for DWR 24!zfbst! Division of Flood Management, analysis of watershed runoff characteristics, data QA/QC, and producing plans and details using Sfhjtusbujpot0Mjdfotft!! AutoCAD and GIS. Qspgfttjpobm!Fohjoffs-!DB!Op/! 8:399! HFJ!DPOTVMUBOUT-!JOD/!22!VOJWFSTJUZ!FOUFSQSJTFT-!JOD/! QBSBEJTF!JSSJHBUJPO!EJTUSJDU!PQUJPOT!TUVEZ MBSSZ!SPESJHVF\[! Qsjodjqbm!Xbufs!Sftpvsdft!Tqfdjbmjtu Mr. Rodriguez is a principal water resources manager with expertise in the areas of strategic water resources planning, groundwater management, conjunctive use planning, water rights, floodplain resources management planning, and watershed planning. He is Bggjmjbujpo currently involved in the development of a groundwater HFJ!Dpotvmubout-!Jod/! sustainability plans in several of California’s most actively managed groundwater basins, the Kern County and Kaweah subbasins of the Fevdbujpo!!! C/T/-!Tpjm!boe!Xbufs!Tdjfodf! Tulare Lake Basin. This effort requires tracking evolving groundwater policy that will ultimately determine the type of Fyqfsjfodf!jo!uif!Joevtusz! groundwater management needed for future success. His experience 3:!zfbst! also includes managing planning efforts for the State Water Project supplies, Bay-Delta Conservation Program, and water transfer and acquisitions programs. He works extensively with DWR to support public and private sector policy and advocacy interests in regional and statewide planning processes. TUFQIBOJF!IFBSO! Tfojps!Xbufs!Rvbmjuz!Tqfdjbmjtu! Ms. Hearn has extensive experience in water quality, regulatory planning, and optimizing water system operations. She specializes in characterizing water quality and data trending, developing test protocols to evaluate the quality of various water sources, devising Bggjmjbujpo!!! regulatory compliance strategies, evaluating treatment plant and HFJ!Dpotvmubout-!Jod/! distribution system performance, and identifying and implementing process improvements. Herexperience extends to surface waters Fevdbujpo!!! N/B/-!Qvcmjd!Qpmjdz!boe! originating from the State Water and Central Valley Projects and the Benjojtusbujpo! Kern River, as well as groundwater sources throughout the San C/T/-!Fowjsponfoubm!Sftpvsdf! Joaquin, West Coast, and Central basins. Nbobhfnfou! In addition to her vast water resources experience, Ms. Hearn has Fyqfsjfodf!jo!uif!Joevtusz! extensive operations management experience earned through her 15 32!zfbst! years with California Water Service. This experience enables her to develop reasonable solutions that match a water district’s goals with current best available technologies. She is well versed in developing compliance strategies and permitting projects with the regulatory agencies such as the Water Quality Control Boards. HFJ!DPOTVMUBOUT-!JOD/!23!VOJWFSTJUZ!FOUFSQSJTFT-!JOD/! QBSBEJTF!JSSJHBUJPO!EJTUSJDU!PQUJPOT!TUVEZ NBSL!BTIFOGFMUFS! Tfojps!Gjtifsjft!Cjpmphjtu! Mr. Ashenfelter has extensive experience in ecological research, restoration, FERC licensing, regulatory compliance and grant writing and administration. He has served as a senior fisheries biologist, project manager, or task lead manager for a number of projects that Bggjmjbujpo require endangered species permitting and/or biological analysis to HFJ!Dpotvmubout-!Jod/! inform the FERC licensing process. He has worked with various habitat restoration teams to develop, evaluate, and implement Fevdbujpo!!! N/T/-!Obuvsbm!Sftpvsdft! various floodplain designs within levee setbacks and bypass systems )Gjtifsjft*! to be primarily utilized by juvenile salmonid species. Mr. C/T/-!\[ppmphz!)\[ppmphz!boe! Ashenfelter specializes in evaluating impacts on threatened and Nbsjof!Cjpmphz* endangered fish species and their habitats as well as coordinating Fyqfsjfodf!jo!uif!Joevtusz! with resource agency staff to ensure compliance with federal and 25!zfbst! State regulations, including completing Section 7 consultation. Recently, Mr. Ashenfelter played an integral role in preparing two successful grant applications for California’s Proposition 1 Water Storage Investment Program with conditional awards totaling approximately $300 million. ! LFWJO!ZBP-!Q/F/-!R/T/E/-!Q/N/Q/! Tfojps!Djwjm!Fohjoffs! Mr. Yao is a senior civil engineer with 15 years of experience in design and construction management of water resources infrastructures and related improvement/rehabilitation projects. His experience includes hydraulic analyses, the design and construction Bggjmjbujpo!!! of water conveyance systems, pump stations, water treatment plants, HFJ!Dpotvmubout-!Jod/! flood control and groundwater recharge facilities, civil/site engineering, and structural concrete, steel and timber systems. Mr. Fevdbujpo C/B/Td-!Djwjm!Fohjoffsjoh! Yao prepares proposals and applications for permits and grants. He is a Project Management Professional (PMP) and is experienced in Fyqfsjfodf!jo!uif!Joevtusz! project management and construction engineering support. 26!zfbst! Mr. Yao also served as Design Lead and Construction Support Lead Sfhjtusbujpot0Mjdfotft! for Phase 1 and Phase 2A of the East Porterville Water Supply Qspgfttjpobm!Fohjoffs-!DB!Op/! 87934! Project, a new public water supply system with approximately 12 miles of water pipelines and 300 water services.! Dfsujgjdbujpot! Rvbmjgjfe!TXQQQ!Efwfmpqfs! Qspkfdu!Nbobhfnfou! Qspgfttjpobm! HFJ!DPOTVMUBOUT-!JOD/!24!VOJWFSTJUZ!FOUFSQSJTFT-!JOD/! QBSBEJTF!JSSJHBUJPO!EJTUSJDU!PQUJPOT!TUVEZ DPEZ!USVFCMPPE-!Q/F/! Xbufs!Sftpvsdft!Fohjoffs! Mr. Trueblood is an agricultural and water resources engineer in GEI’s Bakersfield office and a graduate from California Polytechnic State University. Mr. Trueblood has experience in construction and engineering. He has exemplary technical and analytical skills used to Bggjmjbujpo process complex problems and synthesize information. He is devoted HFJ!Dpotvmubout-!Jod/! to creating efficiencies through technological innovations and is comfortable assuming a variety of roles to ensure project success. Fevdbujpo!!! N/T/-!Xbufs!Fohjoffsjoh! For the Groundwater Modeling project for North Kern Water C/T/-!CjpSftpvsdf!Bhsjdvmuvsf! Storage District, Mr. Trueblood served as a data analyst and Fyqfsjfodf!jo!uif!Joevtusz modeler. He was responsible for collecting required data for 5!zfbst! modeling groundwater in Kern County, editing and creating files in Sfhjtusbujpot0Mjdfotft! ArcMap, creating a model in Groundwater Vista to simulate Qspgfttjpobm!Fohjoffs-!DB!Op/! groundwater flow, and calibration of model to past water level.! :1:53! BSKVO!CIBSBEXBK! Fowjsponfoubm!Fohjoffs! Mr. Bharadwaj is an Environmental Engineer from Clemson University, SC, where his primary focus was fate and transport study of PCBs in water and soil. His research experience combined with specific interest in water industry has propelled him to be successful Bggjmjbujpo!!! in technical writing, water quality assessment, water distribution, HFJ!Dpotvmubout-!Jod/! SGMA implementation, water resources planning and water infrastructure management for GEI’s clients. Mr. Bharadwaj’s Fevdbujpo!!! N/T/-!Fowjsponfoubm! knowledge of the local surface water and groundwater operations has Fohjoffsjoh! made him an effective team member in serving clients across Kern C/T/-!Difnjdbm!Fohjoffsjoh! County. Fyqfsjfodf!jo!uif!Joevtusz Mr. Bharadwaj has worked as a technical team member for various 6!zfbst! projects requiring water resources planning, technical grant writing, water quality data assessment, construction management, GIS analysis and data management. HFJ!DPOTVMUBOUT-!JOD/!25!VOJWFSTJUZ!FOUFSQSJTFT-!JOD/! QBSBEJTF!JSSJHBUJPO!EJTUSJDU!PQUJPOT!TUVEZ KBDLJF!UBLFEB! Tfojps!Xbufs!Rvbmjuz!Tqfdjbmjtu! Ms. Takeda has extensive experience in water quality, regulatory planning, and optimizing water system operations. She specializes in characterizing water quality and data trending, developing test protocols to evaluate the quality of various water sources, devising Bggjmjbujpo regulatory compliance strategies, evaluating treatment plant and HFJ!Dpotvmubout-!Jod/ distribution system performance, and identifying and implementing process improvements. Her experience extends from groundwater Fevdbujpo!!! C/T/-!Cjpmphjdbm!Tdjfodft!xjui! expertise from Southern California’s West and Central Basins to Fnqibtjt!jo!Ofvspcjpmphz-! Salinas Valley and Bay Area peninsula regions. Qiztjpmphz-!boe!Cfibwjps! In addition to her water resources experience, Ms. Takeda has Fyqfsjfodf!jo!uif!Joevtusz! extensive operations management experience earned through her 12 27!zfbst! years of employment with California Water Service. This experience enables her to develop reasonable solutions that match a water district’s goals with current best available technologies. She is well versed in developing compliance strategies and permitting projects with the regulatory agencies such as the Water Quality Control Boards. ! TDPUU!CSPXO-!Q/F/! Qsjodjqbm!Fohjoffs! Mr. Brown has over 20 years of experience in water resources planning and engineering. He has been involved in the financing, planning, design, permitting and implementation of comprehensive flood risk reduction, irrigation, and hydroelectric projects. He has Bggjmjbujpo!!! experience successfully advancing projects while leading Mbstfo!Xvs{fm!'!Bttpdjbuft-! multidisciplinary teams to navigate dynamic and complex State and Jod/! federal regulatory permitting processes to achieve client goals and Fevdbujpo implement projects. He has successfully led local agencies through C/T/-!Djwjm!Fohjoffsjoh! the assessment formation process to secure sustainable local funding for capital improvements and ongoing operations and maintenance Fyqfsjfodf!jo!uif!Joevtusz! of flood risk reduction and drainage systems. ! 31!zfbst! Sfhjtusbujpot0Mjdfotft! Qspgfttjpobm!Fohjoffs-!DB!Op/! 727:7! HFJ!DPOTVMUBOUT-!JOD/!26!VOJWFSTJUZ!FOUFSQSJTFT-!JOD/! QBSBEJTF!JSSJHBUJPO!EJTUSJDU!PQUJPOT!TUVEZ NBEFMJOF!CBLFS-!Q/F/-!D/G/N/! Xbufs!Sftpvsdft!Fohjoffs! Ms. Baker is a registered civil engineer with over six years of experience in water resources engineering, including work in open channel, pressurized, and non-pressurized systems. A background in ecology and evolutionary biology, combined with her experience in Bggjmjbujpo design of floodplain and stream restoration projects, provide Ms. Mbstfo!Xvs{fm!'!Bttpdjbuft-! Baker a unique outlook on projects at the nexus of the natural and Jod/! constructed environment. Fevdbujpo Ms. Baker currently serves as Project Manager for the Madera N/T/-!Djwjm!Fohjoffsjoh! County Flood Control and Water Agency to support the development C/T/-!Cjpmphjdbm!Tdjfodft! of farmer-led levee and channel maintenance programs. In addition, Fyqfsjfodf!jo!uif!Joevtusz! she is assisting with, and has written Technical Memorandum in 7!zfbst! support of, the Agency’s 1602 Permit efforts. Sfhjtusbujpot0Mjdfotft! Ms. Baker was also involved in the CVAC Culvert Replacement Qspgfttjpobm!Fohjoffs-!DB!Op/! project, part of a larger collection of projects intended to remove fish 99572! passage barrier along Potrero Creek in Carmel Valley. A secondary Dfsujgjdbujpot! goal of the project was to limit flooding throughout the parking lot of Dfsujgjfe!Gmppeqmbjo!Nbobhfs! the Carmel Valley Athletic Club so maximizing culvert capacity within the existing footprint was also a goal. She performed hydraulic modeling to determine the capacity of the existing culverts and performed fish passage calculations. She also assisted with design of the replacements and wrote the draft design report.! HFJ!DPOTVMUBOUT-!JOD/!27!VOJWFSTJUZ!FOUFSQSJTFT-!JOD/! ! VOJWFSTJUZ!FOUFSQSJTFT-!JOD/ ! 28 ! ! ! VEHFU C QBSBEJTF!JSSJHBUJPO!EJTUSJDU!PQUJPOT!TUVEZ F/HFJ!DPOTVMUBOUT-!JOD/ ! VOJWFSTJUZ!FOUFSQSJTFT-!JOD/ ! 29 ! ! DIFEVMF ! T SPKFDU! Q QBSBEJTF!JSSJHBUJPO!EJTUSJDU!PQUJPOT!TUVEZ G/!HFJ!DPOTVMUBOUT-!JOD/ QBSBEJTF!JSSJHBUJPO!EJTUSJDU!PQUJPOT!TUVEZ H/S FMFWBOU!Q SPKFDU!E FTDSJQUJPOT We have included project examples in this section that discuss comparable work completed by the GEI team. Fbtu!Qpsufswjmmf!Xbufs!Tvqqmz!Tztufn! DBMJGPSOJB!EFQBSUNFOU!PG!XBUFS!SFTPVSDFT-!DJUZ!PG!QPSUFSWJMMF-!DPVOUZ!PG!UVMBSF! Dmjfou!Dpoubdu!! Due to the effects of the extended T/!Hsfh!Gbsmfz-!Q/F/! drought in the State of California EXS!Espvhiu!Nbobhfs! from 2012 to 2016, most of the :27/764/6:51! wells providing domestic water to Tuvbsu/gbsmfzAxbufs/db/hpw! East Porterville, an unincorporated Qspkfdu!Dpnqmfujpo! community in Tulare County have Qibtf!2;!3127.3128! gone dry. As a result, Qibtf!3;!3128.3132! approximately 1,100 residences Sftpvsdf!Bsfb!Sfgfsfodf! with 7,500 population of this Qspkfdu!Nbobhfnfou! disadvantaged community did not Gfbtjcjmjuz!Tuvez! have a reliable supply of safe Qvcmjd!Pvusfbdi!Izesbvmjd!Npefmjoh! Hfpufdiojdbm!Jowftujhbujpo! drinking water. To help alleviate DFRB0OFQB!Fowjsponfoubm!Epdvnfout this emergency, the Tulare County Office of Emergency Services Fohjoffsjoh!Eftjho!Dpotusvdujpo! (CalOES), in coordination with and funded by the California Office Nbobhfnfou! of Emergency Services, implemented an individual household tank HFJ!Tubgg!! program which provides pressurized potable water tanks to qualified Tbuzb!Hbmb! residences. Also, the State Water Resources Control Board Tufqibojf!Ifbso! Lfwjo!Zbp! (SWRCB) provided bottled drinking water to residences. In 2016, ! the California Department of Water Resources (DWR) decided to take a long-term step to address the drought emergency in East Porterville. DWR hired GEI to provide planning, feasibility study, environmental, design and program management services for this complex and highly sensitive project. GEI also assisted DWR in administeringthe grant funding received from SWRCB to implement this project. Within three months, GEI performed a water system and individual well owners’ water needs assessment, conducted water level and water quality data review, assessed alternative groundwater supply and source water options and prepared feasibility study. As part of the feasibility study, GEI identified the existing challenges and constraints, formulated options and screening criteria, and evaluated options to select a recommended alternative. This recommended alternative and the feasibility study was unanimously adopted by all stakeholders. GEI has provided and continues to perform design, pre- construction, and construction management services for this HFJ!DPOTVMUBOUT-!JOD/!2:!VOJWFSTJUZ!FOUFSQSJTFT-!JOD/! QBSBEJTF!JSSJHBUJPO!EJTUSJDU!PQUJPOT!TUVEZ complex and sensitive project. We also prepared needed CEQA and NEPA environmental documents and permit applications and provided Tribal consultation. One of the biggest challenges was to provide safe and reliable drinking water to this community through a new water supply system in a very short time. GEI met the delivery schedule by following our project delivery model and by coordinating extensively with DWR, SWRCB, CalOES, Tulare County, and the City of Porterville, and four non-profit organizations. GEI’s project manager, Satya Gala, was recognized as a Water Justice Leader for the leadership he provided on this Project. Tvmqivs!Dsffl!Sftfswpjs!Sfdzdmfe!Xbufs!Dpowfstjpo!Tuvez! NPVMUPO!OJHVFM!XBUFS!EJTUSJDU! Dmjfou!Dpoubdu!!The Moulton Niguel Water District (District) has engaged GEI on a Bmfy!Uipnbt! feasibility planning process to identify a preferred alternative to Tfojps!Fohjoffs! convert the existing Sulphur Creek Reservoir to a recycled water :5:/536/4674! seasonal storage reservoir. The purpose of this study is to evaluate buipnbtAnoxe/dpn! the feasibility of discharging effluent that meets recycled water Qspkfdu!Dpnqmfujpo! standards into the reservoir so that it may be stored for use during 312:.Pohpjoh! periods of high recycled water use in the area. Converting the reservoir to a mixed water supply lake increases the storage capacity Sftpvsdf!Bsfb!Sfgfsfodf! and enables beneficial use of recycled water. Gfbtjcjmjuz!Qmboojoh! Bmufsobujwft!Bttfttnfou! Through communication and engagement with District staff, GEI Sftfswpjs!Pqfsbujpot!Bobmztjt obtained an accurate and comprehensive assessment of the Xbufs!Rvbmjuz!Bobmztjt! Sfhvmbupsz!Qfsnjut! problems, constraints, and opportunities and evaluated key factors Sfdsfbujpobm!Jnqbdu!Bobmztjt! such as infrastructure, conveyance and storage, climate change, Dptu!Ftujnbuft! riverine habitats and ecosystem functions, geotechnical concerns, levees, hazards and maintenance issues. HFJ!Tubgg!! Tbuzb!Hbmb Using this information, GEI forecasted future conditions and Tufqibojf!Ifbso!! formulated alternatives to address existing and future conditions. Kbdljf!Ublfeb! Alternatives were formulatedbased on management actions and evaluated using significant resources, outputs, and plan effects including, but not limited to, stream erosion and scour potential, flood risk, impacts to water quality, recreational impacts, groundwater recharge, restoration of native vegetation, regulatory requirements, and cost estimates. The alternatives evaluation included Reservoir Operations Analysis, Water Quality Analysis, Regulatory Permits, Recreational Impact Analysis and Cost Estimates. GEI is in the process of preparing a Preliminary Feasibility Study Report summarizing alternatives and recommendations; a strategic permitting plan; identification of any additional studies and documents needed; and a cost estimate associated with completing all necessary studies, permit applications, and consultations/ HFJ!DPOTVMUBOUT-!JOD/!31!VOJWFSTJUZ!FOUFSQSJTFT-!JOD/! QBSBEJTF!JSSJHBUJPO!EJTUSJDU!PQUJPOT!TUVEZ coordination with agencies/stakeholders identified for thepreferred alternative. The report will provide a discussion of anticipated mitigation needs based on the regulatory permits and approvals anticipated and present alternatives for satisfying any mitigation requirements. Tbdsbnfoup!Sjwfs!Cbtjo.XjefGfbtjcjmjuz!Tuvez DBMJGPSOJB!EFQBSUNFOU!PG!XBUFS!SFTPVSDFT! Dmjfou!Dpoubdu!! GEI lead the development of a Basin-Wide Feasibility Study Nbsz!Kjnfof{ (BWFS) for the Sacramento River Basin. The objective of this study Gmppe!Qmboojoh!Csbodi!Dijfg was to further refine the system elements identified in the 2012 :27/685/22:2! Central Valley Flood Protection Plan with a primary objective of Nbsz/kjnfof{Axbufs/db/hpw! modernizing flood management system in the Sacramento River Qspkfdu!Dpnqmfujpo! Basin and increasing the effectiveness of flood risk management in 3128! the Sacramento River Basin by meeting multiple objectives, including promoting ecosystem functions. This BWFS focused on Sftpvsdf!Bsfb!Sfgfsfodf! enhancing the flood system capacity within the bypass system, Qspkfdu!Nbobhfnfou!Qmboojoh! Xbufs!Sftpvsdft!Npefmjoh! which included a range of enlargements of the Yolo Bypass system Gfbtjcjmjuz!Tuvez! and associated structures along with a thorough analysis of Izesbvmjd!boe!Izesbvmjd!Tuvejft! ecosystem opportunities associated with the enlarged bypasses. HFJ!Tubgg!! GEI provided assistance with planning studies, technical Tbuzb!Hbmb! investigations, plan formulation, alternative analysis, and project Njdibfm!Dpobou! ! management. GEI worked with DWR to develop comprehensive technical analyses on hydrologic and hydraulic modeling, ecosystem enhancements, geotechnical assessment of levee conditions, and cost estimates for numerous alternatives. GEI worked with DWR to evaluate the range of enlargements of the bypass system and associated structures to determine their ! contribution towards developing flood system and ecological resilience in the Sacramento River Basin. As part of an integrated team, GEI ecologists also worked closely with DWR’s Central Valley Flood Planning Office and the engineering team to identify and describe ecosystem restoration opportunities, priorities, and concepts for the Sacramento River Basin-Wide Feasibility Study. GEI also assisted in developing outreach materials to support DWR to effectively communicate with a broad range of partners and stakeholders. ! HFJ!DPOTVMUBOUT-!JOD/!32!VOJWFSTJUZ!FOUFSQSJTFT-!JOD/! QBSBEJTF!JSSJHBUJPO!EJTUSJDU!PQUJPOT!TUVEZ Tnjui!boe!Npttebmf!Usbdu! TBO!KPBRVJO!BSFB!GMPPE!DPOUSPM!BHFODZ! Dmjfou!Dpoubdu!!Since 2011, LWA led a multidisciplinary team including Disjt!Fmmjt! engineering and public outreach consultants, to successfully develop TKBGDB!Fyfdvujwf!Ejsfdups! and implement a new Benefit Assessment District for the 31:/:48/9977! construction, operation and maintenance of a closure structure at the Qspkfdu!Dpnqmfujpo!mouth of the Smith Canal in Stockton. LWAwas responsible for 3122.Pohpjoh! overall project coordination and implementation, the preparation of the project financing plan and required Engineer’s Report, the Sftpvsdf!Bsfb!Sfgfsfodf Proposition 218 ballot proceeding, and the required local agency Qspkfdu!Gjobodjoh!Qmbo! legislative process. San Joaquin Area Flood Control Agency FJQ!Hsbou!Bqqmjdbujpo! (SJAFCA) and RD 1614 successfully formed assessment districts in MXB!Tubgg!! July 2013 after property owner approval of the proposed Tdpuu!Cspxo assessments. As part of this effort, LWAalso assisted SJAFCA with Tfui!Xvs{fm! its submission an EIP Grant Application for the design of closure ! structure. LWA is also working with SJAFCA, the Cities of Lathrop, Manteca and Stockton and San Joaquin County to implement and administer a multi-faceted funding program to implement more than $200 ! million of flood control improvements to provide 200-Year flood protection to the Mossdale Tract Basin. LWA’s efforts commenced in 2016 and included conceptualizing a financing plan, the evaluation of governance options for the program and detailed financial feasibility analyses. These efforts ultimately lead to the re- organization of the SJAFCA JPA in early 2018 to include two new members, the Cities of Lathrop and Manteca. SJAFCA is currently undergoing implementation of the recommended funding programs including a development impact fee, a new special benefit assessment district and an enhanced infrastructure financing district (tax increment financing). I/D MJFOU!S FGFSFODFT We have provided the following three references from our clients and encourage you to contact them about the quality of service provided by our staff. Fbtu!Qpsufswjmmf!Xbufs!Tvqqmz!Tztufn!—!Dbmjgpsojb!EXS!! T/!Hsfh!Gbsmfz-!Q/F/-!EXS!Espvhiu!Nbobhfs! :27/764/6:51<!Tuvbsu/gbsmfzAxbufs/db/hpw! Tvmqivs!Dsffl!Sftfswpjs!Sfdzdmfe!Xbufs!Dpowfstjpo!Tuvez!—!Npvmupo!Ojhvfm!Xbufs!Ejtusjdu! Bmfy!Uipnbt-!Tfojps!Fohjoffs! :5:/536/4674<!buipnbtAnoxe/dpn! Tbdsbnfoup!Sjwfs!Cbtjo.Xjef!Gfbtjcjmjuz!Tuvez-!Dbmjgpsojb!EXS! Nbsz!Kjnfof{-!Gmppe!Qmboojoh!Csbodi!Dijfg! :27/685/22:2<!Nbsz/kjnfof{Axbufs/db/hpw! HFJ!DPOTVMUBOUT-!JOD/!33!VOJWFSTJUZ!FOUFSQSJTFT-!JOD/! QBSBEJTF!JSSJHBUJPO!EJTUSJDU!PQUJPOT!TUVEZ J/D POGMJDU!PG!J OUFSFTU Neither GEI nor its proposed teaming consultant have any financial, business, or other relationship with University Enterprisesthat may have an impact upon the outcome of this contract or the. We are not aware of any current clients who may have a financial interest in the outcome of this contract or any construction project that will follow. K/ J OTVSBODF! Prior to execution of a contract for services, GEI will provide University Enterprises, Inc. with the required minimum insurance coverage stated in the Request for Proposals. Below is a summary of our standard insurance coverage; however, should the project scope require levels above our standard, we will work with our provider in acquiring appropriate coverage. General Liability: $2,000,000 per occurrence for bodily injury, personal injury, and property damage. $2,000,000 aggregate. Automobile Liability: $2,000,000 per accident for bodily injury and property damage. Worker’s Compensation: Will befurnished in accordance with the Statutory Requirements of the State of California and shall include Employers’ Liability insurance with a limit of $1,000,000 for each accident. Professional Liability: $5,000,000 per occurrence. L/ D POUSBDU GEI is requesting consideration of the below changes to section V. b. i. Indemnification of the proposed Agreement. These changes are consistent with the Professional insurance program as well as California state law, including but not limited to, Senate Bill 496. GEI may also request a limit of liability appropriate to the contract amount. Indemnification: The Contractor shall hold harmless, defend, and indemnify UEI; the Trustees of the California State University; the State of California; California State University, Sacramento; and all of said entities' employees, agents, representatives, directors, officers, boards, committees and volunteers, from and against all claims, damages, costs, expenses, suits, penalties, liabilities and/or losses arising out of, resulting from, or in any way relating to the to the extent caused by the negligent acts of omissions or willful misconduct of the Contractor or anyone directly or indirectly hired or paid by the Contractor, or anyone for whose acts the Contractor may be liable. Contractor’s obligations under this paragraph shall survive any termination or expiration of the agreement. HFJ!DPOTVMUBOUT-!JOD/!34!VOJWFSTJUZ!FOUFSQSJTFT-!JOD/! QBSBEJTF!JSSJHBUJPO!EJTUSJDU!PQUJPOT!TUVEZ B QQFOEJY!B—T UBGG!S FTVNFT! HFJ!DPOTVMUBOUT-!JOD/!Bqqfoejy!B!VOJWFSTJUZ!FOUFSQSJTFT-!JOD/! Satya Gala, Ph.D., P.E. Senior Water Resources Engineer Dr. Satya Gala is a Senior Program Manager and Senior Water Resources Engineer with 22 years of experience in program and project EDUCATION management with a focus on water supply and water resources Ph.D., Civil Engineering, University of planning, multi-benefit project development, climate change analysis, New Orleans flood management implementation, environmental planning, M.S., Civil Engineering, University of New permitting, hydrology, hydraulics, and groundwater management. Orleans B.S., Civil Engineering, Osmania Having spent most of his career in California where water resources University management is critical due to increasingly extreme storms, scarcity of EXPERIENCE IN THE INDUSTRY supply, and prolonged periods of drought, Dr. Gala has had the unique 22 years opportunity and experience to manage large-scale programs and projects to increase the State’s resiliency to these conditions. Dr. Gala EXPERIENCE WITH GEI works closely with the California Department of Water Resources 7 years (DWR) on several programs and projects, including the Basin-Wide REGISTRATIONS AND LICENSES Feasibility Studies as part of the Central Valley Flood Protection Plan Professional Engineer, CA No. 75986 which affects over 6.5 million people who live or work in the Central Valley. PROFESSIONAL ASSOCIATIONS American Water Resources Association, Dr. Gala has successfully led multiple options study that were widely Secretary for NorCal Chapter accepted by all involved stakeholders – ranging from water supply Floodplain Management Association, options study in East Porterville, recycled water conversion study for Member Moulton Niguel Water District, multi-benefit feasibility study for Yolo Groundwater Resources Association of California, Member Bypass and flood reduction feasibility study for Knights Landing. Dr. California Water and Environmental Gala was instrumental in the successful implementation of the East Modeling Forum, Member Porterville Water Supply Project as the Project Manager by developing an efficient planning process, feasibility study, and facilitating PROFESSIONAL AWARDS stakeholders and was recognized with the 2017 Water Justice Water Justice Leader, 2017, Community Water Center Leadership award for his efforts and contribution. PROJECT EXPERIENCE East Porterville Water Supply Project, California Department of Water Resources, CA. Project Manager for planning and implementation of an emergency water supply project in East Porterville that eliminated the need for emergency water deliveries to homeowners with dry or contaminated wells, by providing new water supply wells, booster pump stations, storage tank facility, more than 16 miles of water mains and distribution pipelines, up to 1,100 household connections, and 300 fire hydrants. Acted as planning lead and developed a feasibility study in a remarkable time of three months and recommended a feasible alternative that was widely accepted by all stakeholders. As a Project Manager, responsible for managing all consultant activities, including planning, engineering design, environmental documentation, permitting, and program management services for this project. Responsibilities also included stakeholder coordination with DWR, SWRCB, Cal OES, County of Tulare, City of Porterville, Porter vista Public Utility District, Self Help Enterprises and Community Water Center. Served as Operations Chief for the Incident Command System to expedite the completion of the project. Satya Gala, P.E. Page 2 Sulphur Creek Reservoir Recycled Water Conversion Study, Moulton Niguel Water District, Aliso Viejo, CA. Project Manager and Planning Lead responsible for identifying options to maximize use of recycled water produced from Regional Wastewater Treatment Plant (RTP) to diversify District’s water supply portfolio. Collected existing conditions information, forecasted future scenarios and formulated options to maximize use of recycled water. Evaluated feasibility of Direct Potable Reuse (DPR) using Laguna Niguel Lake Reservoir and assisted with developing potential permitting pathways with DDW and Regional Water Quality Control Board for DPR project. Basin-wide Feasibility Study – Sacramento River Basin, California Department of Water Resources, Sacramento, CA. Project Manager responsible for assisting DWR with planning and feasibility investigations of multi-benefit projects on the Sacramento River. The objective of this study was to refine the 2012 CVFPP State Systemwide Investment Approach (SSIA) and advance its implementation for flood risk management in the Central Valley with a primary objective of increasing the effectiveness of flood risk management through multi- benefit flood improvements. In addition to project management, contributed to planning studies, technical investigations, plan formulation, and alternative analysis. Assisted with the review of hydrologic and hydraulic modeling results, cost estimates, geotechnical assessment of levee conditions, development of ecosystem enhancements, and helped prepare materials for and coordinate review discussions with DWR. Evaluated range of enlargements of the bypass system and associated structures such as weirs and gates to determine their contribution towards developing a resilient flood management system. Recommended a set of improvements in the Yolo Bypass with an estimated cost of $2.2 billion that increases capacity, reliability, resiliency, and redundancy in the food management system. Knights Landing Flood Risk Reduction Feasibility Study, Yolo County, CA Planning lead responsible for the flood risk reduction feasibility study with the primary goal of identifying a preferred plan to reduce flood risk to the community of Knights Landing in Yolo County, CA. Formulated structural and non-structural alternatives, reviewed geotechnical assessment of existing levee conditions and levee remediation needs, reviewed feasibility level cost estimates, evaluated and identified preferred structural and non-structural alternatives that will reduce flood risk to the Knights Landing Basin. Tulare Lake Water Storage and Floodwater Protection Project, Semitropic Water Storage District, CA. Planning lead responsible for evaluating alternatives to capture floodwaters from the Kings River for groundwater conjunctive use. The project cost estimated at approximately $600 million including construction of temporary storage facilities in the historic Tulare Lake and conveyance facilities capable of delivering up to 2,100 acre-feet of floodwater to the California Aqueduct annually. Responsibilities also included evaluating the optimized storage area for the available floodwater, preparing a feasibility study, operations plan and evaluating Delta excess flow available when groundwater storage capacity is available. Poso Creek Flood-MAR Project, Semitropic Water Storage District, CA. S erved as the lead engineer on the conceptual design and cost estimating team. The purpose of this Study was to evaluate the feasibility of capturing Poso Creek floodwater, prepare conceptual designs and preliminary cost estimates. Duties included the review of previous conceptual designs, developing new conceptual designs, reviewing historical construction costs, developing standard cost estimating sheet templates, developing standard cost estimating tools for various project features and preparing reports documenting conceptual design and cost estimating work. Channel Capacity Atlases, California Department of Water Resources, Sacramento, CA. Senior Water Resources Engineer responsible for developing Channel Capacity Atlases for State Plan of Flood Control (SPFC) channels within the Sacramento River Flood Control Project (SRFCP). Atlases compare the USACE’s 1957 design flows and profiles to the current conveyance conditions and the 100- and 200-year flows utilizing the latest CVFED hydraulic models and CVHS hydrology. Assisted in preparing technical memorandum outlining the O&M obligations and challenges of DWR maintaining the SPFC channels to the flows outlined in the USACE design and profile documents and O&M manuals. John K. Woodling, P.G., C.HG., C.E.G Senior Consultant John Woodling is a seasoned water resources professional with over 30 years of experience. He specializes in water resource planning and EDUCATION management, groundwater management, advocacy, organizational M.S. Hydrogeology, University of management and development, and collaborative problem solving. Mr. California, Davis Woodling is a proven leader, innovator, and strategic thinker, and a B.S., Geology, Whittier College skilled facilitator and coalition builder who integrates science, policy, EXPERIENCE IN THE INDUSTRY and people for positive outcomes. Before joining GEI, Mr. Woodling 34 Years spent 11 years leading two joint powers agencies in the Sacramento Area. As Executive Director of the Sacramento Groundwater EXPERIENCE WITH GEI Authority (SGA) he oversaw the management of the groundwater 2 years resources underlying northern Sacramento County. At the Regional REGISTRATIONS AND LICENSES Water Authority, he helped 21 municipal water suppliers collaborate on Professional Geologist, CA No. 5004 a variety of programs to integrate their efforts to provide water to the Certified Hydrogeologist, CA No. 9 region’s two million people. Certified Engineering Geologist, CA No.1678 PROJECT EXPEREINCE CERTIFICATIONS Sustainable Groundwater Management Act(SGMA), Sacramento Certificate, Conflict Resolution, UC Davis Groundwater Authority and Association of California Water Extension Agencies, Statewide, CA. Key stakeholder in development of the PROFESSIONAL AFFILIATIONS Sustainable Groundwater Management Act of 2014 (SGMA) and Association of California Water Agencies implementing regulations. Provided technical assistance in drafting to – Chair of the Groundwater Committee, the legislation’s co-author. Lobbied for key amendments at the end of Member of the Board of Directors, the legislative session, including the language providing for alternative former Member of the State Legislative Committee, Emissary Award 2018 plans. As Chair of the Practitioner Advisory Panel, coordinated input National Water Resources Association – from groundwater managers to DWR in development of regulations Member, Groundwater Task Force and guidance. As Chair of the ACWA Groundwater Committee, Frequent speaker at conferences coordinated input to the regulations and convened an ongoing dialogue sponsored by ACWA, Water Education between water agencies and the staff and management of DWR and Foundation, Groundwater Resources Association, American Water Works the State Water Resources Control Board. Association, and American Water North American Groundwater Subbasin Groundwater Resources Association Advisory Board member for Maven’s Sustainability Plan, Sacramento Groundwater Authority, Notebook, California Water Library and Sacramento, Placer and Sutter Counties, CA. Managed the Groundwater Exchange Sacramento Groundwater Authority GSA and c oordinated the efforts of five groundwater sustainability agencies in Sacramento, Placer and Sutter Counties to develop a scope of work and funding agreements to complete a single groundwater sustainability plan for the North American Subbasin. Successfully applied for $1 million grant from DWR to complete the work. American River Basin Integrated Regional Water Management Plan (IRWMP), Regional Water Authority, Sacramento, CA. Oversaw the development of the IRWMP for the American River Basin, covering most of Sacramento County and the valley portion of Placer County, including development of an online portal for tracking of project status. Facilitated multiple meetings of a stakeholder advisory group to update the plan in 2018 to comply with new state John K. Woodling, P.G., C.HG., C.E.G Page 2 requirements. Coordinated the integration of a separately developed Stormwater Resource Plan into the IRWM Plan to ensure eligibility for state stormwater funding. Sacramento Region Drought Response, Regional Water Authority, Sacramento, CA. In response to the Drought Emergency in 2014, and facing historically low storage in Folsom Reservoir, developed a regional proposal for short-term drought response actions that included upgrades to surface water diversion facilities to operate at low river stages, additional groundwater wells, and booster stations and interties between neighboring agencies to facilitate the movement of available water around the region. Acquired and managed $10 million of state Proposition 84 funding to implement the projects through 2014 and 2015. Regional Water Efficiency Program, Regional Water Authority, Sacramento, CA. Developed and maintained a regional water efficiency and water conservation public outreach program among 20 participating urban water suppliers. Conducted market research through telephone surveys and focus groups and designed outreach campaigns for print, radio, television and social media. Programs won a number of awards from public relations associations as well as the U.S. EPA WaterSense award. Northern Sacramento County PCE Investigation, Sacramento Groundwater Authority, Sacramento, CA. Conducted an investigation of PCE contamination affecting public water supply wells in northern Sacramento County. Directed contractors in installing monitoring wells, sampling new and existing wells, and modeling groundwater flow to identify potential source areas. Coordinated with Regional Board staff to identify potential source properties. Worked with water supplier to estimate future PCE concentrations to guide investment in wellhead treatment facilities. Regional Contamination Committee, Sacramento Groundwater Authority, Sacramento, CA. Convened an ongoing quarterly dialogue among interested parties in the groundwater basins underlying Sacramento County - public water suppliers using groundwater; responsible parties, including Aerojet and the Air Force; and regulatory agencies, including U.S. EPA, Regional Board, Department of Toxic Substances Control and Sacramento County Environmental Management Department. Shared data and discussed planned activities to coordinate the water supply operations in the basin with groundwater remediation activities. Water Efficiency Legislation Development (AB 1668/SB 606), Statewide, CA. Representing the Sacramento region’s urban water suppliers, and working closely with water suppliers throughout the state, led a coalition to promote a workable framework for water efficiency standards for 2020 and beyond. Sponsored and drafted legislation, coordinated with bill author’s staff, legislative committee staff, and state agency staff to develop consensus around provisions of the legislation. Testified in committee hearings to promote water industry positions. Work culminated in passage of SB 606 and AB 1668 in spring of 2018. Water Forum Successor Effort, Regional Water Authority, Sacramento, CA. As Executive Director for the Regional Water Authority, served as the de facto leader of the Water Caucus of the Sacramento Water Forum. Coordinated the efforts of water purveyors to comply with commitments made to promote the coequal objectives of a reliable water supply and the health of the Lower American River. Assisted water suppliers in compliance with the Groundwater Management, Dry Year Actions, and Water Conservation elements of the Water Forum Agreement. Reported on Water Caucus activities to the Environmental, Business, and Public Caucuses. Met with state and federal agencies to promote implementation of a fisheries protective flow and temperature regime on the river. Integrated Regional Water Management Program, California Department of Water Resources (DWR), Statewide, CA. In response to Proposition 50 in 2002 and later bond measures, oversaw development of the state’s IRWM planning and grant program to support collaborative efforts to identify and implement water management solutions on a regional scale that increased regional self-reliance, reduced conflict, and managed water to concurrently achieve social, environmental, and economic objectives. Oversaw development of program guidelines, proposal review, and ultimate funding decisions for investment of more than $1 billion of state grant funding. Mark W. Cowin, P.E. Senior Consultant Mark Cowin has40yearsof experience specializing in water resource planning and management. Before joining GEI, Mr. Cowin spent 7 EDUCATION years as director of the California Department of Water Resources B.S., Civil Engineering, Stanford (DWR), where he managed a staff over 3,500 employees with authority University and responsibility to protect, conserve, and manage the state's water EXPERIENCE IN THE INDUSTRY supply. Mr. Cowin advised the governor and secretary for natural 40 years resources, and worked closely with the state legislature in developing and implementing water resource management policy. He collaborated EXPERIENCE WITH GEI with principals from numerous federal, state, and local agencies in 3 years water operations, regulatory proceedings, and other issues. In this REGISTRATIONS AND LICENSES position, Mr. Cowin also consulted with members of Congress, worked Professional Engineer, CA, No. 38027 with high ranking officials of the federal government, and testified before the state legislature regarding policy and budget matters. During his tenure at DWR, Mr. Cowin served in several management positions and led the Department’s efforts on a variety of complex water management issues. His work included planning, developing, and implementing many programs and projects, including management of California’s State Water Project, infrastructure and ecosystem improvements in the Sacramento – San Joaquin Delta, drought response, groundwater management, urban and agricultural water use efficiency, flood management, mitigating and adapting to the effects of climate change, Integrated Regional Water Management (IRWM), updates to the California Water Plan, grant and loan programs, and the CALFED Bay-Delta Program. PROJECT EXPERIENCE California State Water Project, California Department of Water Resources, Statewide, CA. Responsible for overseeing operation and maintenance of California’s State Water Project (SWP). The SWP is the largest state-run, multi-purpose water and power system in the United States, providing a supplemental water source for 23 million California residents and about 750,000 acres of irrigated farmland. Coordinated with other state and federal agencies regarding daily operational decisions, oversaw administration of SWP Water Supply Contracts, including water supply allocations, and worked with SWP contracting agencies to improve coordination and transparency of the administration of the project. California WaterFix, California Department of Water Resources, Statewide, CA. Managed the planning and permitting of California WaterFix, a proposed $15 billion infrastructure project for improving water conveyance through the Sacramento – San Joaquin Delta and reducing ecosystem effects associated with operation of the SWP and federal Central Valley Project (CVP). Oversaw development of project design features, project operations criteria, cost allocation and financing; and compliance with ESA, CESA, NEPA, CEQA, and other regulations. Worked closely with principals of the U.S. Fish and Wildlife Service, National Marine Fisheries Service, U.S. Bureau of Mark W. Cowin, P.E., Page 2 Reclamation, and California Department of Fish and Wildlife in developing the proposed project. Coordinated with local and regional water agencies, county governments, NGOs, and other interest groups regarding project features and mitigation of impacts. Testified before the State Legislature and made numerous public presentations. Governor’s Drought Task Force, California Department of Water Resources, Statewide, CA. Worked under the governor’s direction with principals of the State Water Resources Control Board (SWRCB), Office of Emergency Services, and Department of Food and Agriculture to form an interagency Drought Task Force to respond to California’s recent five-year historic drought. Developed actions for consideration by the governor to be implemented through emergency executive orders. Oversaw monitoring and response to drought conditions throughout the state. Developed drought contingency plans for the SWP and CVP, and pursued Temporary Urgency Change Orders through the SWRCB as necessary to balance water project operations for emergency water supplies, salinity conditions in the Sacramento – San Joaquin Delta, cold water pool in reservoirs and flow conditions for native fish species. Sustainable Groundwater Management Program, California Department of Water Resources, Statewide, CA. Worked within the governor’s administration and coordinated with the State Legislature and a broad variety of stakeholders to develop the Sustainable Groundwater Management Act (SGMA), which was passed by the Legislature and signed by the governor in 2014. This historic legislation implements regulation of groundwater under local control for the first time in California’s history. Oversaw development of a strategic plan, regulations, and outreach for DWR’s implementation of SGMA. This complex and controversial program required working with various stakeholder groups and interaction with federal agencies and tribal governments in addition to various state agencies including the SWRCB. FloodSAFE California, California Department of Water Resources, Statewide, CA. As Director and Deputy Director for Integrated Water Management, oversaw the development and implementation of FloodSAFE California, a $5 billion program designed to help improve integrated flood management. Development of the program included managing a multi-disciplinary team of state employees and dozens of consulting firms, including managing and updating the strategy, budget, and schedule; developing policies and procedures; and overseeing staff managing regulatory, permitting, and construction of the various projects associated with the program. Integrated Regional Water Management Program, California Department of Water Resources, Statewide, CA. As Director, Deputy Director for Integrated Water Management, and Chief of the Division of Planning and Local Assistance, worked with the California Legislature and a variety of stakeholders to develop and implement the Integrated Regional Water Management (IRWM) program, a financial assistance and incentive program to support collaborative efforts to identify and implement water management solutions on a regional scale that increased regional self-reliance, reduced conflict, and managed water to concurrently achieve social, environmental, and economic objectives. Oversaw development of program guidelines, proposal review, and ultimate funding decisions. IRWM implementation grants have funded more than 600 water management projects identified in IRWM plans across the state. California Water Plan, California Department of Water Resources, Statewide, CA. As Director, Deputy Director for Integrated Water Management, and Chief of the Division of Planning and Local Assistance, oversaw periodic updates of the California Water plan, the State’s strategic plan for managing and developing water resources statewide for current and future generations. The California Water Plan includes data on water supplies and water use, information on regional strategies for improving water management, and recommendations for state water policy. The Plan is updated through a collaborative planning framework for elected officials, agencies, tribes, water and resource managers, businesses, academia, stakeholders, and the public to develop findings and recommendations and make informed decisions for California's water future. Michael Conant, P.E. SeniorEngineer Michael Conant is a registered civil engineer with 12years of experience specializing in water resource engineering and program EDUCATION management especially related to flood planning in the California B.S., Civil Engineering, University of Central Valley and California Delta. California, Davis Mr. Conant has been involved in the DWR Central Valley Flood EXPERIENCE IN THE INDUSTRY Protection Plan and supported many DWR Flood Management 12 years activities including program management, implementation, and EXPERIENCE WITH GEI resourcing. Additionally, he has supported development of many 12 years inundation studies and Emergency Action plans for dams throughout California. His experience includes expansive flood planning projects REGISTRATIONS AND LICENSES including strategic and implementation plans for DWR Division of Professional Engineer, CA No. 79228 Flood Management, analysis of watershed runoff characteristics, data PROFESSIONAL ASSOCIATIONS analysis, reservoir operations, and regional and local feasibility studies. American Society of Civil Engineers PROJECT EXPERIENCE Knights Landing Flood Risk Feasibility Study for Yolo County, Yolo County, CA – This feasibility study, funded by the Department of Water Resources, identified, an array of alternatives which could be implemented to achieve at least 100 year flood protection for the small community of Knights Landing. Senior engineer responsible for developing cost estimates for all alternatives. Additionally, assisted in development of flood risk reduction alternatives to be analyzed. Central Valley Flood Protection Plan, California Department of Water Resources, Sacramento, CA. The intent of the Central Valley Flood Protection Plan (CVFPP) is to provide guidance in managing flood risk along the Sacramento and San Joaquin River systems. SB 5 dictated the CVFPP is updated every five years, and the 2017 version of the plan will be the second publication. Assisted in planning and technical activities in progressing the Sacramento Basin-wide Feasibility Study (BWFS). Activities included assistance with project management, plan formulation, alternatives analysis, and review of non-structural action. Also assisted with review of hydrologic and hydraulic modeling results, program cost estimates, geotechnical assessment of levee conditions, development of ecosystem enhancements, and helped prepare materials for and coordinate review discussions with DWR. Delta Flood Emergency Response Program (Phase I), California Department of Water Resources, Statewide, CA. As part of DWR's Flood Emergency Response Program, assisted in the development of the Delta Flood Emergency Facilities Improvement Project. The intent of this project is to increase preparedness of the Department of Water Resources to respond to flooding emergency within the California Delta. Prolonged flooding of the Delta islands can cause catastrophic economic damage within the area, as well as disrupt the water supply for Southern California. Performed site feasibility research for repair facilities, project site plans and details, and cost analysis for the Michael Conant, P.E. Page 2 facilities. Assisted DWR in development of feasibility study covering hundreds of potential facility locations within the Delta. FloodSAFE California Program Management – Program Resourcing, California Department of Water Resources, Statewide, CA. Assisted with resource planning that included identification of State operations to help identify potential funding or staffing discrepancies. Other activities include assisting in developing of annual accomplishment reports for the department and assisting in development of process diagrams to document tracking procedures. Participated in the development of the 2010 FloodSAFE Implementation Plan and 2017 Flood Management Implementation Plans. This effort included aligning the available funding with the work activities and resourcing among the DFM organization and the FloodSAFE Program organizational structure of functional areas, elements, and components. The program interdependences (referred to as functional area cross-coordination teams) were mapped across the DFM and other participating State, federal, and local agency participants. Assisted in development of funding availability for each of the functional areas. FloodSAFE California Program Management – RFMP Regional Atlas, California Department of Water Resources, Statewide, CA. Regional Atlases that are prepared to support and assist in the preparation of the Regional Flood Management Plan (RFMP). This task included developing the framework and layout of the Atlases, incorporating all available GIS information used during the development of the CVFPP, preparing the layout for the individual regions, coordinating data collection efforts from ongoing DWR programs including the Flood System Repair Program, and working with DFM staff and the RFMP lead agencies to coordinate data exchange procedures. Dam Break Inundation Mapping for Rector Creek and Veterans Home, CA Department of Veterans Affairs, Yountville, CA. Served as project manager to assist CDVA in developing inundation maps and emergency action plans for an extremely high, and high hazard dam in the Napa Valley. Reviewed and assisted in development of inundation maps and technical studies for the dams for submission to DSOD. Led development of EAP in coordination with CDVA staff and assisted client staff in determining roles in the event of an emergency. Yuba County Integrated Regional Water Management Plan, Yuba County Water Agency, Marysville, CA. Created ranking criteria to determine the regional benefit of proposed water supply projects for Yuba County. Using these raking criteria projects were ranked for funding for Integrated Regional Water Management Plans. Star Bend Levee, Levee District No. 1, Sacramento, CA. Prepared plans and details of project features using CAD to assist in the operations and maintenance of the project area. Also assisted in project management including tracking of project expenses for State reimbursement. Remedial Investigation Work Plan, National Grid, Schenectady, NY. The purpose of the project is to characterize subsurface conditions of a former MGP site using sonic rotary boring equipment to determine the extent of contaminant migration. Assisted in the Community Air Monitoring plan (CAMP), monitoring for VOC, particulates, and emission controls as mandated by the New York State Department of Environmental Conservation (NYSDEC). Five Year Plan, Reclamation District 2130, Sacramento, CA. Verified and created metes and bounds for a reclamation district, following the levee system. Created hydrographs of historic water stages to assist in determining HMP levee requirements. Larry J. Rodriguez VicePresident –Water Resources Larry Rodriguez is a Vice President at GEI Consultants with more than 28 years of experience water resources planning and project EDUCATION management. Larry has extensive experience in managing large scale BS, Soil and Water Science, University of feasibility and planning programs in California’s Central Valley, California - Davis including the Bay-Delta. He also serves as a key account manager for several Master Service Agreements, where he interacts with client EXPERIENCE IN THE INDUSTRY 28 years managers to provide strategic planning and engineering support across a wide variety of client needs. These efforts included managing EXPERIENCE WITH GEI development and execution of technical approaches, managing 8 years regulatory compliance efforts, and managing stakeholder outreach efforts . His experience also includes managing planning efforts for the State Water Project supplies, Bay-Delta issues, and water transfer and acquisitions programs and groundwater banking operations. He works extensively with the California Department of Water Resources to support public and private sector policy and advocacy interests in regional and statewide planning processes. PROJECT EXPERIENCE Kern Groundwater Authority, Sustainable Groundwater Management Planning, Bakersfield, CA. Serving as the Technical Team Project Manager for development of a Groundwater Sustainability Plan for the Kern Sub-basin of the Tulare Lake Basin. The Kern Groundwater Authority (KGA) involves more than 20 districts that are dependent on the groundwater basin for all or a portion of their water supply or who manage groundwater banking and storage programs within the basin. The KGA is in the process of developing and defining the role and responsibilities of Groundwater Sustainability Agencies (GSA) within the Basin. The Technical Team is supporting this effort by preparing White Paper evaluations of the seven GSA coordination elements required by the Sustainable Groundwater Management Act (SGMA), evaluating methods for more accurately determining groundwater uses in the urban and agricultural areas, conducting initial basin-wide Water Balance analyses, and working with KGA participants on defining basin boundary modifications. As the Project Manager, worked with other key GEI staff, to support and facilitate technical committees of the KGA and work closely with the Executive Management team to plan for and management to the goals of the KGA. Tulare Lake Floodwater Storage and Recovery Project, Kings County, CA. Serving as Program Manager for this project to capture and re-manage floodwaters from the Kings River to groundwater banking projects in Kern County. The project includes construction of temporary storage facilities in the historic Tulare Lake and conveyance facilities capable of delivering up to 1,200 of floodwater to the California Aqueduct and to banking projects in Kern County. Responsible for managing all consultant activities, including feasibility Larry Rodriguez, Page 2 and alternatives analyses, CEQA and permitting compliance, water rights investigations and applications, facilities engineering and design and public outreach. The project team includes engineering, environmental and public relations consultants, with a projected planning budget of $2-3 million. Semitropic Water Storage District – Strategic Support, Wasco, CA. Provides strategic advice to water management policies and practices of the District. Assists the executive management and Board of Directors on matters related to State Water Project operations and deliveries, alternative water supplies opportunities, groundwater banking policies and management, and landowner water management strategies related to the Sustainable Groundwater Management Act. Kern County Westside Water Districts Water Transfer Support, Bakersfield, CA. Provides strategic water transfer support for five irrigations district located on the west side of the San Joaquin Valley, in Kern and Kings Counties. This supports includes evaluating potential water transfer opportunities in the Sacramento Valley and evaluating the potential to successfully negotiate purchase terms and evaluate physical and institutional barriers to transporting the water through the Sacramento-San Joaquin Delta and the State Water Project. Water Supply Acquisition Program, Upper San Gabriel Valley Municipal Water District, Monrovia, CA. Currently leading the District through an evaluation process to identify, evaluate and develop a supplemental water source for the District to help meet local long-term water supply demands. This analysis includes the determinate of available capacity in California Aqueduct to deliver potential supplies. The completed evaluation process identified several potential sources. A due diligence review is being completed and includes assisting in the negotiation of purchase agreement. Water Transfer Programs, Various Clients. Providing strategic support for the development and implementation of water transfer programs designed to acquire supplemental water supplies for the water districts in southern California. Support includes identifying potential water sources and determining regulatory requirements and approvals for implementation of the acquisition or transfer. Requires working closely with the regulatory agencies to develop and implement the appropriate monitoring requirements track the development and conveyance of transfer water. Mid-Kaweah GSA, Sustainable Groundwater Management Planning, Tulare Irrigation District, City of Visalia and City of Tulare, CA. GEI is supporting the Mid-Kaweah GSA with investigating, discussing, and developing coordination components, data sources, and approaches important for establishing a coordination agreement between the various GSA’s in the basin. Serving as the Project Manager for the GEI team, which is supporting the outreach effort to other basin GSA’s to engage stakeholders in the development of coordination agreement and formation of a basin level approach compliant with SGMA. GEI is also preparing initial studies that are designed to develop a full understanding of basin conditions, water use, and identification of potential projects to contribute to the most effective and successful GSP possible. Kaweah Sub-Basin. Sustainable Groundwater Management Support, Mid-Kaweah GSA, Greater Kaweah GSA, and East Kaweah GSA. GEI is serving as the technical lead for the coordination of sub-basin level SGMA requirements in the Kaweah Sub-Basin, Tulare County, California. Serves as the Project Manager to coordinates sub-basin level efforts with the Kaweah Sub-Basin Management Team, comprised of representatives of the three GSAs located within the Basin. Oversees technical activities including the developing a common basin setting, water budgets, data management system, and Sustainable Management Criteria frameworks. Also coordinates policy discussions effecting the sustainable management of the Kaweah Sub-Basin. Groundwater Management Plan, City of San Diego and Sweetwater Authority, San Diego CA. GEI is providing strategic assistance and technical support for the development of a groundwater management strategy for the San Diego Formation Aquifer. Responsible for evaluating and proposing management strategies for sustainable management of the aquifer and overlying alluvial groundwater basin that meeting the goals of the key stakeholders and provides coverage under SGMA. GEI led the development of a white paper assessing the benefits of preparing a traditional AB3030 groundwater management plan versus a SGMA compliant plan. With the selection of a SGMA compliant approach by the stakeholders, GEI will be supporting the development of both a Groundwater Sustainability Agency, Sustainable Groundwater Plan, and basin boundary modifications. Stephanie Hearn Senior Water Quality Specialist/Permitting Stephanie Hearn has extensive experience in regulatory and compliance planning for drinking water systems of all sizes. Her experiences range EDUCATION from helping small, mutual water systems identify sustainable solutions M.A. Public Policy & Administration, to planning and implementing new regulations for public utilities. California State University, Bakersfield Expertise includes groundwater quality, regulatory planning, and B.S., Environmental Resource optimizing water system operations. She specializes in characterizing Management, California State University, Bakersfield water quality and data trending, developing test protocols to evaluate the quality of various water sources, devising regulatory compliance EXPERIENCE IN THE INDUSTRY strategies, evaluating treatment plant and distribution system 21 years performance, and identifying and implementing process improvements. EXPERIENCE WITH GEI 6 years PROJECT EXPERIENCE TCP Mitigation Study and Project Permitting, Wonderful Nurseries Water System, Kern County, CA. Project Manager and Lead Analyst. Wonderful Nurseries is a nontransient noncommunity water system with compliance orders for both nitrate and 1,2,3- trichloropropoane. GEI conducted a hydrogeological and well design study to evaluate non-treatment alternatives. The study identified an existing well that could be modified to meet the Waterworks Standards and permitted as the primary drinking water supply. Permitting and compliance support is ongoing with this client. Characterize Groundwater Quality in the Kern County Subbasin, Kern Groundwater Authority, Kern County, CA. Water Quality Lead. Characterizing groundwater quality of the Kern County Subbasin (KCS) requires in-depth understanding of local water management activities and land uses that impact water quality, as well as knowledge of publicly available data. To characterize the KCS, largely relied on experience working in this basin; referenced USGS studies; identified contaminant plumes and localized water quality issues; and compiled relevant data from public databases such as the Drinking Water Watch (SDWIS) and Groundwater Ambient Monitoring and Assessment Program (GAMA) to create trends of historical water quality. This characterization will be used by the Kern Groundwater Authority (KGA) and its 11 Groundwater Sustainability Agency members to define management area’s and identify undesirable results related to water management activities. Integrated Water Management Plan, Poso Creek Regional Water Management Group (RWMG), Kern County, CA. RWMG Representative. GEI has supported the Poso Creek RWMG with various planning aspects since the group’s formation. Current efforts are focusing towards updating their Integrated Regional Water Management Plan (IRWMP). Represented the group in the Tulare- Kern Funding Area’s Disadvantaged Community Involvement Program (DACIP). This group is working towards developing a regional, interactive needs assessment tool and identifying DAC projects eligible for funding. This effort requires coordinating with the municipal water systems, State Water Resources Control Board – Stephanie Hearn, Page 2 Division of Drinking Water (DDW) and community non-profit groups. Expected outcomes of the program is bringing regional municipalities into compliance with drinking water standards by conducting a community needs assessment and assisting with project development. Drinking Water System Permitting, Grimmway Enterprises, Arvin, CA. Project Manager. Responsible for preparing a complete permit amendment application required to add a new well and update the drinking water system permit. Technical documents include composing a water system operations plan; preparing a Drinking Source Water Assessment; completing data sheets for all active wells, tanks and treatment units; and working with the Division of Drinking Water to facilitate efficient approval of the new well. Following successful completion of this project, Grimmway requested assistance with permitting and compliance issues in two additional water systems. Well Design, Permitting and Water Treatment, Califia Farms, Bakersfield, CA. Project Manager. Califia Farms is located in an area where municipal services are not available. Their existing groundwater well produced poor water quality water which impacted their operation in multiple ways. This project consisted of conducting a well design study to identify water quality throughout the region followed by well construction specs for zone testing and final well design. As a result of the specifications and field sampling that GEI conducted, the final well produced high quality water that meets all drinking water standards with the exception of sulfides (unregulated but aesthetically unpleasing contaminant). Supported Califia in identifying a treatment system to remove the sulfides without undesirable byproducts. Once the treatment technology was selected, prepared all technical documents such as composing an Operations, Maintenance and Monitoring Plan, and other required documents for permitting the well and treatment system with the Division of Drinking Water. East Porterville Water Supply Project Feasibility Study, Department of Water Resources, Porterville, CA. Served on the project team who evaluated the feasibility of creating a new public water system for the residents of East Porterville. The goal of this emergency drought response projects was to identify a long-term, resilient water supply for the community. The study included identifying existing and potential water purveyor options including governance and water rates structures. Additionally, Technical, Managerial, and Financial (TMF) assessments were conducted for all preferred alternatives. Nitrification Study and Mitigation, California Water Service, Los Altos, CA. Project Manager. Evaluated historical disinfection, nitrite data and source water quality to identify the source of nitrification and disinfectant degradation in Cal Water’s Los Altos distribution system. This study revealed that nitrite was formed in an underutilized storage tank and increased as water was pumped into higher elevations. Through working with system operators and managers, operational changes were implemented that mitigated nitrification and improved disinfectant residuals without the “problem” pressure zone. On-Call Water Quality Support, California Water Service, Statewide. Project Manager. GEI’s water quality team provides their expertise in managing water quality projects through on-call services. Various services are provided to Cal Water such as writing Operations, Maintenance, and Monitoring Plans for submittal to the State Water Boards; designs distribution system studies to identify sources of water quality problems and aids in developing capital improvement programs as long-term solutions to resolve the problems; prepares mass balance calculations and evaluates opportunities for blending contaminants; and supports the Company’s Water Quality Department with developing regulatory compliance strategies. Characterize Groundwater Quality in the San Diego Formation, AECOM, City of San Diego, CA. Water Quality Lead. Characterized groundwater quality and evaluate the extent of seawater intrusion in the San Diego Formation. The groundwater characterization focused on sustainability of the freshened groundwater that is pumped and treated for domestic use by Sweetwater Authority. Data used to evaluate and characterize the basin relied on a USGS study and data from public supply wells extracted from the Drinking Water Watch and GAMA databases. Mark Ashenfelter Senior Fisheries Biologist MarkAshenfelter is a Senior Fisheries Biologist with over 14 years of experience in ecological research, restoration, FERC licensing, EDUCATION regulatory compliance and grant writing and administration. He has M.S., Natural Resources (Fisheries), served as a senior fisheries biologist, project manager or task lead Humboldt State University B.S., Zoology (Zoology and Marine manager for a number of projects that require endangered species Biology), Michigan State University permitting and/or biological analysis to inform the FERC licensing process. He has worked with various habitat restoration teams to EXPERIENCE IN THE INDUSTRY develop, evaluate and implement various floodplain designs within 14 years levee setbacks and bypass systems to be primarily utilized by juvenile EXPERIENCE WITH GEI salmonid species. Mr. Ashenfelter specializes in evaluating impacts on 3 years threatened and endangered fish species and their habitats as well as coordinating with resource agency staff to ensure compliance with PROFESSIONAL MEMBERSHIPS federal and State regulations, including completing Section 7 American Fisheries Society consultation. Recently, Mr. Ashenfelter has played an integral role in preparing two successful grant applications for California’s Proposition 1 Water Storage Investment Program with conditional awards totaling approximately $300M. Currently, he is serving in an advisory role to aid his clients in navigating the complex regulations, development of water supply agreements, feasibility studies and other milestones necessary to achieve final funding awards which culminate in project implementation. Prior to his position at GEI, he spent 8 years leading, managing and supporting studies that contributed to 6 different FERC licensing’s or re-licensing’s throughout the state of California including the Merced, Tuolumne, Yuba, and Bear Rivers. His work history has led to a diversified expertise at the intersection of water supply, hydropower, policy, research and the regulatory environment. PROJECT EXPERIENCE Willow Springs Water Bank Water Storage Investment Program Proposition 1 Grant Application and Strategic Support, CIM Group, Antelope Valley, CA. Served as the project manager and lead environmental consultant in the development of a grant application with a conditional award of $95 million. WSWB seeks to implement a multi-benefit, conjunctive use project to operate in conjunction with the State Water Project (SWP) by allowing the capture of additional or ‘new’ water during wet years in the existing surface reservoirs via reservoir reoperations. The WSWB Conjunctive Use Project will advance long-term ecological health of the Delta by providing water for the ecosystem during dry and low flow years via reservoir reoperations and exchanges. Developed a Feather River Chinook life cycle model to monetize public benefits based on increased survival rates as a result of project proposed pulse flow releases. Coordinate and meet with CA Water Commission/Staff and technical reviewers from SWRCB, CDFW, DWR and private consultants. Continued support with water commission staff to meet the mandates of the program, prepare quarterly reports, and advance project partnerships with state water contractors. Mark Ashenfelter Page 2 Willow Springs Water Bank Conjunctive Use Feasibility Study, CIM Group, Antelope Valley, CA. Served as the lead author in the development of a conjunctive use feasibility study to support project implementation and meet eligibility conditions of the Water Storage Investment Program grant requirements. Project involves the development of a water banking facility to enhance storage capacity in Southern CA (Antelope Valley) through a series of agreements and reservoir reoperation. Increased storage and water deliveries would be used to forego state water project (SWP) deliveries to achieve environmental benefits in the Feather River. The study focused on identifying and assessing the feasibility of implementing water bank delivery options, put/take scenarios, water rights, yield calculations, environmental documentation, permitting, and required agreements with state water project contractors and regulatory agencies. Chino Basin Program Water Storage Investment Program Proposition 1 Grant Application and Strategic Support, Inland Empire Utilities Agency, Chino Basin, CA. Served as the lead environmental consultant in the development of a grant application with a conditional award of $207M. Project involves the development of a tertiary water treatment facility to enhance recycled water capacity in Southern CA (Chino Basin) for injection into the groundwater basin. Through a series of agreements, the enhanced recycled water supply would be locally utilized while State Water Project (SWP) deliveries would be foregone and used for environmental benefits in northern California’s Feather River. Developed a Feather River Chinook life cycle model to monetize public benefits based on increased survival rates as a result of project proposed pulse flow releases. Coordinate and meet with CA Water Commission/Staff and technical reviewers from SWRCB, CDFW, DWR and private consultants. Participate in public outreach and development of support from NGO’s. Continued support with water commission staff to meet the mandates of the program, prepare quarterly reports, and advance project partnerships with local stakeholders and state water contractors. Delta Island Mitigation Valuation, Metropolitan Water District of Southern California, Los Angeles, CA Served as the lead author in evaluating alternative mitigation strategies for implementation of proposed Delta tunnel projects. Evaluation included the development of a cost/savings analysis associated with land use, procurement, environmental impacts, offsite mitigation, material disposal and potential tunnel material reuse for habitat restoration. Report was used by internal staff to advise the Board of Directors on the cost/benefits of the alternative solutions. Yolo Bypass Implementation Strategy and Valuation, Sacramento Area Flood Control Agency (SAFCA), Sacramento, CA. Lead author in developing an approach to monetizing the ecosystem value of program implementation. The study was used to promote a programmatic approach to implementing a suite of Yolo Bypass multi-benefit projects and to lobby legislature on the increased value they provide. The increase in project value is also being used to show a vast improvement in benefit: cost ratios to position project constituents for state and federal funding. Overall, the study took an approach of showing the effects of improved ecosystem function and an uplift in endangered species survival. Monetizing this benefit was shown through increased population sizes and reduction in future water supply regulation to the state of California. The decrease in water supply regulation was monetized through evaluating the subsequent increase in water supply and reliability to the region. San Lorenzo Creek Flood Control and Habitat Improvement Program, Alameda County Flood Control and Water Conservation District, Alameda, CA. Served as an advisor and technical support in evaluating various state and federal grant programs. San Lorenzo Creek currently has an impoundment with decreased capacity due to sedimentation on an urbanized stream which historically contained endangered species. Evaluated programs have included various aspects of California Proposition 1 and 68, along with federal infrastructure stimulus packages, and flood control programs. CA Natural Resource Agency, Mokelumne River Wild and Scenic Evaluation. Lead author in assessing fishery resources in the upper Mokelumne River basin for determining whether or not specified reaches are to be designated as State Wild and Scenic. Assessment involved research and review of existing documentation to determine if designated river reaches were considered to contain “unique and/or extraordinary” values. Report and recommendations were delivered to CNRA, stakeholders, and interested parties. Jacqueline Takeda Senior Water Quality Specialist JackieTakedahas 16years of experiencein water quality, regulatory planning, and optimizing water system operations. She specializes in EDUCATION characterizing water quality and data trending, developing test B.S., Biological Sciences with Emphasis protocols to evaluate the quality of various water sources, devising in Neurobiology, Physiology, and regulatory compliance strategies, evaluating treatment plant and Behavior, University of California, Davis distribution system performance, and identifying and implementing process improvements. Her experience extends from groundwater EXPERIENCE IN THE INDUSTRY expertise from Southern California’s West and Central Basins to 16 years Salinas Valley and Bay Area peninsula regions. EXPERIENCE WITH GEI In addition to her water resources experience, Ms. Takeda has 4 years extensive operations management experience earned through her 12 years of employment with California Water Service (Cal Water). This CERTIFICATIONS Grade 2 Water Treatment Operator (CA experience enables her to develop reasonable solutions that match a State Water Board) water district’s goals with current best available technologies. She is Grade 2 Water Distribution Operator (CA well versed in developing compliance strategies and permitting projects State Water Board) with the regulatory agencies such as the Water Quality Control Boards. Cross-Connection Control Specialist (CA- NV AWWA) Ms. Takeda started in Cal Water’s water quality lab and held various Water Audit Validator (CA-NV AWWA) positions throughout the company that enabled her to learn multiple aspects of public water system management. In her most recent role as PROFESSIOINAL ASSOCIATIONS American Water Works Association, Water Quality Program Manager, she designed and managed bench- Member and pilot-scale testing, served as project manager for new water treatment plant projects, investigated performance problems at existing treatment plants, and evaluated distribution systems and provided guidance to improving operations. PROJECT EXPERIENCE Safe and Affordable Drinking Water Study – City of Delano Sphere of Influence, Tulare Kern Funding Area Disadvantaged Community Involvement Program, County of Tulare, Delano, CA. Serving role of Project Manager conducting a study of the water systems and private wells to evaluate feasible solutions for the City of Delano and its sphere of influence. This study builds on and expands the needs assessment conducted by the TKFA DACIP project and creates a roadmap of potential projects and funding opportunities needed to meet the intent of the Human Right to Water. Outcomes of the Phase I study will include identifying potential failing private wells; identifying the infrastructure needs; identifying obstacles to implementation and actions to overcome the obstacles; and laying out high-level draft plans for implementation. Phase II will focus on outreach to public water systems and private well owners to develop long-term solutions and identifying a pathway for project implementation. Reuse and Reservoir Conversion Study, Moulton Niguel Water District, Aliso Viejo, CA. Serving role of Senior Water Quality specialist in identifying options to maximize use of recycled water produced from Regional Wastewater Treatment Plant (RTP) to diversify District’s water supply portfolio. Conducted water quality Jacqueline Takeda, Page 2 analysis from RTP and evaluated against existing Waste Discharge Order Permit and San Diego Basin Plan Water Quality Objectives. Evaluated feasibility of Direct Potable Reuse (DPR) using Laguna Niguel Lake Reservoir. Assisting with developing potential permitting pathways with DDW and Regional Water Quality Control Board for DPR project. Palms Recovery Project, Buena Vista Water Storage District, Buttonwillow, CA. Serving role as Senior Water Quality Specialist to evaluate feasibility of groundwater recharge project related to water quality. Responsibilities include characterization of groundwater quality from wells within project area and surface water from CA Aqueduct. Conducted theoretical blending scenarios and prepared technical memorandum for inclusion in CEQA justifying project will not cause significant impacts to groundwater or CA Aqueduct. Water Quality Program Management Support, California Water Service (Cal Water), Kern River Valley, Selma, and Visalia, CA. Served role as Project Manager to provide water quality program management support services for 12 water systems, which included technical support and guidance on drinking water standards. Ensured that water systems were in compliance with drinking water standards and worked with Division of Drinking Water on permit amendment applications such as changes in Operations, Maintenance, and Monitoring Plans, Bacteriological Sample Siting Plans, and water treatment systems. Grimmway – Cal Organic Thermal, Malaga, and David Rd. Water Systems, Grimmway Enterprises, Inc, Thermal, Arvin, and Bakersfield, CA. Served role of Project Manager and Senior Water Quality Specialist to assist in permitting new small water systems for Grimmway Enterprises, Inc. Prepared a Preliminary Technical Report to demonstrate capability of being a suitable water purveyor. Once approved by the regulating agency, proceeded with completing the Technical, Managerial, and Financial Assessment along with all technical documents related to a new water system permit application such as a Drinking Water Source Assessment and Protection report, Operations, Maintenance, and Monitoring Plan, Bacteriological Sample Siting Plan, Lead and Copper Rule sampling program, and Disinfectant/Disinfection Byproduct monitoring plan. Evaluation of Re-Using Drinking Water Treatment Plant Waste Stream for Ag Irrigation, Orange Grove RV Park, Bakersfield, CA. Served role of Project Manager and Senior Water Quality Specialist to evaluate best drinking water treatment option to bring water system into compliance with nitrate drinking water standard and also cost-effective by reusing treated waste stream for irrigation. Theoretical blending calculations were performed to determine feasibility of reusing treated waste stream. Worked with University of California Division of Agricultural and Natural Resources to determine water quality thresholds of irrigation water for citrus crops. Worked with regulators within Division of Drinking Water and Central Valley Regional Water Quality Control Board on obtaining permits for operation. Project involved installation of drinking water Reverse Osmosis treatment plant and reuse of RO reject water to blend with Arvin-Edison irrigation water. Blended water is used as irrigation water for the orange trees. Characterize Groundwater Quality in the Kern County and Kaweah Subbasins, Kern Groundwater Authority, Kern County and Kaweah Sub-Basin Management Team, Tulare County, CA. Served leading role of Senior Water Quality Specialist in characterizing groundwater quality in the Kern County and Kaweah Subbasins to determine water quality baseline for Groundwater Sustainability Plans. Water quality data from regulated drinking water systems were evaluated from various databases such as Drinking Water Watch (SDWIS) and Groundwater Ambient Monitoring and Assessment Program (GAMA). GeoTracker and EnviroStor databases were used to identify contamination plumes. USGS studies were also reviewed. Regulatory Planning and Devising Compliance Strategies, California Water Service (Cal Water), CA. Drinking water regulations routinely updated and impact municipalities statewide. Examined the intent of new regulation, identified its potential impact on operations, and developed plans to minimize negative impacts while assuring all 27 water systems will meet the standards and intent. Planned regulations to include ongoing evaluations of primary and secondary drinking water standards, with extensive experience in iron and manganese, tetrachloroethylene (PCE), trichloroethylene (TCE), Stage 2 Disinfectant/Disinfection Byproduct Rule; Groundwater Rule; California Waterworks Standards; Lead and Copper Rule; and the revised Total Coliform Rule. Kevin Yao, P.E., P.M.P., ENV SP, QSD Senior Civil Engineer KevinYao is a registered civil engineer with 14years of experience in design and construction of water resources infrastructures and related EDUCATION improvement/rehabilitation projects. Area of expertise includes B.S., Civil Engineering, University of hydraulic analyses, the design and construction of water conveyance Toronto systems, pump stations, water treatment plants, flood control and EXPERIENCE IN THE INDUSTRY groundwater recharge facilities, civil/site engineering, and structural 15 years concrete, steel and timber systems. Mr. Yao prepares proposals and applications for permits and grants. He is a Project Management EXPERIENCE WITH GEI Professional (PMP) and is experienced in project management and Less than one year construction administration. REGISTRATIONS AND LICENSES Professional Engineer, CA No. C76823 PROJECT EXPERIENCE Water Supply System Phases 2A, California Department of Water CERTIFICATIONS Project Management Professional, PMP Resources (DWR), CA. Design Lead and Construction Support Lead No. 2149191 for Phase 2A - the design and construction of 4 miles of water Envision Sustainability Professional, ENV pipelines, 2 pressure reducing stations, 500 water services and 160 fire SP No. 25769 services in addition to Phase 1 Water Supply System. Design was Qualified SWPPP Developer, CBPELSG– completed in less than 5 months and construction was completed in 7 QSD No. 76823 months. Design Engineer and Reviewer for Phase 2B, 2C, and 2D, which included 2 new deep wells, 1 water storage tank, and 1 booster pump station. The total construction cost for East Porterville Water Supply Project Phase 2 was estimated to be more than $40 million dollars. Water Supply System Phases 1, California Department of Water Resources, CA. Design Lead and Construction Support Lead for Phase 1 - the design and construction of a new public water supply system with approximately 12 miles of water pipelines and 300 water services, which has a total construction cost of more than $12 million. Design was completed in less than 3 months and construction was completed in 6 months. Sustainable Water Infrastructure Project, City of Santa Monica, CA. Design Lead for a pipeline system that connects three storm drain lift stations and two sewer lift stations to a stormwater harvesting tank and an advanced water treatment facility. Elm Fork Water Treatment Plant Project, Dallas Water Utilities, TX. Design Engineer for the design of two parallel 120” steel pipelines, two parallel 72” steel pipelines, and two parallel 48” steel pipelines. Key challenges including weak native soil, limited separation between parallel pipelines, shallow cover at various locations, and potential high groundwater situations. Upper Amargosa Creek Realignment, Recharge Basins & Habitat Restoration Project, Turnout Structure Project, 48-Inch Conveyance Pipeline Project, City of Palmdale, CA. Design Lead for the design of the creek realignment, recharge basins, Aqueduct turnout structure, and pipeline. Prepared plans and specifications for construction. Kevin Yao, P.E., P.M.P., ENV SP, QSD Page 2 Tulare Lake Floodwater Storage and Recovery Pilot Project, Semitropic Water Storage District, CA. Design Engineer for the preliminary design of lift stations, pipeline, road crossing, and Aqueduct outlet. Prepared plans and specifications for construction. Solar Exclusion Zone Well Connection Pipelines, CIM Group, Lancaster, CA. Design Engineer for the design and construction of well pipeline system and booster pump station. Performed hydraulic analysis for the pipeline system and booster pump station. Designed pipeline road crossings. Prepared plans for construction. Avenue 60 – Harrison 0.5 (Jacqueline Cochran Airport) Drain Replacement Project, Coachella Valley Water District, CA. Design Engineer for the design and construction of a replacement drain pipeline. Assisted with the preparation of preliminary design review, plans and specifications. Prepared construction cost estimate. South Canal Turnout Project, Giumarra Vineyards Corporation, CA. Design Engineer for the preliminary design of pump station, pipeline, and turnout. Assisted with the preparation of preliminary design review, construction cost estimate and plans. Comanche Road Turnout Relocation Project, Giumarra Vineyards Corporation, CA. Design Engineer for the preliminary design of turnout relocation. Assisted with the preparation of preliminary design review, construction cost estimate and plans. 2nd Lift Canal Lining Project Phase I to IV, Firebaugh Canal Water District, Mendota, CA. Design Engineer for the design and construction of 10 miles of concrete lined canals, check structures, pump stations, outlet structures, and road crossings, and miscellaneous appurtenances. Performed hydraulic analysis for the canal system. Prepared applications for permits and USBR grants. Reviewed shop drawings and inspection reports. Estimated progress payments. Marshal-Spanish Pump Station and Pipeline System, Patterson Irrigation District, Patterson, CA. Design Engineer for the design and construction of three pump stations and pipeline system. Designed hydraulic system, road crossings, outlet structures, and miscellaneous appurtenances. Prepared plans and specifications. Reviewed shop drawings and inspection reports. Estimated progress payments. Non-Potable Water Supply and Pipeline System, Waste Connection, Inc., Avenal, CA. Design Engineer for the design and construction of 13,000 feet of pipeline system that deliver from an existing well to Waste Connection Inc. Designed pipeline system, road crossings. Prepared plans and specifications. Surface Water Treatment Plant Project, Kettleman City Community Services District, Kettleman City, CA. Design Engineer for the design of a surface water treatment plant using approved membrane filtration equipment. Designed site layout and grading, drainage system, and sludge basins. Third Avenue and Fifth Avenue Road Project, City of Avenal, Avenal, CA. Design Engineer for the design of portions of Third Avenue and Fifth Avenue. Designed asphaltic concrete, aggregate base, concrete curb and gutter, sidewalks, driveways, and wheel chair ramps. Prepared plans and specifications. Reviewed shop drawings. Estimated progress payments. North No. 2 Tank and Pump Station Facility Project, Dixon Solano Water Authority, Dixon, CA. Design Engineer for the design and construction of design and construction of water storage tank, hydropnuematic and surge tank, pump station facility, pipeline system, control building, and site layout. Designed pipeline system, site layout, grading, and drainage system. Prepared plans and specifications. McKay Point Check Structure, Kaweah Delta Water Conservation District, Visalia, CA. Design Engineer for the design of two large check structures (125 feet in width) in the Kaweah River to control flows down St. John and Lower Kaweah River. Performed hydraulic analysis. Designed site layout. Estimated earthwork. Fargo Avenue, One Million Gallon Welded Steel Water Storage Tank and Pumping Facilities, City of Hanford, Hanford, CA. Design Engineer for the design and construction of water storage tank, hydropnuematic and surge tank, pump station facility, pipeline system, control building, and site layout. Designed site layout, grading, and drainage system. Reviewed shop drawings. Estimated progress payments. Cody Trueblood, P.E. Water Resources Engineer Cody Truebloodis an agricultural andwater resources engineerin GEI’s Bakersfield office and a graduate from California Polytechnic EDUCATION State University (Cal Poly). Mr. Trueblood has experience in M.S. Water Engineering, California construction and engineering. He has exemplary technical and Polytechnic State University analytical skills used to process complex problems and synthesize B.S., BioResource Agricultural information. He is devoted to creating efficiencies through Engineering, California Polytechnic State University technological innovations and is comfortable assuming a variety of roles to ensure project success. EXPERIENCE IN THE INDUSTRY 4 years PROJECT EXPERIENCE EXPERIENCE WITH GEI Emergency Water Supply System, Department of Water 3 years Resources (DWR), East Porterville, CA. Project consist of connecting to existing city waterlines a 1,670 GPM outdoor booster REGISTRATIONS/CERTIFICATIONS Professional Engineer, CA No. 90942 pump station and a 1.2 MG water storage tank. Served as Field HAZWOPPER 40 Hour Engineer providing construction support consisting of pipeline, pumps, valves, appurtenances, water tank, irrigation, variable frequency drive, SKILLS coating, cathodic protection, and associated testing. Reviewed and Research, Data Collection, Data Analysis, responded to all submittals and request for information to the Data Manipulation, Surveying, and Technical Writing Contractor. Solved and foresaw construction issues and provided in field recommendations to appropriate design engineer and provided SOFWARE EXPERIENCE design recommendation. Provided cost estimates of design change. AutoCAD, WaterCAD, StormCAD, Coordinated project with internal engineering staff, DWR, the IRRICAD, Groundwater Vista, Hec- contractor, and City of Porterville. RAS/HMS, and ArcMap DWR Stream Modeling, CA. Served as Hydraulic Modeler for 1D HEC-RAS modeling on various streams in California in determination of inundation mapping. Friant-Kern Pump Back Water Quality modeling, North Kern Water Storage District, Kern County, CA. Served as Technical Member creating model to use historical water quality and flows to analyze the effect of implementation of proposed new pump back wells and predicted water quality. Sustainable Groundwater Management Planning, Kern County, CA. Serving as a Technical Team Member for development of a Groundwater Sustainability Plan for various local clients, including Semitropic Water Storage District, Southern San Joaquin Municipal District, Shafter-Wasco Irrigation District, and North Kern Water Storage District. Wrote technical components of GSP. Evaluated methods, and performed calculations for setting measurable objective, minimum thresholds, water budget, and provided expertise in choosing site locations for future monitoring network. Mid-Kaweah and Greater Kaweah, Sustainable Groundwater Management Planning, Tulare County, CA. Serving as a Technical Team Member for development of a Groundwater Sustainability Plan. Evaluated methods, and performed calculations for setting measurable objective, minimum thresholds for Kaweah subbasin. Cody Trueblood, P.E., Page 2 Borehole Testing for Recharge Site Feasibility, Maricopa Orchards, Kern County, CA. Served as Field Engineer collected soil samples of borehole at various depths. Collected and analyzed data for determination of recharge site feasibility. Kern Groundwater Authority Development, KGA Umbrella, Kern County, CA. Provided support for GSP on Sub-Basin setting including obtaining information on water quality and well information from Envirostor, GeoTracker, CASGEM, and District wells. Analyzing and manipulating data to plot contaminants and well information using ArcMap. Erosion and Sediment Control Plan, Grimmway Cummings Valley Ranches, Bakersfield, CA. Prepared update for outdated Erosion and Sediment Control plan to include new and relevant information on current practices and plans. Diltz Intertie, Shafter-Wasco Irrigation District, Wasco, CA. Provided grant report writing support and communication with the United States Bureau of Reclamation on behalf of the District. Prepared GIS mapping and general calculations used for design details on the Diltz Intertie. Prepared initial semi-annual report. Kimberlina Spreading Grounds, Shafter-Wasco Irrigation District, Wasco, CA. Created budget and provided grant report writing support for the project and communication with the United States Bureau of Reclamation on behalf of the District. Prepared GIS mapping for project site and general calculations for budget. Groundwater Monitoring, North Kern Water Storage District, Kern County, CA. Served in partner as a technical engineer collecting data from groundwater monitoring recharge sites and troubleshooting equipment. Performing manual groundwater measurements at sites. Groundwater Modeling, North Kern Water Storage District, Kern County, CA. Served as a data analyst and modeler. Responsible for collecting required data for modeling groundwater in Kern County. Editing and creating files in ArcMap. Creating model in Groundwater Vista to simulate groundwater flow. Calibration of model to past water level. Pile Installation and Grouted Inclusion Inspection, Kiewit Infrastructure Company, Huntington Beach and Los Alamitos, CA. Served as an inspector for installation. Recording daily field notes and reports on installation. Determined installation meeting design standards by performing quality inspection. PREVIOUS PROJECT EXPERIENCE Irrigation Internship, Irrigation Training and Research Center, San Luis Obispo, CA. Served as a data analyst. Responsible for mapping Evapotranspiration in California using LandSat images with ArcGIS and ERDAS using METRIC. AutoCAD design drawings canal structures. Updated models and data analyzing methods used for multiple projects. Created procedures and writing technical reports. Responsible for flow measurement testing. Measured and created rating tables for meter gates on Canal System in Yakima, WA. Recorded data on canal systems and crop information in Montrose, CO. Researched variety of data and methods for multiple projects. Plant Health and Irrigation Scheduling, California Polytechnic State University, San Luis Obispo, CA. Served as Irrigation Technician. Monitored plant health and determined irrigation scheduling. Maintained irrigation equipment, irrigated crop fields using methods of drip, furrow, and sprinkler pipe, and harvested fields. Work also involved fabrication, building fences, and some shop work. Arjun Bharadwaj Environmental Engineer Arjun Bharadwajis an Environmental Engineerfrom Clemson University, SC, where his primary focus was fate and transport study of EDUCATION PCBs in water and soil. His research experience combined with specific M.S., Environmental Engineering, interest in water industry has propelled him to be successful in Clemson University technical writing, water quality assessment, water distribution, SGMA B.S., Chemical Engineering, SRM implementation, water resources planning and water infrastructure University, India management for GEI’s clients. Mr. Bharadwaj’s knowledge of the local EXPERIENCE IN THE INDUSTRY surface water and groundwater operations has made him an effective 5 years team member in serving clients across Kern County. EXPERIENCE WITH GEI Mr. Bharadwaj has worked as a technical team member for various 5 years projects requiring water resources planning, technical grant writing, water quality data assessment, construction management, GIS analysis and data management. SELECT PROJECT EXPERIENCE East Porterville Water Supply Project Feasibility Study, Department of Water Resources, East Porterville, CA. Served on the project team that evaluated the feasibility of creating a new public water system for the residents of East Porterville. The goal of this emergency drought response project was to identify a long-term, resilient water supply for the community. The study included identifying existing and potential water conveyance systems, number of connection points, well connections and depths. Interacted with local people and authorities in the area to identify abandoned sewer and water lines, which potentially, proved to be useful in successfully completing the project. Grimmway Farms – David Road Groundwater Feasibility Study, Grimmway Enterprises, Inc., Bakersfield, CA. Provided critical input in evaluating the groundwater conditions at the project site. Worked extensively in analyzing water quality data, pump test data, and existing water distribution of the facility. Water Delivery Improvements Project, North Kern Water Storage District, Kern County, CA Coordinated a District-wide water systems automation project that involved modernizing District-owned facilities to be SCADA ready. Evaluated existing District facilities including wells, pumps, and canals and oversaw the construction of the entire project. Return Capacity Improvement Project, North Kern Water Storage District, Kern County, CA. Designed a temporary discharge system comprising of pipelines and road-crossing from a groundwater well to a canal. Evaluated easements, project footprints, design & construction estimates, and preliminary hydraulic analysis to plan various milestones of the project. Orange Grove RV Park RO Treatment System, Arvin, CA. Served on the project team that prepared the Operations and Maintenance plan for the newly installed Reverse Osmosis treatment system to mitigate Nitrate exceedance. Arjun Bharadwaj,Page 2 Groundwater Characterization in Kern Subbasin Kern Groundwater Authority, Kern County, CA. Compiled a database of public and private groundwater well construction reports to characterize the well density per aquifer. Furthermore, gathered water quality for the wells from public databases such as the Drinking Water Watch (SDWIS), Groundwater Ambient Monitoring and Assessment Program (GAMA), and KGA member agencies to create trends of historical water quality. This characterization was used by the Kern Groundwater Authority (KGA) and its 11 Groundwater Sustainability Agency members to define management area’s and identify undesirable results related to Sustainable Groundwater Management Act (SGMA). Recharge Site Identification and Evaluation, Confidential Client, CA. Evaluated 50,000+ acres to identify 10+ potential recharge sites. Estimated the recharge rate, conveyance cost, pumping cost, and construction cost to rank the sites. Prepared preliminary design for each site to identify construction/conveyance improvements at each site including the need for pipelines, booster stations, and turnouts. High Speed Rail authority, CP-4, North Kern Water Storage District, Kern County, CA. Project manager of the District’s primary consultant team overseeing 30% - 60% - 90% - and final design review process, construction management, and project financial deliverables. Assist in managing the District’s and its subconsultants’ monthly technical and administrative activities, to make sure that both parties are in compliance with the Master Agreement signed by the two entities. Evaluated easements, project footprints, design & construction estimates, and preliminary hydraulic analysis to plan various milestones of the project. Groundwater Monitoring Network Management, various cities, Kern County, CA. Coordinate and manage the groundwater monitoring program for multiple cities as part of the Kern Groundwater Authority SGMA plan deliverables. In-charge of sampling and evaluating the water quality and water elevation at each representative monitoring point. Tulare Lake Floodwater Water Quality Analysis, Semitropic Water Storage District, Kettleman City, CA. Member of the technical team which identified suitable water sampling sites for water quality analysis of the Project water. Performed bi-monthly sampling at chosen sites to observe water quality trend over six months. Assisted in developing a technical memorandum of the findings from the water quality analysis. Calloway Canal Lining, Cawelo Water District, Bakersfield, CA. Provided critical management support for a $4,000,000 project, which was funded by one state grant and three federal grants. Provided construction oversight, coordinated with state, federal, local agencies and public to ensure efficiency in the project. Performed contract closeout, prepare punch list detailing all outstanding items. Recharge Siting Study, Southern San Joaquin Municipal Utilities District, Delano, CA. Developed a GIS model to identify suitable sites for building a groundwater recharge site based on soil, geologic, crops and wildlife data. Ran proximity analysis to rank the sites based on proximity to conveyance facilities. Prepared maps and a technical memorandum, which was presented to the Board of Directors of the District. PRESENTATIONS Arjun Bharadwaj, Cindy M. Lee, Scott Brame and Anthony Hermann, “Estimation of polychlorinated biphenyls (PCBs) in Twelve Mile Creek arm of Lake Hartwell using GIS and rapid estimation techniques.” Carolinas SETAC, Raleigh,2015 Arjun Bharadwaj, Cindy M. Lee, Scott Brame and David Wyker, “Comparing congener specific quantification of polychlorinated biphenyls (PCBs) with rapid estimation techniques in, Twelve Mile Creek arm of Lake Hartwell.” Annual Hydrogeology Symposium, Clemson, 2015 PUBLICATIONS Arjun Bharadwaj, Cindy M. Lee, and Scott Brame, “Estimation of polychlorinated biphenyls (PCBs) in Twelve Mile Creek arm of Lake Hartwell using GIS and rapid estimation techniques.” OATD, Master’s Thesis, Clemson University, 2015. 1+916.827.1707 scott@larsenwurzel.com Scott Brown is a registered civil engineer in California with over 20 years of experience in water resources planning and engineering. He has been involved in the financing, planning, design, permitting and implementation of comprehensive flood risk reduction, irrigation, and hydroelectric projects. Scott has experience successfully advancing projects while leading multidisciplinary teams to navigate dynamic and complex State and federal regulatory permitting processes to achieve client goals and implement projects. He has successfully led local agencies through the assessment formation process to secure sustainable local Bachelor of Science, Civil California funding for capital improvements and on-going operations & maintenance of flood risk reduction and Polytechnic State University, San Luis Obispo, 1998 drainage systems. Parsons Brinkerhoff, 2007-2014 Scott led development of engineers reports for successful Proposition 218 ballot proceedings for Program/Project Manager & Water Group Manager Reclamation Districts 800, 900, 2140, and 2035. Scott assisted with the development of engineers reports for successful Proposition 218 ballot proceedings for the Sacramento Area Flood Control Agency (SAFCA) Quad Knopf, 2006-2007 Natomas Basin Levee Assessment District and the Capital Consolidated Assessment District. Scott is Project Manager currently working with The West Sacramento Area Flood Control Agency (WSAFCA) and Reclamation Mead & Hunt, 2002-2006 District 784 on assessment district formations. He is also currently engaged with the SAFCA and the Sutter Project Engineer Butte Flood Control Agency (SBFCA) on multi-million-dollar flood risk reduction projects. Scott is also Ensign & Buckley, 1998-2002 working with the Natomas Central Mutual Water Company (NCMWC) on their multi-million-dollar American (Purchased by Mead & Hunt in Basin Fish Screen Project and their canal modernization program. Scott has assisted NCMWC with securing 2002) Civil Engineer agricultural water use efficiency grants for the design and construction of automated control structures, pump station upgrades and SCADA integration projects. Professional Engineer: California (C61696) Scott Brown has led the formation of several property-based special benefit assessments to support local agencies. Special benefit assessments were formed under the application authorizations and were approved by landowners in compliance with Proposition 218. Following is a list of assessments that Scott has led or provide quality assurance reviews: Reclamation District 800 (Cosumnes) 2018: Operations and Maintenance assessment for levees based on avoided damages and emergency response benefits. Total assessment of $480,000 approved by landowners with 72% of the weighted vote. Reclamation District 2035 2018: Operations and Maintenance assessment for levees and drainage system based on avoided flood damage and contribution to the drainage system. Total assessment of $460,000 approved by landowners with 97% of the weighted vote. Reclamation District 2140 2016: Operations and Maintenance assessment for new federal levee project based on avoided flood damage. Total assessment of $75,000 approved by landowners with 57% of the weighted vote. Reclamation District 2059 2015: Operations and Maintenance supplemental assessment for levees based on avoided flood damage and access to property with a 5-year sunset clause. Total assessment of $235,000 approved by landowners with 54% of the weighted vote. Sacramento Area Flood Control Agency 2011: Capital Improvement assessment for supplement funding of levee improvements in Natomas Basin based on avoided flood damage. Total assessment of $2.7 million approved by landowners with 85% of the weighted vote. Since 1998, Scott Brown has worked for the NCMWC providing planning, engineering, program management and grant administration support. In 2010 he began managing the coordination required to Basin. The relocations included canals, pipelines, pump stations and control structures. Scott provided design reviews, facilitated the timing for temporary service outages, provided construction coordination and acceptance. He also has been leading the effort transfer the necessary rights of way from the pre- project to post-project locations. 1+530.302.3877 madeline@larsenwurzel.com in open channel, pressurized, and non-pressurized systems. A background in ecology and evolutionary biology, combined with her experience in design of floodplain and stream restoration projects, provide Madeline a unique outlook on projects at the nexus of the natural andconstructed environment. Madeline serves as a Project Manager for the Little Egbert Tract Reclamation District. She assists the General Master of Sciences, Civil Engineering, Manager and Secretary in developing agendas, minutes, and resolutions. Madeline also supports the District in San Jose State University, 2015 engagement strategy for development of a multi-benefit project within the Tract. Bachelor of Sciences, Biological Sciences, University of California, Madeline serves as Project Manager for the Madera County Flood Control and Water Agency to support the Merced, 2010 development of farmer-led levee and channel maintenance programs. In addition, she is assisting with, and has written Technic Harris & Associates, 2019-2020 Senior Project Engineer Madeline assisted WSAFCA in submitting an approved Systemwide Improvement Framework (SWIF) and remain Waterways Consulting, Inc., 2016- eligible in for P.L. 84-99 assistance. As part of this effort, Madeline was responsible for leading coordination 2019, Staff Engineer between WSAFCA, Reclamation District 900, and the Flood Maintenance Office of the Department of Water Schaaf & Wheeler Consulting Civil Resources. Following submission of the SWIF, Madeline led the effort to establish a GIS database to track Engineers, 2015-2016, Junior deficiencies and prepare for submission of the annual progress report. Engineer While with Waterways, Madeline completed design for the Arroyo Burro Open Space Restoration, an extensive Floodplain Management Association (FMA) creek and floodplain restoration project in Santa Barbara, California. The project was designed to improve water quality and habitat conditions through the restoration of floodplain habitat and stabilization of eroding creek American Society of Civil Engineers banks. The design involved local topographic mapping, hydrologic and hydraulic modeling and reporting, and (ASCE) extensive grading and erosion control plans. Madeline also developed the Storm Water Pollution Prevention Plan for the project. Professional Engineer: California (C88461) While with Schaaf & Wheeler, Madeline assisted in determining the costs of capital improvements to wet utility Certified Floodplain Manager infrastructure intended to meet the demand of new development in the North Bayshore Precise Plan. The effort included developing a method to determine the appropriate percentage of cost attributed to North Bayshore Development based upon the results of existing and future hydraulic models. Madeline developed the equation, completed calculations, and assisted in the writing of the technical memorandum to support the impact fee resulting from the new development. Potrero Creek winds along a golf course fairway and residential yards immediately upstream of the confluence with Carmel River. Prior efforts to control flooding led to channel incision and degradation of fish passage function. While with Waterways, Madeline developed preliminary designs and feasibility report for restoration of the channel through the golf course. She provided topographic mapping of the project site and hydraulic modeling of the channel to develop recommendations in the report. Madeline was also involved in the CVAC Culvert Replacement project, part of a larger collection of projects intended to remove fish passage barrier along Potrero Creek in Carmel Valley. A secondary goal of the project was to limit flooding throughout the parking lot of the Carmel Valley Athletic Club so maximizing culvert capacity within the existing footprint was also a goal. Madeline performed hydraulic modeling to determine the capacity of the existing culverts and performed fish passage calculations. She also assisted with design of the replacements and wrote the draft design report. Madeline served as a Senior Project Engineer for Bradford Island Reclamation District. She assisted the District Engineer in preparation of Delta Levee subventions documentation and routine levee inspections. In addition, she helped develop the Five-Year Plan Update. QBSBEJTF!JSSJHBUJPO!EJTUSJDU!PQUJPOT!TUVEZ B QQFOEJY!C—B UUBDINFOUT!2 BOE!3! We have included the following required documents in Appendix B: Attachment 1 – Proposal Form Attachment 2 – Applicant’s Questionnaire GEI 2018 Consolidated Financial Statements GEI 2019 Consolidated Financial Statements GEI Confidential Litigation Report (December 2020) HFJ!DPOTVMUBOUT-!JOD/!Bqqfoejy!C!VOJWFSTJUZ!FOUFSQSJTFT-!JOD/! REQUEST FOR PROPOSAL 1 2 ATTACHMENT 1 3 PROPOSAL FORM 4 5 (Attach additional sheets as needed) 6 7 1. General Information: 8 9 A. Name of Organization (both legal name and fictitious business name, if any): 10 B. Entity Type (e.g. corporation, limited liability company, partnership, etc.): 11 C. Name of Main Contact: 12 D. Main Contact Title: 13 E. Complete Address: 14 F. Telephone: 15 G. Email: 16 H. Name and Title of Authorizing Signatory: 17 18 2. Provide a description of your company that includes: 19 20 A. The type of services it offers. 21 B. The length of time that your company has been in the business of providing the services 22 described in 2.Aabove. 23 C. Location of the office(s) performing the Scope of Work. 24 D. Statement of qualifications to perform the Scope of Work 25 E. A description of your technical approach to the Scope of Work, including a 26 demonstration of project understanding. 27 F. Experience of key project staff. 28 G. A description of the project team and organization chart, including resumes for all staff. 29 H. A proposed schedule of deliverables. 30 I. A description of the time availability of key staff throughout the term of the project. 31 J. A description of client communication strategy, including accessibility to project 32 management personnel. 33 K. A listing of relevant project descriptions. 34 L. Three references. 35 M. A verification statement that certifies the proposed project team, including any 36 subconsultants, are free of conflicts of interest to perform the work. 37 38 39 11 REQUEST FOR PROPOSAL 1 3.Provide a description of pricing for the Services. Provide a detailed cost estimate, including 2 costs by task and subtask. For each task and subtask, identify staff names, hours per staff, 3 hourly labor rates, and other direct costs. Your description should include any factors that 4 may impact those rates. You should also describe pricing for any materials provided or 5 other costs incurred in providing the services. 6 7 8 The undersigned hereby declares that all statements, answers and representations made in this 9 questionnaire are to the best of his/her knowledge true and accurate, including all supplementary 10 statements hereto attached. 11 12 ________________________________ _________________________ 13 Name: Date 14 Title: 15 16 12 REQUEST FOR PROPOSAL 1 ATTACHMENT 2 2 APPLICANT’S QUESTIONNAIRE 3 4 All information requested in the Questionnaire shall be furnished by the applicant, and shall be 5 submitted with the proposal. Statements shall be complete and accurate and in the form 6 requested. Omission, inaccuracy or misstatement may be cause for the rejection of a proposal. 7 8 1. Name of applicant exactly as it is to appear on a professional services agreement and 9 address which applicant would designate under the Notice provision of the agreement: 10 ______________________________________________________________ 11 ______________________________________________________________ 12 ______________________________________________________________ 13 ______________________________________________________________ 14 15 2. Applicant, if selected, intends to carry on the business as: Partnership ( ), 16 Joint Venture ( ), Corporation ( ), Limited Liability Company ( ), Other ( ). If “Other”, attach 17 explanation. 18 19 3. If a partnership or a joint venture, attach a copy of the partnership agreement or joint 20 venture agreement and identify the participants (both general and limited partners): 21 A.NAME/ADDRESS/SHARE 22 ________________________________________________________________ 23 ________________________________________________________________ 24 ________________________________________________________________ 25 ________________________________________________________________ 26 B.Date of Organization’s Creation: _______________________________ 27 C.General or Limited Partnership: ________________________________ 28 (if applicable) 29 D.Agreement Recorded: ________________________________________ 30 County State Date 31 E.Registered in California? ___________________ If so, when? ________ 32 33 4. If a corporation, answer the following; 34 A.When incorporated? ______________________________ 35 B.In what state? ____________________________ 36 C.Authorized to do business in California? _____________________ 37 If so, what date? _______________________________ 38 D.Name, address, years in the corporation, and percentage of stock held by the 39 following officers: 40 President: ________________________________Years ____ Stock % ____ 41 _____________________________________________________________ 42 _____________________________________________________________ 43 Vice President: ____________________________Years ____ Stock % ____ 44 _____________________________________________________________ 45 _____________________________________________________________ 13 REQUEST FOR PROPOSAL 1 Secretary: ________________________________Years ____ Stock % ____ 2 _____________________________________________________________ 3 _____________________________________________________________ 4 Treasurer: ________________________________Years ____ Stock % ____ 5 _____________________________________________________________ 6 _____________________________________________________________ 7 Other: ________________________________Years ____ Stock % ____ 8 _____________________________________________________________ 9 _____________________________________________________________ 10 E.Name, address, and percentage of stock held each Member of the Board of 11 Directors: 12 Chairman: ____________________________________ Stock % ____ 13 _____________________________________________________________ 14 _____________________________________________________________ 15 Member: ________________________________ Stock % ____ 16 _____________________________________________________________ 17 _____________________________________________________________ 18 Member: ___________________________________ Stock % ____ 19 _____________________________________________________________ 20 _____________________________________________________________ 21 Member: ___________________________________ Stock % ____ 22 _____________________________________________________________ 23 _____________________________________________________________ 24 F.Name, address and shares of stock held by other principal stockholders: 25 (Principal Stockholder is defined as a stockholder who holds 10% or more of 26 outstanding stock of the corporation.) 27 _____________________________________________________________ 28 _____________________________________________________________ 29 ____________________________________________________________ 30 Total capitalization: $_________________________ 31 Amount of capital stock subscribed: $ ___________________________ 32 Amount paid in: $_____________________ 33 E.Name, address, and phone number of the agent designated for service of process. 34 35 Questions 5 through 11 to be answered by all applicants. 36 37 5. Have you ever had a bond or surety denied, cancelled or forfeited? 38 YES ( ) NO ( ) If yes, state name of bonding company, date, amount of bond 39 and reason for such cancellation or forfeiture in an attached statement. 40 41 6. Have you ever declared bankruptcy or been declared bankrupt? 42 YES ( ) NO ( ) If yes, state date, court jurisdiction, docket number, amount of 43 liabilities and amount of assets. 44 45 7. Have any agreements held by you for services ever been terminated for 46 cause? 14 REQUEST FOR PROPOSAL 1 YES ( ) NO ( ) If yes, give details 2 3 8. Have you ever been sued by any other jurisdiction or vendor for issues pertaining to fee 4 payment, performance, or other issues relating to a contract for services? 5 YES ( ) NO ( ) If yes, give details. 6 7 9. Are you currently engaged in merger or acquisition negotiations, or do you anticipate 8 entering into merger or acquisition negotiations within the time period of this Request for 9 Proposals? 10 YES ( ) NO ( ) If yes, give details. 11 12 10. Are you now engaged in any litigation which does now or could in the future in any way 13 affect your ability to perform under an Agreement with UEI? 14 YES ( ) NO ( ) If yes, give details. 15 16 11. Submit an audited balance sheet and income statement for your firm, including joint 17 venture partners, for the two most recently completed fiscal years. 18 19 20 12. List details for any and all past (within the last tenyears) or present litigation between the 21 applicant and any client. If there has been none, so indicate. 22 23 The undersigned hereby declares that all statements, answers and representations made in this 24 questionnaire are to the best of his/her knowledge true and accurate, including all supplementary 25 statements hereto attached. In the case of a corporate applicant, the signature of one duly 26 authorized representative is sufficient. 27 28 __________________________________ ________________________________ 29 Signature Signature 30 ______________________________________ ________________________________ 31(Please Print or Type Name) (Please Print or Type Name) 32 ______________________________________ ________________________________ 33 Title Title 34 35 15 Confidential Current Litigation Report December 2020 Kings Highway GEI was named in a claim made by a plaintiff who is an adjacent property owner. GEI was contracted by its client to develop a remedy for settlement that was occurring at the site and at the adjacent property. Given those facts, GEI has requested to be removed from the matter and the plaintiff's counsel continues to consider it. GEI views this matter as a nuisance claim with no significant exposure. EE Cruz v. GEI GEI performed design and instrumentation work on a project for the contractor who was under contract with DC Water. EE Cruz has withheld $294,176.87 in GEI invoiced amounts alleging that errors and GEI's design resulted in increased steel quantities on the project and additional costs to EE Cruz. Cruz filed an arbitration action alleging that it incurred increased steel costs of $800,000.00 due to GEI’s negligently performed design. This matter is scheduled for arbitration in the spring of 2021. City of Beverly, MA GEI was under contract with the City of Beverly, MA to perform certain engineering services in support of the dredging of the Bass River in Beverly. A permit was issued by the Army Corps of Engineers to allow the City (through its dredging contractor) to dump the dredged materials in the Massachusetts Bay. GEI assisted the City with the contractor RFP, proposal review and ultimate contractor selection. The project commencement was awaiting the issuance of the dumping/discharge coordinates from the Army Corps of Engineering as required by the permit. The City and the dredging contractor were eager to commence work given there was a “fish window” that allowed them to dredge only up to the first week in April 2020. Ultimately, the City directed GEI to issue a Letter To Proceed to the dredging contractor that allowed them to mobilize on the river although no dredging could occur until the Corps issued the required coordinates. Following mobilization of the contractor, the Corps issued a letter to the City indicating that they (Corps) had issued the permit in error and that the dredged material was not suitable for discharge into the Bay. GEI advised the City to have the dredging company immediately demobilize but the City opted to have them remain on the river for approximately two weeks. The Corps admitted its error in a meeting attended by the City including the Mayor, GEI, the dredging company and a member of the local Congressman’s office. The dredging company brought suit against the City who then joined GEI to the action. The matter is in Federal Court and will be a bench trial given it will be under admiralty law. GEI has answered the complaint and filed a counter claim for unpaid fees of approximately $35,000.00.